An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
Written: February 21, 2012
Bill Singer is pleased to announce that he has become a member of the law firm of Herskovits PLLC, where he will be reunited with his former law partner Robert Herskovits.
Please visit the law firm's website for more information.
Please visit the law firm's website for more information.
Visit the BrokeAndBroker
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Previous Entries
December 13, 2013
Power of Attorney. Trustee. Executor. Beneficiary. Those are all terms that should set off alarms for any registered representative asked to accept su... Read On
December 12, 2013
On Wall Street, a little discretion can sometimes go a long way -- perhaps even leading to a regulatory fine and suspension. Then there's that w... Read On
December 12, 2013
HedgeLender LLC apparently had this idea – frankly, it sounds wonderful but for the fact that the Feds seem to characterize it as a “scheme” and a cri... Read On
December 11, 2013
On December 10, 2013, final rules were issued to implement Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Volcker ... Read On
December 11, 2013
According to an Information filed on November 14, 2013, in USA v. Kimberly D. Fontenot, the defendant owned and controlled Stellar Grants, Inc, which ... Read On
December 10, 2013
Congress, the SEC, the CFTC, Wall Street, and consumer advocates are preparing to implement the so-called Volcker Rule. As with many reform efforts, t... Read On
December 10, 2013
EMPLOYMENT TUESDAY AT BROKEANDBROKER.COMStockbroker, Compliance, Legal, and Regulatory JobsVisit the BrokeAndBroker Employment Page BrokeAnd... Read On
December 9, 2013
Recently, the Securities and Exchange Commission's Office of Investor Education and Advocacy posted a helpful "Investor Bulletin: Delinquent Filings,"... Read On
December 6, 2013
There is little left to say about the tragedy of 9/11. Few moments in our lives have left such an indelible mark. For me, having been near Groun... Read On
December 6, 2013
Another day, another FINRA regulatory settlement involving equity indexed annuities -- the old EIAs just keep giving and giving. In today's case... Read On
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