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by Bill Singer
 
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EMPLOYMENT TUESDAY at BrokeAndBroker.com
Written: October 15, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Oct 07Stockbroker/Account ExecutiveDMG SecuritiesWashington, DC

Job Description: This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of... more

Oct 07Stockbroker TraineeCommerce One FinancialUniondale, NY

applications for a limited number of stockbroker trainee positions. Whether consulting with their clients on how to best manage their funds or informing prospective clients on... more

Oct 04Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more


Oct 13Compliance Examiner, Member RegulationFinraAtlanta, GA

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Atlanta, GA . To be considered for this position,... more

Oct 12Manager III, Communications & Information Management - WashingtoFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Manager of Communications& Information Management opening in Washington, DC . To... more

Oct 12Senior Risk Specialist, Office of Risk - New York, NY or WashingFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in our New York, NY or Washington, DC office. To... more

Oct 12Enforcement Counsel, Case Development Team (PART-TIME) - RockvilFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Enforcement Counsel, Case Development Team (PART-TIME) opening in Rockville, MD . more

Oct 12Risk Analyst, Office of Risk - Washington, DC or New York, NYFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Risk Analyst openings in Washington, DC or New York, NY . To be considered for... more

Oct 12Governance Analyst, Office of the Corporate Secretary - WashingtFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Governance Analyst opening in Washington, DC . To be considered for this... more

Oct 12Regulatory Analyst - Market Regulation, Short Sales - Rockville,FinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more

Oct 12ENFORCEMENT INVESTIGATOR, CASE DEVELOPMENT TEAM (PART-TIME) - ROFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Investigator, Case Development Team (PART-TIME) opening in Rockville, MD . To be... more

Oct 12Advertising AnalystFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Advertising Analyst opening in Rockville, MD . To be considered for this... more

Oct 12Deputy Regional Chief Counsel - EnforcementFinraDallas, TX

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in Dallas, Texas . To be considered for... more

Oct 12Regulatory Analyst - Market Regulation, Special Reviews - New YoFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY . To be considered for this position,... more

Oct 09FINRA Licensed Sales AssistantArjentNew York, NY

Job Description : FINRA Licensed Sales Assistant MUST HAVE SERIES 7 and 63 Licenses Position involves extensive client contact, individual will be involved in all activities that... more


 
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Previous Entries
January 27, 2015
Seems to me that Wall Street is quite a bit like weather forecasts. Take today, for example -- in NYC, we were supposed to awake to Snowmageddon with ... Read On
January 26, 2015
Imagine that you're broke and can't afford a fabulous but high-priced regulatory lawyer like me and you need to submit a brief in response to some abs... Read On
January 24, 2015
Chinese Pharma Private Securities TransactionsAs the economy recovers from the Great Recession, a number of regulatory violations that had been some... Read On
January 23, 2015
As the economy recovers from the Great Recession, a number of regulatory violations that had been somewhat dormant for the past few years ar... Read On
January 22, 2015
Ya got your butcher, your baker, your candlestick maker. Ya also got your attorney, accountant, and federal contractor -- and, while you're at it, let... Read On
January 22, 2015
Recently, a number of clients have contacted me with stories about having been hit with a Ransomware demand. Given the growing danger of this cyber-cr... Read On
January 21, 2015
Alas, we had some technical glitch with our Employment Page yesterday and have been advised by the content provider, Simply Hired, that all is now wel... Read On
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