An irreverent Wall Street Blog
by Bill Singer
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Written: August 27, 2012


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Aug 24Sales Coordinator - FINRA, Sales Experience, Financial ServiVolt Information SciencesChicago, IL

Sales Coordinator - FINRA, Sales Experience, Financial Services Posted on:08/20/12 Job Number: 304083-9438-10-307228 Add to Cart Email to a Friend Location: Chicago, IL... more

Aug 17Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeNew Jersey

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Aug 08Entitlement ManagerFinra - Financial Industry Regulatory AuthorityRockville, MD

FINRA is seeking a wellqualified individual for our Entitlement Manager opening in Rockville MD To be considered for this position please submit your resume through our career... more

Aug 27Personal Banker - 55 Water Street - Manhattan -FINRA Licenses a PlusJPMorgan ChaseNew York

Personal Banker - 55 Water Street - Manhattan - FINRA Licenses a Plus-120057714 Job Description Play a vital role in the customer banking experience at Chase! As part of... more

Aug 26FINRA Legal Extern (UNPAID), Sales Practice PolicyFinraWashington, DC

We Work to Protect Investors. Join our Team. </center> The Financial Industry Regulatory Authority (FINRA) seeks second and third year law students for our Legal Extern, Sales... more

Aug 26FINRA Extern (Unpaid) - HR Diversity and Work LifeFinraRockville, MD

The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for Fall 2012 in our Rockville, MD office. The purpose is to obtain an understanding of strategic... more

Aug 22Compliance Analyst-Advertising and FinanceING North America InsuranceMinneapolis, MN

Review Field and Home office broker/dealer advertising and sales literature pursuant to SEC, FINRA and firm policies. Proactively consult with field OSJs and home office on... more

Aug 22Compliance Associate (FINRA/SEC)Bernard, Nickels & AssociatesDetroit, MI

Job Title Compliance Associate Type Temp Duration Open ended Location Detroit MI Job Description Assist in administering and operating day to day brokerdealer compliance program... more

Aug 20Sales Coordinator - FINRA, Sales Experience, Financial ServicesVolt Information SciencesChicago, IL

Sales Coordinator - FINRA, Sales Experience, Financial Services Posted on:08/20/12 Job Number: 304083-9438-10-307228 Add to Cart Email to a Friend Location: Chicago, IL... more

Aug 18Financial Advisor - DE/PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesWilliamsport, PA

Financial Advisor - DE/PA Life/Health, FINRA - DIRECT HIRE Posted on:08/17/12 Job Number: 300398-8907-1-307146 Add to Cart Email to a Friend Location: Williamsport, PA... more

Aug 17Financial Advisor DE/PA Life/Health, FINRAVolt Information SciencesPittsburgh, PA

Financial Advisor - DIRECT HIRE - Pittsburgh, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR STRAIGHT... more

Aug 16Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Aug 14FINRA Extern, Credit Regulation & OJTFinancial Industry Regulatory AuthorityNew York, NY

Title: FINRA Extern, Credit Regulation & OJT - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more

Aug 10FINRA Extern (UNPAID), Investor EducationFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Investor Education Extern openings in New York, NY. The Externship Program is... more

Aug 09Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San AntonioJPMorgan ChaseTexas

Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX-120044911 Job Description Customer Service Representative I The Investment... more

Aug 25Financial Advisor -StockbrokerNsm SecuritiesWest Palm Beach, FL

Financial Advisor, Advisor, Finance Advisor, StockBroker, Stocks, Broker, Financial Broker, StockBroker Trainee, Stock Broker Training Requirements Please submit resume and... more

Aug 15Stockbroker Trainee PositionNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position.a Full sponsorship for Series 7 & 63 exams.a You will be working alongside seasoned industry veterans.a A... more

Aug 08Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Aug 07Stockbroker Sr Financial Advisory & Benefits Sales ExecBusiness Services CompanyWilmington, DE

Our client a major international publicly traded financial services and benifits advisory professional services firm needs a C level pro with a track record of success calling on... more


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In 2006, after suffering several miscarriages, UPS driver Peggy Young became pregnant; and, in consideration of her prior pregnancies, her doctor ins... Read On
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In the great 1967 film "Cool Hand Luke," we get that iconic line about "What we've got here is failure to communicate."  The scene involves the b... Read On
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Consumer advocates and regulators tend to dislike so-called "exotic" or "leveraged" Exchange Traded Funds ("ETFs"). Many of the concerns are legitimat... Read On
March 21, 2015
Merrill Lynch Blindsided By Former Employee In Promissory Note CaseThe big boys just don't tend to lose their promissory note cases with any regularit... Read On
March 20, 2015
The big boys just don't tend to lose their promissory note cases with any regularity: mostly because these cases are based upon executed ironclad agre... Read On
March 19, 2015
Good for the goose, good for the gander. Or so it is said. For those of us who practice law, we know that there are always exceptions, explanations, a... Read On Job Search

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