An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

July 30, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

Visit the BrokeAndBroker 


Jul 30Stockbrokers New Industry #2Everest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Jul 30Equity Research Associate - Property & CasualtyMacquarie GroupNew York, NY

We are a global provider of banking, financial, advisory, investment and funds management services. We offer you the experience and freedom to grow your career whilst making your... more

Jul 28StockbrokerEdward JonesTrenton, NJ

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Jul 27Stockbroker Trainee Position, Miami LakesHialeah, FL

Stockbroker Trainee Position Temp to hire Monday - Friday 9 a.m ... $10-$12/hourStockbroker trainees will be trained to gather information about stocks, bond...more

Jul 27AdministrativeStockbrokerRepresentativeCompanies of J.J. YoungNew York

HANDLE TRADES OPEN NEW ACCOUNTS MAINTAIN CLIENT FILES IN ACCORDANCE WITH SCC COMPLIANCE RULES. HAVE SERIES 9, 10 OR 24 LICENSE MS OFFICE HOURS 8AM-4PM MON-FRI more

Jul 27Equity Research Associate -REITsMacquarieNew York, NY

An opportunity now exists for a Research Associate to join our REITs research team in New York. Macquarie Group is a global provider of banking, financial, advisory, investment... more

Jul 25FINRA Legal Extern (Unpaid)FinraAtlanta, GA

We Work to Protect Investors. Join our Team. We are seeking well-qualified individuals for our Graduate Legal Externship in our Enforcement Department in Atlanta, GA. This... more

Jul 23X Stockbrokers -- Lucrative OpportunityJobalineNew York, NY

tfolio management experience are all a plus Mortgage broker expeirence highly regarded Back groud in Cash advance sales highly regarded Stockbroker with extensive fininancial... more

Jul 20STOCK BROKER /STOCKBROKER TRAINEEVfinance InvestmentsMiami, FL

Description:We are currently recruiting Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong work... more

Jul 16Financial AdvisorHuman Capital ResourcesDetroit, MI

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Jul 13STOCKBROKERSTOCKBROKER TRAINEES Fast growing, full serviceLong Island, KS

STOCKBROKER STOCKBROKER TRAINEES Fast growing, full service brokerage firm. Competitive payouts & paid training along with Series 7 & 63 sponsorship. OSJ oppty's. Call Fred,... more

Jul 12Account Executive/StockbrokerTraineeSagepoint FinancialOakmont, PA

hiring full-time Account Executives/Stockbroker Trainees for our Oakmont, PA location. These Account Executives are independent professionals who provide sound, unbiased advice... more

Jul 11StockbrokerCedar Rapids, IA

Stockbroker Location:Cedar Rapids, IA Job ID:9384 Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other... more


Jul 30Sr Advertising Compliance AnalystING North America InsuranceMinneapolis, MN

Review Field and Home office broker/dealer advertising and sales literature pursuant to SEC, FINRA and firm policies. Proactively consult with field OSJs and home office on... more

Jul 30Associate, Margin/Reg-T/FINRAMichael Page InternationalNewark, DE

Recruit top talent and build a high performing team Provide real-time and succinct feedback to direct reports and team members Evaluate and implement appropriate controls to... more

Jul 28Financial Advisor - PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesJohnstown, PA

Financial Advisor - PA Life/Health, FINRA - DIRECT HIRE Posted on:07/27/12 Job Number: 300282-9766-1-305684 Add to Cart Email to a Friend Location: Johnstown, PA Description:... more

Jul 27Financial Advisor PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Jul 27FINRA Legal Extern (Unpaid)Financial Industry Regulatory AuthorityAtlanta, GA

Title: FINRA Legal Extern (Unpaid) - Atlanta, GA Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking well-qualified individuals for... more

Jul 27FINRA Extern (Unpaid) - Office of the OmbudsmanFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Extern (Unpaid) - Office of the Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a... more

Jul 26FINRA Extern (Unpaid) - Office of the OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Fall/Winter Extern opening in Rockville, MD. To be considered for this... more

Jul 25FINRA Arbitration attorneyLa Jolla, CA

Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more

Jul 25FINRA Legal Extern (Unpaid)FinraAtlanta, GA

We Work to Protect Investors. Join our Team. We are seeking well-qualified individuals for our Graduate Legal Externship in our Enforcement Department in Atlanta, GA. This... more

Jul 25Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - ChicagoJPMorgan ChaseIllinois

Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - Chicago, IL-120044921 Job Description Chase Investment Services - Customer... more

Jul 25FINRA Legal Extern (unpaid) - Chicago Equities Surveillance DepartmentFinraChicago, IL

FINRA is seeking a well qualified individual for our Extern opening in Chicago, IL. The Chicago Equities Surveillance Department invites interested students to apply for our 2012... more

Jul 25Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San AntonioJPMorgan ChaseTexas

Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX-120044911 Job Description Customer Service Representative I The Investment... more

Jul 24FINRA Legal Extern, Sales Practice Policy (Unpaid)Financial Industry Regulatory AuthorityNew York, NY

Title: FINRA Legal Extern, Sales Practice Policy (Unpaid) - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry... more

Jul 23FINRA Legal Extern, Sales Practice Policy (Unpaid)FinraNew York, NY

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified second or third year law student for our Legal Extern,... more

Jul 22Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for...more

Jul 20FINRA Extern (Unpaid), Investor EducationFinancial Industry Regulatory AuthorityNew York, NY

Title: FINRA Extern (Unpaid), Investor Education - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified... more

Jul 10FINRA Document ProcessorRandstad USA AdministrationGetzville, NY

Randstad's financial client in Getzville NY has 2 openings for Document Processors. ***Please apply ONLY if you have experience with Stocks/Bonds/Mutual Fund transactions!*** The... more

Jul 09IT Auditor III/ IT Audit Project LeadFinra - Financial Industry Regulatory AuthorityRockville, MD

We Work to Protect Investors Join our Team Job IT Audit Project Leader III IT Auditor III Job ID 1712 FINRA is seeking a well qualified individual for our IS Auditor IIIIS Audit... more


Permalink

Search BrokeAndBroker

Related Topics

Previous Entries

Tag Cloud

Bill Singer BrokeAndBroker FINRA Arbitration AWC SEC BrokeAndBroker.com Expungement Employment Street Sweeper Jobs Bill SInger Wells Fargo OBA Fraud U5 Promissory Note Email U4 Wire Fraud UBS Forbes Merrill Lynch FBI Elderly Morgan Stanley Statutory Disqualification EFL PST ALJ Defamation Citigroup Suitability CRD Borrowing Ponzi Rule 3270 BrokerCheck Outside Business Activity OIP Whistleblower IRS Supervision Form U4 Wachovia Bank Felony Willful Wrongful Termination DOJ Mail Fraud Supreme Court NAC Guest Blog SDNY BrokerAndBroker Expenses CCO Insider Trading Pro Se Employment Tuesday Checks Form U5 Discretion Ameriprise Conversion Madoff Bankruptcy IRA WSP Punitive Damages Raymond James NASD OHO Credit Card Rule 3040 Rule 3240 Tax Private Securities Transaction Forgery Willfulness Discovery Rule 2010 Rule 8210 Dodd Frank Wife Rule 1122 RIA Outside Business Activities Husband Rule 2080 Estate Indictment JP Morgan Real Estate Settlement LPL Power of Attorney Exam Business Expenses Wall Street Street Legal Commissions Guest Blogger ATM Impersonation Tax Lien Edward Jones Facebook NYSE Stephen Kohn Annuities Bank of America Small Firm Antitrust Case In Point 2Cir Bar Rule 3280 Corrective Action Statement SRO Schapiro Mortgage Wire Appeal Tax Liens Test Margin Trust Employee Forgivable Loan Offer of Settlement NSF ARS Rule 2510 Goldman Sachs Schwab Complaint BrokeAndBroker ETF Beneficiary Spouse Promissory Notes Trustee NASAA Conspiracy Misdemeanor Securities Fraud HFT Signatures Cease And Desist Signature Fidelity T&P VA PCAOB Initial Decision RBC Lien Due Diligence Flash Crash Chase Loan Injunction Annuity Huffington Post CFTC LOA DCCir NASDAQ Unauthorized Discretion Barclays Deutsche Bank Frumento Credit Cards Away Account Money Laundering Bonus Scottrade Unfair Competition Gallagher email Identity Theft Spouses Continuing Education Hacker Variable Annuity RRBDLAW.com Failure to Supervise MSSB Registered Rep Magazine POA Lehman Brothers Compliance Liens OTR Remand Bharara Audit Letter of Authorization Rule 3010 Annual Compliance Questionnaire Insurance Wedbush FINRA Arbitration Forex Stay Malware E*Trade Stockbrokers Burris JPMorgan Mandatory Arbitration employment Eligibility Rule Options Solicitation Rule 12206 Fiduciary TRO Away Accounts Solicited 2nd Circuit Rule 3050 Prison Second Circuit Hacking Rule 12805 Social Media Will Website Registration Customer Complaint arbitration LIBOR Net Capital Wey FINOP Great Recession Undisclosed Settlement jobs brokeandbroker BrokeandBroker Telephone Rule 4530 Newman IC3 Reimbursement BrokeAndBroker Bill Singer Dissent Private Placement Lehman Apple Willfully Reg SP Disclosure Private Securities Transactions BOP FOREX Judgments Time And Price Broker Protocol Brummer 10Cir RRBDlaw.com Motion to Dismiss Unsolicited Sanctions Plea OWB Internet Customer Retirement Rule 4511 Trading Platform RMBS Bureau of Prisons REIT Divorce NYAG Self Regulation Explained Decision Hedge Fund Arbitraiton Obstruction of Justice Crowdfunding Variable Annuities MetLife ADA Auction Rate Securities Cheating Rakoff Check Kiting Commission Confidential Information Knight Examination Unsuitability Unauthorized Trading Deceased Disgorgement Spoofing Protocol Stifel Personal Expenses DOL Zipper China Lucia Piwowar Rule 2111 Bonds Aegis Frumento Shah Gilani Morgan Keegan Khuzami Aleynikov Wine Appointments Clause Retaliation Joshua Brown Conflict Fees Gold Vacatur Regulation SP Affiliate Rule 2150 Bandimere Raiding Postponement Medicare Due Process Passcode Phishing Compensation PNC Sexist IPO Rule 2081 Charge Rule 12200 Debit Card OIG Jurisdiction Sanction Guidelines Banc of America EIA Affinity Fraud WSPs Hurry JOBS Act MC-400 Article V 9Cir SAC Wire Transfer Ketchum Churning FNMA Executor OSHA MF Global Dakota Securities Botkin Waiver bill singer Confidential PN Board Lawyer Woody Allen Reg D Stanford Discrimination Class Action High Frequency Trading Smith Barney Whitman Morgan Stanely Imposter Charity Bear Stearns Mutual Fund Bloomberg Stifel Nicolaus Laptop TD Ameritrade Chief Compliance Officer Online AML Small Firm Governor Guitron Vault Rosenthal Recruiting Consent Order Sexism Rule 3110 Eligibility Loans Morgan Stanley Smith Barney Emails Pennystocks Rule 3030 Yesenia Guitron Government Accountability Project Information Failure To Supervise Johnny Burris Written Supervisory Procedures Restaurant Marines Casino Private Placements Reg S-P Pennystock USERRA Suspension ACQ Side Bar NPR HSBC Deferred Compensation Bid Rigging Testimony Marijuana Marketplace Kon Corzine Rule 13805 Testing Aguilar Oppenheimer Vietnam Disability Mutual Funds Hearing Marine Corps CE Statement of Corrective Action Dementia ING Check Corruption Series 7 Ride the Thunder Confirm Elder Abuse Parking Unregistered McDuff Customer Information Whistleblowing Unjust Enrichment Termination Finder\'s Fee Employment Agreement Sales Assistant Charles Schwab CEO Embezzlement White Teleconference Self Regulatory Organization Statute of Limitations Penson Hilton Weiner Commodities Fraud Accounting 401k Bank Fraud Day Trading 6th Circuit Concentration Indemnification Poteroba Widow 4Cir Inside Information Broke And Broker Verbal Discretion Administrative Remedies Rule 2370 Scottsdale Taft Correctional Institution Rule 1031 Department of Justice Florida Unsuitable David Sobel signature Over Concentration Do Not Call Equity Indexed Annuities Negligence Star Wars Stockbroker CRS Medical Condition Motion to Vacate Schneiderman expungement Tax Fraud Probate BD Stipulated Award Third Party Vendor Fine Guest Bloggers Robert Cook Kiting Sharemaster Red Flags 40 Act Commissioner Stein Mother TSSB Investment Adviser Margin Call Dell Hospital Thain 401(k) Feigenbaum Layering TIC Outside Account FCI Client Information Oral Discretion OCIE Reverse Life Insurance Elles Leveraged ETF PAQ CNBC Timban FINRA AWC Counterclaim ACH FCI Beaumont Backstage Wall Street Christian Stanley FOCUS Non-Solicitation Credit Suisse Commodities Motion Female Argentina WaMu BATS RRBDlaw TheBlot SP Severance Circuit Court Fowler Chase Investment Services Tortious Interference Trade Secrets Statutory Disqualification Committee Unauthorized Practice of Law Rule 9216 CPA Membership Continuance Moore Arrest Netschi BrokeAndBroker.com Blog Inability to Pay SunTrust Scholander Congress BrokerAndBroker.com Inmate Chiasson OWWP Research Lincoln Financial Judgment Moon TOD 11th Circuit CGMI Puerto Rico IAR Form ADV Fifth Amendment Board of Governors Outside Accounts Rule 2210 Sexual Harassment Investor Alert Retroactive Bar Turnover Johnson Excessive Trading FNI Media MSPB Collateral Bar 1Cir Leveraged ETFs Jon Corzine Municipal Advisor NYG Capital Initials Outside Counsel US Airways JPM Cellphone Rule 13200 Privilege Subpoena Preet Bharara SD Standing Cannabis David Lerner 8210 Counterfeit Retroactive Texas State Securities Board Taxes Checking Rory Flynn Relevant Texting Molchatsky In House Counsel Grievance iPhone Apartment Pension Disciplinary History CMO Martin GAP Stephen A. Kohn Bank Guarantee Flash Drive ADR Disparate Treatment Credit Repair Lee Stock Promotion Anderson Attorneys\' Fees Theft FINRA Small Firm Advisor Placement Group Pruco AWC. FINRA Hugh Hewitt Dinner Wire Transfers Chevron Annual Audit Short Sale FDA Securities Industry Commentator Scam 17a-5 Collateral Bill singer Office of Special Counsel Reverse Merger Rule 4513 Merrill Willfull Resignation Wells Fargo Advisors Expense BrokeAndBroke Fiero Financial Disclosure DWI Fines CD Settling Away Manifest Disregard Turbeville Payroll MBS Conflicts Evidence SEC Rules of Practice Nasdaq Immunity Goble Sexual Discrimination Spoliation Chase Bank Password Silver Fiduciary Duty Stop Loss FINRA Board BBVA EDNY Service Books and Records Obstruction Wires false statements Constructive Discharge Trading Martoma Google Impersonator BitTorrent Enforcement Father Rules of Practice Rule 420 Altered Records Escrow Undercover Tipper Tippee Practice Sale Customers Executrix PIABA Cybercrime Laser Mattera Trainee Fee Data Lewis Carroll Electronic Communications Wages Solomon Obamacare Rule 9552 Quasi Governmental Money Market NML Rule 12504 Jennifer Tarr Cold Spring Advisory Group Kennedy McCartney Springsteen Non Solicitation LLC Falsification Sharing Agreement Fourth Amendment Newport Coast Securities Undertaking Eric Stein Branch Manager Gabelli Attorneys Fees Reason for Termination Nationwide Compliance Questionnaire Puts Lek Motion To Dismiss Expert Witness S&P Proctor God Excel Joint Account Subway Prime Bank Bartko FCPA Constitution Customer Files Liquidation Salman CDO FMLA Blank Forms Promoter Compliance Officer Test Center Non-Prosecution Agreement Regulation S-P Merger Pacifico Supervisor Exhaustion Doctrine Withdrawals Public Interest Bill Singer BrokeAndBroker BIll Singer Elder Fraud Elder Law Merill Lynch AAA Currency Books And Records Cherry Picking Risk Summary Judgment Reuters Mary Jo White Retired Woman With Cane Tennis Court Wanger Trader Kent Fee Oilpro AXA Permanent Bar Death NRSRO Compromise Dow Skimming Kenneth Starr Personal Information Lawyers Ethics 9th Circuit Statute of Limitation VXX Bribe FTC SIPC Boyland Selling Away Mistake Federal Reserve Varney Regulation Hertz Reform Sex Diabetes Finra RRBDLAW Koval Walter BrokeandBroker.com Criminal Mary Schapiro Murray Spam Tran AIG 9/11 House Financial Services NFA Broy Naskovets Brokeandbroker.com 1099 Schumer Countrywide Nietzsche Securities and Exchange Commission Galleon Costa Rica