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EMPLOYMENT TUESDAY at BrokeAndBroker.com
Written: July 2, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Jun 29High Net Worth Wealth AdvisorHuman Capital ResourcesRaleigh, NC

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Jun 28FINRA Extern (Unpaid)FinraBoston, MA

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Legal Extern opening in Boston, Massachusetts. To be considered for this... more

Jun 24StockbrokerEdward JonesAlbuquerque, NM

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Jun 21Stock Broker TraineeHfp Capital MarketsManhattan, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more

Jun 20Stockbroker Trainee PositionNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full sponsorship for Series 7 & 63 exams. You will be working alongside seasoned industry veterans. more

Jun 19Equity Research Associate - Property & CasualtyMacquarie GroupNew York, NY

We are a global provider of banking, financial, advisory, investment and funds management services. We offer you the experience and freedom to grow your career whilst making your... more

Jun 18Stockbroker - Trader : TraineeWilmington Capital SecuritiesNew York, NY

Wilmington Capital takes a client centered approach to comprehensive wealth by providing objective advice, investments, strategic transactions, and services to individuals,... more

Jun 13Director, Investor Relations (17E)DieboldNorth Canton, OH

As an Investor Relations Director with Diebold Inc, you will work with the VP, chief communications officer and the IR manager to strategically plan, manage, budget and execute a... more

Jun 08Stock AdministratorMindlanceMilpitas, CA

Responsibilities: We are looking for a highly detail-oriented Stock Plan Administrator to process stock options, stock option grants, RSUs, exercises, and cancellations as well as... more

Jun 07Equity Research Associate -Solar Energy & IndustrialsMacquarieNew York, NY

An opportunity now exists for a Research Associate to join our Solar Energy & Industrials team in New York. Macquarie Group is a global provider of banking, financial, advisory,... more

Jun 07Telemarketing Pro, Ex-Stockbroker PreferredNew York, NY

We are considered by many of our peers to be the leading executive search firm in the world for the placement of attorneys. We currently have an opening in our recruiting... more

Jun 06Stock Plan AdministratorSuperior Technical ResourcesMilpitas, CA

Superior Technical Resources is looking to hire a Stock Plan Administrator for 6 month contract with a client in Milpitas, CA. Duties: We are looking for a highly detail-oriented... more

Jun 06Stock Plan AdministratorSuperior GroupMilpitas, CA

Superior Technical Resources is looking to hire a Stock Plan Administrator for 6 month contract with a client in Milpitas, CA. Duties: We are looking for a highly detail-oriented... more

Jun 05Life Insurance Case ManagerProtective Life InsuranceCincinnati, OH

Life Insurance Case Manager Job Title: Life Insurance Case Manager Job Type: Full-Time Location: Cincinnati, OH Job Description: Case Manager / New Business Representative... more


Jun 30Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for...more

Jun 29Sales Coordinator - FINRA, Sales Experience, Financial ServicesVolt Information SciencesEncino, CA

Sales Coordinator - FINRA, Sales Experience, Financial Services Posted on:06/29/12 Job Number: 304083-9438-10-303845 Add to Cart Email to a Friend Location: Encino, CA... more

Jun 29Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San AntonioJPMorgan ChaseTexas

Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX-120044911 Job Description Customer Service Representative I The Investment... more

Jun 29Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth MgmtJPMorgan ChaseSan Antonio, TX

Title: Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX Location: US-TX-San Antonio-WM2198 Stone Oak Bldg A / 42808 Customer Service... more

Jun 29Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - ChicagoJPMorgan ChaseIllinois

Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - Chicago, IL-120044921 Job Description Chase Investment Services - Customer... more

Jun 28FINRA Extern (Unpaid)Financial Industry Regulatory AuthorityBoston, MA

Title: FINRA Extern (Unpaid) - Boston, Massachusetts Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual... more

Jun 28FINRA Extern (Unpaid)FinraBoston, MA

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Legal Extern opening in Boston, Massachusetts. To be considered for this... more

Jun 26FINRA Legal Extern (unpaid)Financial Industry Regulatory AuthorityNew York, NY

Title: FINRA Legal Extern (unpaid) - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for... more

Jun 26FINRA Legal Extern (unpaid) - Full/Part TimeFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Legal Extern (unpaid) - Full/Part Time - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well... more

Jun 26FINRA Legal Extern (unpaid)FinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Extern - Department of Enforcement opening in New York, NY. To be... more

Jun 25FINRA Legal Extern (unpaid) - Full/Part TimeFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Legal Extern opening in Rockville, MD. To be considered for this position,... more

Jun 13CFS: 06-08 EXCLUSIVE, SEC, broker dealer, FINRA, regulatory exp reqMajor, Lindsey & AfricaWashington, DC

The Washington office of major law firm seeks a talented mid-level associate with law firm, SEC, broker-dealer, FINRA, or comparable securities regulatory experience to handle... more

Jun 13CFS: 06-08 EXCLUSIVE, SEC, broker dealer, FINRA, regulatory exp reqMla GlobalWashington, DC

The Washington office of major law firm seeks a talented mid-level associate with law firm, SEC, broker-dealer, FINRA, or comparable securities regulatory experience to handle... more

Jun 11SEC/ FINRA attorneyNew York, NY

Employer: Confidential Type: - Staff Attorney Dynamic asset-management firm in Manhattan is seeking to hire a mid-level attorney. Really exciting opportunity for the right person. more



 
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Previous Entries
July 3, 2015
On Sunday July 5th, Greeks will be going to the polls -- at least as of the writing of this column -- and voting whether to accept the terms of the pr... Read On
July 2, 2015
Offered for your consideration today in the BrokeAndBroker.com Blog is a thought piece. On one side, we have the goose: An individual human being conv... Read On
July 1, 2015
If you're going to promise a Wall Street regulator that you will fix a problem, you better make certain -- in fact, you better make damn cer... Read On
June 30, 2015
In "SEC Commissioner Gallagher Rages Against The Dying Light In Two Dissents" (BrokeAndBroker.com, June 18, 2015), I noted that:After four years ... Read On
June 30, 2015
Stockbroker, Compliance, Legal, and Regulatory JobsEmployment Page BrokeAndBroker.com Jobs#wallstreetjobs @brokeandbrokerNOTICE TO EMPLOYERS: Brok... Read On
June 29, 2015
On June 26, 2015, the Financial Industry Regulatory Authority ("FINRA") published this somewhat unusual and intriguing press release:FINRA Supports NA... Read On
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