An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

October 15, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Oct 07Stockbroker/Account ExecutiveDMG SecuritiesWashington, DC

Job Description: This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of... more

Oct 07Stockbroker TraineeCommerce One FinancialUniondale, NY

applications for a limited number of stockbroker trainee positions. Whether consulting with their clients on how to best manage their funds or informing prospective clients on... more

Oct 04Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more


Oct 13Compliance Examiner, Member RegulationFinraAtlanta, GA

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Atlanta, GA . To be considered for this position,... more

Oct 12Manager III, Communications & Information Management - WashingtoFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Manager of Communications& Information Management opening in Washington, DC . To... more

Oct 12Senior Risk Specialist, Office of Risk - New York, NY or WashingFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in our New York, NY or Washington, DC office. To... more

Oct 12Enforcement Counsel, Case Development Team (PART-TIME) - RockvilFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Enforcement Counsel, Case Development Team (PART-TIME) opening in Rockville, MD . more

Oct 12Risk Analyst, Office of Risk - Washington, DC or New York, NYFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Risk Analyst openings in Washington, DC or New York, NY . To be considered for... more

Oct 12Governance Analyst, Office of the Corporate Secretary - WashingtFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Governance Analyst opening in Washington, DC . To be considered for this... more

Oct 12Regulatory Analyst - Market Regulation, Short Sales - Rockville,FinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more

Oct 12ENFORCEMENT INVESTIGATOR, CASE DEVELOPMENT TEAM (PART-TIME) - ROFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Investigator, Case Development Team (PART-TIME) opening in Rockville, MD . To be... more

Oct 12Advertising AnalystFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Advertising Analyst opening in Rockville, MD . To be considered for this... more

Oct 12Deputy Regional Chief Counsel - EnforcementFinraDallas, TX

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in Dallas, Texas . To be considered for... more

Oct 12Regulatory Analyst - Market Regulation, Special Reviews - New YoFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY . To be considered for this position,... more

Oct 09FINRA Licensed Sales AssistantArjentNew York, NY

Job Description : FINRA Licensed Sales Assistant MUST HAVE SERIES 7 and 63 Licenses Position involves extensive client contact, individual will be involved in all activities that... more

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