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by Bill Singer
 
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EMPLOYMENT TUESDAY at BrokeAndBroker
Written: May 7, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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May 03
Telemarketing Pro, Ex-Stockbroker PreferredNew York, NY

We are considered by many of our peers to be the leading executive search firm in the world for the placement of attorneys. We currently have an opening in our recruiting... more

Apr 30Life Insurance External WholesalerHuman Capital ResourcesPittsburgh, PA

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Apr 30StockbrokerEdward JonesSan Diego, CA

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Apr 30External Life Insurance WholesalerHuman Capital ResourcesPittsburgh, PA

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Apr 26Equity Research Associate - Global OilMacquarieHouston, TX

With expansion of our economic capabilities in the US, an opportunity now exists for a Research Associate to work with our Global Oil Economist. Macquarie Group is a global... more

Apr 23Stock Broker TraineeHfp Capital MarketsManhattan, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker.We will provide: All necessary...more

Apr 20STOCKBROKERS & TRAINEESClark Dodge & CoGarden City, NY

STOCKBROKER AND TRAINEES CLARK DODGE & COMPANY Member FINRA/SIPC Seeking highly motivated & dynamic individuals for immediate entry into series 7 program. - Sponsorship for Series... more

Apr 20FINRA Legal Extern (Unpaid)Financial Industry Regulatory AuthorityDallas, TX

Title: FINRA Legal Extern (Unpaid) - Dallas, TX Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for... more

Apr 20INSIDE SALES FULL TIMELong Island, KS

INSIDE SALES F/T Social Media company looking for sales professionals with at least 2 yrs exp to sell services to execs and prof'ls. Stockbrokers pref'd but not nec. Plush... more

Apr 20FINRA Legal Extern (Unpaid)FinraDallas, TX

We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for a Graduate Legal Externship in our Enforcement Department in Dallas, TX. This position... more

Apr 17SalesNew HorizonsNew York, NY

Stockbroker Trainee - New York This is an entry level position. We are undergoing an ... the opportunity you have been looking for. Stockbroker Qualifications: Candidates must... more

Apr 17Partner / RecruiterMckinley GroupNew York, NY

International legal placement firm, The McKinley Group, with offices throughout the United States has a position available for a Partner / Recruiterposition. Part ofTwenty Billion... more

Apr 10stock broker stockbrokertraineeBTMNew York, NY

About our Job: A rapidly growing national firm seeking recent college graduates for stock brokers and brokers trainees. You must be money-motivated, self-starting and competitive. more

Apr 09Customers Solutions SpecialistSpringaheadSan Francisco, CA

a competitive swimmer, a Series 7 Certified Stockbroker, a design consultant, a former CEO, a graphic designer, an extreme skier, a professional photographer, an elementary school... more

Apr 09STOCK BROKER /STOCKBROKER TRAINEEVfinance InvestmentsMiami, FL

We are currently recruiting Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong work ethic are... more

Apr 09Stockbroker trainingMerrick TradersNew York, NY

SEEKING HIGHLY MOTIVATED INDIVIDUAL LOOKING TO DO SALES WORK IN A WALL STREET FIRM. DEGREE IN FINANCE/ECONOMICS A PLUS. FORWARD RESUME TO EQUITIES229@YAHOO.COM 973.388.7572 more

May 05Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for numerous... more

May 05Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

May 05Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Title: Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: 69506 Location: New Jersey Full/Part Time: Full-Time Regular/Temporary: Regular... more

May 04FINRA Extern - Office of the OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. � FINRA is seeking a well-qualified individual for our� Summer Extern �opening in Rockville, MD . To be considered for this... more

May 01Personal Banker - Upper Eastside District - FINRA 6 & 63 Licenses PreferredJPMorgan ChaseNew York, NY

Title: Personal Banker - Upper Eastside District - FINRA 6 & 63 Licenses Preferred Location: US-NY-New York-Carnegie Hill / 03886 Play a vital role in the customer banking... more

Apr 30Advertising Compliance AnalystING North America InsuranceWindsor, CT

Responsibilities include reviewing and approving advertising and sales literature created by field RR/IARs as well as home office created materials within published turnaround... more

Apr 27Compliance Assistant -FINRA's Central Registration DepositoryLakeshoreDallas, TX

Our client,located in Downtown Dallas, TX is one of the country's largest diversified investment banks, delivering expertise and insight to clients across varied industry...more

Apr 27NYC: FINRA Arbitrations Partner NeededNew York, NY

Our client is a growing national full-service law firm looking to add partners with FINRA Arbitration experience for their NYC office. Groups are encouraged to apply. Books of... more

Apr 25FINRA Extern - Membership Application ProgramsFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Extern position within the Membership Application Program, Sales Practice... more

Apr 25FINRA Extern - Membership Application ProgramsFinancial Industry Regulatory AuthorityNew York, NY

Title: FINRA Extern - Membership Application Programs - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well... more

Apr 23Financial AdvisorCherry Financial PartnersChicago, IL

Company: Cherry Financial Partners Location: Midwest Job Details: Financial Planner Schedule: Full-time & Part-Time Job Description: Build and maintain client bases, keeping... more

Apr 20FINRA Legal Extern (Unpaid)Financial Industry Regulatory AuthorityDallas, TX

Title: FINRA Legal Extern (Unpaid) - Dallas, TX Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for... more

Apr 20FINRA Legal Extern (Unpaid)FinraDallas, TX

We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for a Graduate Legal Externship in our Enforcement Department in Dallas, TX. This position... more

Apr 18Corporate FINRA and Securities Litigation attorney (partner)Law FirmNew York, NY

If you are a corporate securities litigator (commercial/contract FINRA etc..) this opportunity is for you Candidate must be able to interact with clients and demonstrate trust and... more

Apr 18FINRA Legal Intern - Dispute ResolutionFinraLos Angeles, CA

We Work to Protect Investors. Join our Team. 2012 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Apr 18FINRA Legal Graduate Extern (unpaid) - EnforcementFinraChicago, IL

We Work to Protect Investors. Join our Team. 2012 Summer Externship Program: FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Apr 12FINRA Legal Graduate Extern - EnforcementFinancial Industry Regulatory AuthorityDenver, CO

Title: FINRA Legal Graduate Extern - Enforcement - Denver, CO Location: null Other Locations: null The Financial Industry Regulatory Authority (FINRA) is currently seeking law... more


 
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Previous Entries
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July 21, 2014
The customer says: Listen, I'm on the road and can't do it. Go ahead and sign my name. It's okay. The stockbroker is uneasy and asks: You su... Read On
July 19, 2014
Stockbroker Whiffs On Three Email StrikesJuly 18, 2014How nice. How convenient. Customers can actually send emails to their brokerage firms and ask fo... Read On
July 18, 2014
How nice. How convenient. Customers can actually send emails to their brokerage firms and ask for all sorts of things. Gone are the days of voicemail ... Read On
July 18, 2014
It's not always about the fireworks at trial.  Sometimes, the pyrotechnics of the motion practice leading up to the first day of testimony determ... Read On
July 17, 2014
Some registered persons have trouble making ends meet, even with a full-time job as a stockbroker. Other folks just want more -- and they seek outside... Read On
July 16, 2014
This stockbroker wasn't named in the public customer's FINRA Arbitration Statement of Claim caption.  The brokerage firm settled for less than 3%... Read On
July 15, 2014
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