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EMPLOYMENT TUESDAY at BrokeAndBroker.com
Written: May 29, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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STOCKBROKER OPENINGS
May 25External Insurance WholesalerHuman Capital ResourcesPittsburgh, PA

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

May 25Financial Consultant Yadkin ValleyHuman Capital ResourcesNorth Carolina

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

May 25StockbrokerEdward JonesFort Smith, AR

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

May 25Financial Advisor - bank channelHuman Capital ResourcesErie, PA

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

May 25Stock Broker TraineeJohn Carris InvestmentNew York, NY

and opportunities. John Carris Investment's Stockbroker Trainee Program is seeking creative, entrepreneurial individuals who are motivated to become successful stockbrokers. The... more

May 22Stock Broker TraineeHfp Capital MarketsManhattan, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more

May 20Chief Underwriter officerJs CruiselineTampa, FL

This officer plays a major role in the company's operations and health. This officer daily tasks is to invest in the company's full operations budget and improve cash flow and... more

May 18Stockbroker TraineeHfp CapitalNew York, NY

Train alongside a twenty year Wall Street Veteran. We offer a true mentoring program. We are a FINRA/SIPC member firm on Park Avenue in Midtown Manhattan seeking recent college... more

May 10Stock Broker Trainee-Free Series 7 and 63 SponsorshipNew York, NY

seeking qualified candidate for a full time Stockbroker Trainee Position. Full sponsorship for Series 7 &63 Exams. You will work alongside seasoned veterans in the industry.Retail... more

May 03Telemarketing Pro, Ex-Stockbroker PreferredNew York, NY

We are considered by many of our peers to be the leading executive search firm in the world for the placement of attorneys. We currently have an opening in our recruiting... more

Apr 26Commodities Research Associate - Global OilMacquarieHouston, TX

With expansion of our economic capabilities in the US, an opportunity now exists for a Research Associate to work with our Global Oil Economist. Macquarie Group is a global... more


May 27Personal Banker - Seal Beach & PCH, Seal Beach, CA (FINRA Licenses Series 6,63, Life and Health Preferred)JPMorgan ChaseCalifornia

Personal Banker - Seal Beach & PCH, Seal Beach, CA *(FINRA Licenses Series 6,63, Life and Health Preferred)*-120032586 Job Description Play a vital role in the customer banking... more

May 25Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for numerous... more

May 17Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San AnChaseSan Antonio, TX

Customer Service Representative I The Investment service centers have a strong reputation of superb customer service. We are a disciplined group devoted to customer service and... more

May 17Investment Services Customer Service Rep (FINRA Series 7 & 63) -ChaseSan Antonio, TX

Customer Service Representative I The Investment service centers have a strong reputation of superb customer service. We are a disciplined group devoted to customer service and... more

May 16Sr. Advertising Compliance AnalystING North America InsuranceWindsor, CT

Responsibilities include reviewing and approving advertising and sales literature created by field RR/IARs as well as home office created materials within published turnaround... more

May 15FINRA Arbitraiton Attorney needed for long-term projectRobert Half LegalSt Louis, MO

FINRA Arbitraiton Attorney needed for long-term project Our client, a large financial services company, is looking for an attorney to assist them on a long-term contract basis in... more

May 08Sr. Broker Dealer Customer Service Rep. (FINRA Series 6 Required)MetLifeSomerset, NJ

MetLife, a leading provider of insurance and other financial services to individual and institutional customers, is seeking a Sr. Broker Dealer Customer Service Representative in... more

May 05Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

May 05Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Title: Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: 69506 Location: New Jersey Full/Part Time: Full-Time Regular/Temporary: Regular... more

May 04FINRA Extern - Office of the OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. � FINRA is seeking a well-qualified individual for our� Summer Extern �opening in Rockville, MD . To be considered for this... more

Apr 26Compliance Assistant -FINRA's Central Registration DepositoryLakeshoreDallas, TX

Our client, located in Downtown Dallas, TX is one of the country's largest diversified investment banks, delivering expertise and insight to clients across varied industry...more


 
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Previous Entries
January 29, 2015
There are lots of bad guys out there, and on Wall Street, brokerage firms need to protect not only their customers but also themselves from some of th... Read On
January 28, 2015
Another day and another email disaster at another major FINRA member firm. In the end, however, the customer is made a whole -- but the registered per... Read On
January 27, 2015
Seems to me that Wall Street is quite a bit like weather forecasts. Take today, for example -- in NYC, we were supposed to awake to Snowmageddon with ... Read On
January 26, 2015
Imagine that you're broke and can't afford a fabulous but high-priced regulatory lawyer like me and you need to submit a brief in response to some abs... Read On
January 24, 2015
Chinese Pharma Private Securities TransactionsAs the economy recovers from the Great Recession, a number of regulatory violations that had been some... Read On
January 23, 2015
As the economy recovers from the Great Recession, a number of regulatory violations that had been somewhat dormant for the past few years ar... Read On
January 22, 2015
Ya got your butcher, your baker, your candlestick maker. Ya also got your attorney, accountant, and federal contractor -- and, while you're at it, let... Read On
January 22, 2015
Recently, a number of clients have contacted me with stories about having been hit with a Ransomware demand. Given the growing danger of this cyber-cr... Read On
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