An irreverent Wall Street Blog
by Bill Singer
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Written: July 30, 2012


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Jul 30Stockbrokers New Industry #2Everest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Jul 30Equity Research Associate - Property & CasualtyMacquarie GroupNew York, NY

We are a global provider of banking, financial, advisory, investment and funds management services. We offer you the experience and freedom to grow your career whilst making your... more

Jul 28StockbrokerEdward JonesTrenton, NJ

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Jul 27Stockbroker Trainee Position, Miami LakesHialeah, FL

Stockbroker Trainee Position Temp to hire Monday - Friday 9 a.m ... $10-$12/hourStockbroker trainees will be trained to gather information about stocks, bond...more

Jul 27AdministrativeStockbrokerRepresentativeCompanies of J.J. YoungNew York


Jul 27Equity Research Associate -REITsMacquarieNew York, NY

An opportunity now exists for a Research Associate to join our REITs research team in New York. Macquarie Group is a global provider of banking, financial, advisory, investment... more

Jul 25FINRA Legal Extern (Unpaid)FinraAtlanta, GA

We Work to Protect Investors. Join our Team. We are seeking well-qualified individuals for our Graduate Legal Externship in our Enforcement Department in Atlanta, GA. This... more

Jul 23Stockbrokers -- Lucrative OpportunityJobalineNew York, NY

tfolio management experience are all a plus Mortgage broker expeirence highly regarded Back groud in Cash advance sales highly regarded Stockbroker with extensive fininancial... more


Description:We are currently recruiting Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong work... more

Jul 16Financial AdvisorHuman Capital ResourcesDetroit, MI

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Jul 13STOCKBROKERSTOCKBROKER TRAINEES Fast growing, full serviceLong Island, KS

STOCKBROKER STOCKBROKER TRAINEES Fast growing, full service brokerage firm. Competitive payouts & paid training along with Series 7 & 63 sponsorship. OSJ oppty's. Call Fred,... more

Jul 12Account Executive/StockbrokerTraineeSagepoint FinancialOakmont, PA

hiring full-time Account Executives/Stockbroker Trainees for our Oakmont, PA location. These Account Executives are independent professionals who provide sound, unbiased advice... more

Jul 11StockbrokerCedar Rapids, IA

Stockbroker Location:Cedar Rapids, IA Job ID:9384 Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other... more

Jul 30Sr Advertising Compliance AnalystING North America InsuranceMinneapolis, MN

Review Field and Home office broker/dealer advertising and sales literature pursuant to SEC, FINRA and firm policies. Proactively consult with field OSJs and home office on... more

Jul 30Associate, Margin/Reg-T/FINRAMichael Page InternationalNewark, DE

Recruit top talent and build a high performing team Provide real-time and succinct feedback to direct reports and team members Evaluate and implement appropriate controls to... more

Jul 28Financial Advisor - PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesJohnstown, PA

Financial Advisor - PA Life/Health, FINRA - DIRECT HIRE Posted on:07/27/12 Job Number: 300282-9766-1-305684 Add to Cart Email to a Friend Location: Johnstown, PA Description:... more

Jul 27Financial Advisor PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Jul 27FINRA Legal Extern (Unpaid)Financial Industry Regulatory AuthorityAtlanta, GA

Title: FINRA Legal Extern (Unpaid) - Atlanta, GA Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking well-qualified individuals for... more

Jul 27FINRA Extern (Unpaid) - Office of the OmbudsmanFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Extern (Unpaid) - Office of the Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a... more

Jul 26FINRA Extern (Unpaid) - Office of the OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Fall/Winter Extern opening in Rockville, MD. To be considered for this... more

Jul 25FINRA Arbitration attorneyLa Jolla, CA

Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more

Jul 25FINRA Legal Extern (Unpaid)FinraAtlanta, GA

We Work to Protect Investors. Join our Team. We are seeking well-qualified individuals for our Graduate Legal Externship in our Enforcement Department in Atlanta, GA. This... more

Jul 25Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - ChicagoJPMorgan ChaseIllinois

Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - Chicago, IL-120044921 Job Description Chase Investment Services - Customer... more

Jul 25FINRA Legal Extern (unpaid) - Chicago Equities Surveillance DepartmentFinraChicago, IL

FINRA is seeking a well qualified individual for our Extern opening in Chicago, IL. The Chicago Equities Surveillance Department invites interested students to apply for our 2012... more

Jul 25Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San AntonioJPMorgan ChaseTexas

Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX-120044911 Job Description Customer Service Representative I The Investment... more

Jul 24FINRA Legal Extern, Sales Practice Policy (Unpaid)Financial Industry Regulatory AuthorityNew York, NY

Title: FINRA Legal Extern, Sales Practice Policy (Unpaid) - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry... more

Jul 23FINRA Legal Extern, Sales Practice Policy (Unpaid)FinraNew York, NY

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified second or third year law student for our Legal Extern,... more

Jul 22Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for...more

Jul 20FINRA Extern (Unpaid), Investor EducationFinancial Industry Regulatory AuthorityNew York, NY

Title: FINRA Extern (Unpaid), Investor Education - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified... more

Jul 10FINRA Document ProcessorRandstad USA AdministrationGetzville, NY

Randstad's financial client in Getzville NY has 2 openings for Document Processors. ***Please apply ONLY if you have experience with Stocks/Bonds/Mutual Fund transactions!*** The... more

Jul 09IT Auditor III/ IT Audit Project LeadFinra - Financial Industry Regulatory AuthorityRockville, MD

We Work to Protect Investors Join our Team Job IT Audit Project Leader III IT Auditor III Job ID 1712 FINRA is seeking a well qualified individual for our IS Auditor IIIIS Audit... more


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On Sunday July 5th, Greeks will be going to the polls -- at least as of the writing of this column -- and voting whether to accept the terms of the pr... Read On
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Offered for your consideration today in the Blog is a thought piece. On one side, we have the goose: An individual human being conv... Read On
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If you're going to promise a Wall Street regulator that you will fix a problem, you better make certain -- in fact, you better make damn cer... Read On
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In "SEC Commissioner Gallagher Rages Against The Dying Light In Two Dissents" (, June 18, 2015), I noted that:After four years ... Read On
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June 29, 2015
On June 26, 2015, the Financial Industry Regulatory Authority ("FINRA") published this somewhat unusual and intriguing press release:FINRA Supports NA... Read On
June 27, 2015
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