US Attorney Preet Bharara racks up a major settlement with Deutsche Bank involving HUD fraud -- maybe SEC Enforcement Director Khuzami could learn some lessons (as in Citigroup)? Read Bill Singer's in-depth analysis and blistering commentary.
How good is your Seinfeld trivia? For starters, you remember Brody? See that storyline come to life in a criminal case.
Here we go again. Another VA case ends badly -- this time with punies.
Lawyers Cast Aspersions In Nasty FINRA Arbitration Involving Divorced Couple http://www.brokeandbroker.com/3597/finra-lawyers-aspersions/On one s... Read On
On one side of today's featured FINRA customer arbitration we got an ex-wife. On the other side, we got the ex-husband and what looks like two brokera... Read On
The other day I read "TD Ameritrade Closes Acquisition of Scottrade Financial Services, Inc." (TDAmeritrade Press Release, September 18, 2017), which ... Read On
Among the most frustrating aspects of practicing law is when you have a client who has been wronged, terribly wronged, but it's just too late to do ... Read On
Two public customers were angered by the misconduct of their servicing stockbroker and what they perceived to be the negligent oversight of his empl... Read On
I often say that if it wasn't for stupidity, I would have nothing to do as a lawyer. Thankfully, there's more than enough stupidity to go around to fu... Read On