An irreverent Wall Street Blog
by Bill Singer
 
Join BrokeAndBroker blog on Facebook  Follow the BrokeAndBroker blog on Twitter  Connect with BrokeAndBroker on LinkedIn  Join Bill Singer on Google+  Subscribe to RSS Feed

EMPLOYMENT TUESDAY at BrokeAndBroker.com
Written: August 13, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

Visit the BrokeAndBroker 


Aug 10Stockbrokers a New IndustryEverest Merchant ServicesNew York, NY

Company Description: Job Description: EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that... more

Aug 08Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Aug 07Stockbroker Sr Financial Advisory & Benefits Sales ExecBusiness Services CompanyCherry Hill, NJ

Our client a major international publicly traded financial services and benifits advisory professional services firm needs a C level pro with a track record of success calling on... more

Jul 18Stockbroker TraineeHfp CapitalNew York, NY

Train alongside a twenty year Wall Street Veteran. We offer a true mentoring program. We are a FINRA/SIPC member firm on Park Avenue in Midtown Manhattan seeking recent college... more

Aug 10FINRA Legal Extern (UNPAID), Sales Practice PolicyFinancial Industry Regulatory AuthorityWashington, DC

Title: FINRA Legal Extern (UNPAID), Sales Practice Policy - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry... more

Aug 10FINRA Extern (UNPAID), Investor EducationFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Investor Education Extern openings in New York, NY. The Externship Program is... more

Aug 10AssociateRobert HalfNew York, NY

Our client, a renowned boutique law firm seeks a securities litigation associate with five plus years of experience. Excellent academics, strong knowledge of FINRA and SEC... more

Aug 10FINRA Legal Extern (UNPAID), Sales Practice PolicyFinraNew York, NY

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified second or third year law student for our Legal Extern,... more

Aug 10FINRA Legal Extern (UNPAID)FinraAtlanta, GA

We Work to Protect Investors. Join our Team. We are seeking well-qualified individuals for our Graduate Legal Externship in our Enforcement Department in Atlanta, GA. This... more

Aug 09Compliance Officer/ManagerRecruitarrowMinneapolis, MN

Job Responsibilities and Requirements: Conduct Branch Office and Office of Supervisory Jurisdiction FINRA required inspections, including Ameriprise Advisor Center, Centralized... more

Aug 09Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San AntonioJPMorgan ChaseTexas

Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX-120044911 Job Description Customer Service Representative I The Investment... more

Aug 02FINRA LEGAL EXTERN (UNPAID)Georgia Department of LaborAtlanta, GA

REQUIRED Skills/Qualifications Education/Experience Requirements: * Graduate student pursuing JD or LLM. * Securities law-related course work and/or knowledge of securities law or... more

Jul 30Associate, Margin/Reg-T/FINRAMichael Page InternationalNewark, DE

Recruit top talent and build a high performing team Provide real-time and succinct feedback to direct reports and team members Evaluate and implement appropriate controls to... more

Jul 28Financial Advisor - PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesWilliamsport, PA

Financial Advisor - PA Life/Health, FINRA - DIRECT HIRE Posted on:07/27/12 Job Number: 300282-9766-1-305682 Add to Cart Email to a Friend Location: Williamsport, PA Description:... more

Jul 27FINRA Extern (Unpaid) - Office of the OmbudsmanFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Extern (Unpaid) - Office of the Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a... more

Jul 27Financial Advisor PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Jul 27FINRA Legal Extern (UNPAID)Financial Industry Regulatory AuthorityAtlanta, GA

Title: FINRA Legal Extern (Unpaid) - Atlanta, GA Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking well-qualified individuals for... more

Jul 26FINRA Extern (Unpaid) - Office of the OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Fall/Winter Extern opening in Rockville, MD. To be considered for this... more

Jul 25Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - ChicagoJPMorgan ChaseIllinois

Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - Chicago, IL-120044921 Job Description Chase Investment Services - Customer... more

Jul 25FINRA Arbitration attorneyLa Jolla, CA

Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more

Jul 24Compliance /Regulatory Audits Analysis/FINRASourceJersey City, NJ

Leading Fortune 500 Global Financial Services and Investment firm is seeking a talented Legal Compliance Analyst to join their team. Work for an exciting company within a... more

Jul 22Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for...more

Jul 20FINRA Legal Extern (unpaid) - Chicago Equities Surveillance DepartmentFinancial Industry Regulatory AuthorityChicago, IL

Title: FINRA Legal Extern (unpaid) - Chicago Equities Surveillance Department - Chicago, IL Location: null Other Locations: null FINRA is seeking a well qualified individual for... more


 
[^top^]

Previous Entries
July 31, 2014
Winston Churchill sagely observed that the "problems of victory are more agreeable than those of defeat, but they are no less difficult." Speak to eno... Read On
July 30, 2014
Tonight there’s going to be a BIG dispute in the Singer family household. Sometime around 9 p.m. there is a world premiere of what I consider a cutt... Read On
July 30, 2014
This is an UPDATE of "FINRA Arbitrators Award Punitive Damages For Fraud, Malice, And Bad Faith" (BrokeAndBroker Blog, February 13, 2014)In his Second... Read On
July 30, 2014
Wall Street terminations often turn into bloody messes. Not only is there the anger over the causes prompting the end of the employee-employer relatio... Read On
July 29, 2014
Stockbroker, Compliance, Legal, and Regulatory JobsEmployment Page BrokeAndBroker.com Jobs#wallstreetjobs @brokeandbrokerNOTICE TO EMPLOYERS... Read On
July 28, 2014
Funny, isn't it? You know, the way double standards work in our society. Take, for example, virtually identical crimes or torts.In the first set of fa... Read On
July 26, 2014
Broker Slips And Counter Punches Public CustomerJuly 25, 2014If you've been a stockbroker long enough, it's likely that some customer will file a laws... Read On
July 25, 2014
If you've been a stockbroker long enough, it's likely that some customer will file a lawsuit against you and your firm. Frankly, you may have screwed ... Read On
BrokeAndBroker.com Job Search
Related Topics
Tag Cloud
Internet FINRA Bear Stearns Bloomberg SEC NASD NYSE Money Laundering Due Diligence Waiver Forbes China Chepucavage Broy Woody Allen Madoff NAC NPR Marketplace Stanford UBS Ketchum Antitrust NASDAQ RRBDLAW Schapiro Bill Singer BrokerAndBroker USERRA Brokeandbroker.com Morgan Keegan Arbitration Counterclaim BrokeAndBroker.com Khuzami BrokeAndBroker Aleynikov Goldman Sachs brokeandbroker Promissory Note U4 Bill SInger EFL CFTC Huffington Post Flash Crash arbitration RBC RRBDLAW.com Ponzi Affinity Fraud Wachovia Raymond James BrokeandBroker.com Expungement Fraud Securities Fraud Outside Business Activity Registered Rep Magazine FOREX BrokerAndBroker.com FBI Banc of America Pro Se Supreme Court Morgan Stanley Smith Barney E*Trade Margin email Galleon Penson U5 Defamation Protocol Wells Fargo Punitive Damages Citigroup Merrill Lynch ARS Employee Forgivable Loan Street Legal Morgan Stanley AWC Fidelity Bankruptcy Broke And Broker HFT David Sobel Day Trading Ameriprise Commissions Spouse Schwab Commission CRD Kenneth Starr IRS CNBC Complaint ATM Skimming Hacking Phishing Malware Naskovets Poteroba Koval Lincoln Financial Selling Away Outside Business Activities Rakoff 2nd Circuit Second Circuit IRA 401k Forgery Tax RRBDlaw.com Email Netschi Moore Whistleblower Street Sweeper Tran Bharara Facebook Online Bonus Eligibility Rule TD Ameritrade Hedge Fund SAC 1099 Smith Barney Lehman Brothers IC3 Scottrade Lehman JPMorgan Chase Hertz Insider Trading Bank of America Department of Justice Elles Bribe Auction Rate Securities Raiding Spam Edward Jones Medicare Diabetes Dow Schumer Walter Bid Rigging Real Estate Discrimination Wall Street Statutory Disqualification Form U4 Form U5 Indictment Boyland DOJ Corruption bill singer FTC Do Not Call FINRA Arbitration Costa Rica Settlement LIBOR Varney Plea Rule 8210 RRBDlaw Appeal Fowler LPL Johnson US Airways Reg D MSSB Vault Loan SunTrust Discovery Employment Rosenthal Recruiting Lawyer Trading Platform JP Morgan Employment Tuesday Wrongful Termination Bank Guarantee WaMu Solicitation REIT Martin Credit Cards Away Account Credit Repair PN Advisor Placement Group Forex Mortgage Private Placement Moon Merrill Anderson Exam Lee Borrowing Tax Lien Conversion Oppenheimer Wedbush Felony Misdemeanor Expenses ING Lien OTR Estate Jobs Florida Credit Card Elderly Flash Drive Annuity FNMA BrokeAndBroke TIC DWI Promissory Notes Suitability Will POA Power of Attorney Casino NSF MF Global Counterfeit Preet Bharara Corzine Hacker RIA Prison Disclosure NASAA Aguilar FCPA Subway Identity Theft Gold Dell Bar Injunction Bank Deutsche Bank God HSBC Private Placements Eric Stein Wire Fraud CCO Joshua Brown Backstage Wall Street Obstruction of Justice Retaliation Variable Annuity Outside Account Options Telephone Wine Social Media ADA Pacifico Non-Prosecution Agreement Confirm Tax Fraud Retirement OBA Equity Indexed Annuities EIA MetLife Continuing Education OIP Tax Liens Willful CE Unregistered Impersonation Annuities BBVA Business Expenses ETF JOBS Act Mail Fraud Parking Variable Annuities Signatures BitTorrent Impersonator Wire Transfer Wire Crowdfunding Nasdaq Away Accounts WSP Laptop Dodd Frank Checks RMBS PST Solicited Unsolicited Congress SRO Wife Discretion Non-Solicitation Restaurant Commodities Private Securities Transaction Offer of Settlement employment jobs Great Recession Chase Investment Services Arrest Barclays Liens Failure To Supervise Apple Time And Price T&P Husband Letter of Authorization LOA Sexism Knight Test Practice Sale Unfair Competition Signature Judgments Undisclosed Settlement Trainee Fee Trust Laser Side Bar Mattera Female Sales Assistant Kennedy Charge Sexist NML Argentina Embezzlement Silver Judgment Bank Fraud Deceased TSSB Trustee Frumento Conspiracy 6th Circuit Proctor Rule 3040 Class Action Beneficiary NYAG Schneiderman Gallagher White Short Sale Compromise Website TRO Supervision Vacatur SDNY Piwowar Rule 1122 Article V signature VA Rule 3270 OWB Stockbrokers
 
Email Bill Singer Connect with Bill Singer on Facebook Follow Bill Singer on Twitter Link up with Bill Singer on LinkedIn Join Bill Singer on Google+