US Attorney Preet Bharara racks up a major settlement with Deutsche Bank involving HUD fraud -- maybe SEC Enforcement Director Khuzami could learn some lessons (as in Citigroup)? Read Bill Singer's in-depth analysis and blistering commentary.
How good is your Seinfeld trivia? For starters, you remember Brody? See that storyline come to life in a criminal case.
Here we go again. Another VA case ends badly -- this time with punies.
Scottrade Customer Margin Case Tossed During Discovery (BrokeAndBroker.com Blog) http://www.brokeandbroker.com/3837/finra-scottrade-discovery/In today... Read On
In today's BrokeAndBroker.com Blog, we come upon yet another FINRA arbitration involving a public customer who represented himself. The case invo... Read On
A long time ago in a regulatory galaxy far away, the Securities and Exchange Commission Empire was engaged in a period of civil litigation. Okay, mayb... Read On
When it comes to issuing arbitration decisions, the Financial Industry Regulatory Authority plays hide and seek. In today's featured FINRA public cust... Read On
As readers of the BrokeAndBroker.com Blog know, pro se litigants don't always obtain a great outcome. In some cases, the financial award rendered in f... Read On