by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
February 21, 2012
Please visit the law firm's website for more information.
Featured Job Postings from the Web | |||
| Feb 20 | FFS Sales Support Representative | Farmers Insurance Group | Agoura, CA |
emphasizing finance or economics preferred. FINRA Series 6, 63 and 26 required within 90-days of hire. Experience Requirements None Special Skills Requirements Developing... more | |||
| Feb 19 | VP Accounting - FINOP | New York, NY | |
Vice President of Accounting Prestigious International Financial Firm seeks a VP of ... Series 27 highly preferred Must have good working knowledge of Excel including...more | |||
| Feb 19 | Fixed Income Compliance Officer | Broker-dealer | New York, NY |
including those promulgated by SEC, FINRA and state jurisdictions Conduct oversight of the account opening process Participate in design and development of surveillance of sales... more | |||
| Feb 19 | Regulatory Reporting Project Professional | Resources Global Professionals | New York, NY |
working with external regulators: SEC, FINRA, NYMEX, Federal Reserve Bank * Experience assisting securities firm in filing to become a bank * Advanced Excel skills and an aptitude... more | |||
| Feb 19 | VP - External Wholesaler / Regional Marketing Manager | Investment Advisory Firm | Los Angeles, CA |
or financial services experience Must have FINRA Series 7 & Series 6 Proven record and demonstrated sustainable achievements in a financial sales environment Excellent verbal and... more | |||
| Feb 17 | Pcg Operations Liaison | Wells Fargo | Carbondale, IL |
written and verbal communication skills. FINRA Series 99 registration required or you must obtain Series 99 within 120 days of hire through qualifying registration or successful... more | |||
| Feb 17 | Technical Writer | Investor Force | Conshohocken, PA |
institutional investment performance reporting system. Familiarity with a variety of financial concepts, practices, and markets. A FINRA/NASD license (e.g., Series 6, 7, 63,... more | |||
| Feb 16 | Compliance Advisor | Commonwealth Financial Network | San Diego, CA |
compliance or financial services experience FINRA Series 7 and 24 securities registrations FINRA Series 53, preferred, or able to obtain it within 3 months of employment... more | |||
| Feb 16 | Fraud Prevention Analyst - Commercial Card-ELG1 | JPMorgan Chase | Elgin, IL |
requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... of JPMorgan Chase Bank, N.A.Qualifications FINRA Series 7 and 63 licensing required in... more | |||
| Feb 16 | Financial Advisor Associate - Westbury Post and Maple | JPMorgan Chase | Westbury, NY |
requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... of JPMorgan Chase Bank, N.A.Qualifications FINRA Series 7 and 63 licensing required in... more | |||
| Feb 16 | Financial Advisor Associate - Old Country Road - Spanish Speaking | JPMorgan Chase | Westbury, NY |
requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... of JPMorgan Chase Bank, N.A.Qualifications FINRA Series 7 and 63 licensing required in... more | |||
| Feb 16 | Compliance Advisor - Branch Audit | Commonwealth Financial Network | San Diego, CA |
Branch office audit experience a plus FINRA Series 7 and 24 registrations, requiredFINRA Series 53 and 65 (or 66) securities registrations required within 90 days of hire Ability... more | |||
| Feb 16 | Investment Banking Project Manager (Associate or Vice President) | America's Growth Capital | Boston, MA |
MBA or JD from a top school are preferred. FINRA Series 79 license required prior to start. Applicants should also possess: Strong work ethic and passion for investment banking,... more | |||
| Feb 15 | Sr Financial Advisor Ubis (Riverside) | Union Bank | Riverside, CA |
experience in a financial institution and FINRA Series 7 and 65 California life and disability. Demonstrated success in soliciting new relationships. Strong verbal, interpersonal... more | |||
| Feb 15 | Vice President | Credit Suisse | New York, NY |
Bachelor's degree plus 5 years experience & FINRA Series 7 & 63 licenses. Please forward your resume, including salary history to Credit Suisse, P.O. Box MT-67, 71 Fifth Ave, 5... more | |||
| Feb 15 | Life and Financial Sales Zone Manager | Farmers Insurance Group | Chicago, IL |
Requirements Four-year college degree with FINRA series 6 or 7, 63, 26 and. LUTCF, CLU, ChFC preferred. Experience Requirements Seven years with Farmers, including five years in a... more | |||
| Feb 15 | 401k Sales Hunter - Major Accounts Job | ADP | Independence, OH |
and close business. Required licensing: FINRA Series 6 and 63. Strong organization, planning, and interpersonal skills. Ability to work in a team environment.Possess strong... more | |||
| Feb 15 | Exclusive Horace Mannn Agecny | Horace Mann Companies | Pennsylvania |
through Horace Mann Investors, Inc., Member FINRA, 1 Horace Mann Plaza, Springfield, IL 62715 * 800-999-1030 Horace Mann is an Equal Opportunity Company Is the Horace Mann... more | |||
| Feb 14 | Regional Supervisory Officer - Investment Banking job | Pnc Financial Services Group | Atlanta, GA |
censure, suspension or expulsion from FINRA for failure to comply with regulations. ... Bachelor Degree, Business or Finance FINRA Series 7 and 66 or (63 & 65) licenses ,...more | |||
| Feb 14 | DEVELOPMENT MANAGER | New York Life | New York, NY |
- Valid state life and health licenses- FINRA Registrations, Series 6, 63- FINRA Series 26 registration within 120 days- Good written and oral communication skills Desired...more | |||
| Feb 14 | National Sales Manager - Insurance Job | Ameriprise Financial | Minneapolis, MN |
of market conduct and sales practices.- FINRA registrations include a series 7, 63 or ... Ameriprise Financial Services, Inc. Member FINRA and SIPC. Some products and services... more | |||
| Feb 13 | Financial Advisor Associate - Yorktown Heights | JPMorgan Chase | Yorktown Hts, NY |
requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... of JPMorgan Chase Bank, N.A.Qualifications FINRA Series 7 and 63 licensing required in... more | |||
| Feb 13 | Branch Financial Advisor | PNC | Charleston, SC |
financial sales experience required. * FINRA Series 7 and 66 or (63 & 65) licenses required. * Life Insurance License required. * Bachelor's degree preferred with an emphasis on... more | |||
| Feb 13 | Director | MFS Investment Management | Chicago, IL |
d selling skills. Strong presentation skills and thorough product knowledge. Ability to meet extensive travel requirements. Position requires FINRA series 6 and 63 registrations... more | |||
| Feb 13 | Chase Private Client Private Client Advisor- San Francisco, CA (Lombard) | JPMorgan Chase | San Francisco, CA |
requirements and guidelines associated with FINRA, SEC, CISG and JPMorgan Chase. You will ... in addition to meeting and exceeding FINRA continuing education requirements and... more | |||
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