Bill Singer interviewed about Dewey LeBoeuf's collapse on National Public Radio's Matketplace Morning by veteran financial reporter Amy Scott.
As with so many things in life and regulation, this one is all about nuance. We have a largely unsympathetic respondent, who does not seem to have had... Read On
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/544... Read On
Federal Court Affirms Federal Jurisdiction in FINRA Arbitration Appeal (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5437/badgerow-ameriprise... Read On
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/543... Read On
It started as a FINRA arbitration in which an associated person alleged that she was fired in retaliation for reporting misconduct. Among her claims, ... Read On
Wall Street is about nothing if not money. In today's featured dispute, we got a transitional bonus. We got production bonuses. We got promissory note... Read On