Oct 18 | Financial Advisor - DE/PA Life/Health, FINRA | Volt Information Sciences | Scranton, PA |
Financial Advisor - DIRECT HIRE - Scranton, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR STRAIGHT... more | |||
Oct 17 | FINRA Contract Attorney | Lumen Legal | San Antonio, TX |
(San Antonio, TX) Lumen Legal is currently working with a Fortune 500 corporate client with an immediate need for a FINRA Attorney to assist the Broker-Dealer Compliance team in... more | |||
Oct 16 | Regulatory Coordinator - Sales Practice, Member Regulation - New | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY . To be considered for this... more | |||
Oct 16 | Lead Security Engineer | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Lead Security Engineer opening in Rockville, MD . To be considered for this... more | |||
Oct 16 | Regulatory Coordinator - Sales Practice, Member Regulation | Finra | New York, NY |
Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition of member firms through continuous communication with member firm... more | |||
Oct 16 | Compliance Examiner - Sales Practice | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position,... more | |||
Oct 15 | Regulatory Coordinator - Member Regulation | Finra | Dallas, TX |
Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition of member firms through continuous communication with member firm... more | |||
Oct 13 | Compliance Examiner, Member Regulation | Finra | Atlanta, GA |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Atlanta, GA . To be considered for this position,... more | |||
Oct 12 | Deputy Regional Chief Counsel - Enforcement | Finra | Dallas, TX |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in Dallas, Texas . To be considered for... more | |||
Oct 12 | Risk Analyst, Office of Risk - Washington, DC or New York, NY | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Risk Analyst openings in Washington, DC or New York, NY . To be considered for... more | |||
Oct 12 | Governance Analyst, Office of the Corporate Secretary - Washingt | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Governance Analyst opening in Washington, DC . To be considered for this... more | |||
Oct 12 | Advertising Analyst | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Advertising Analyst opening in Rockville, MD . To be considered for this... more | |||
Oct 12 | Manager III, Communications & Information Management - Washingto | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Manager of Communications& Information Management opening in Washington, DC . To... more | |||
Oct 12 | Senior Risk Specialist, Office of Risk - New York, NY or Washing | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in our New York, NY or Washington, DC office. To... more | |||
Oct 12 | Regulatory Analyst - Market Regulation, Special Reviews - New Yo | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY . To be considered for this position,... more | |||
Oct 12 | Regulatory Analyst - Market Regulation, Short Sales - Rockville, | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more | |||
Oct 09 | FINRA Licensed Sales Assistant | Arjent | New York, NY |
Job Description : FINRA Licensed Sales Assistant MUST HAVE SERIES 7 and 63 Licenses Position involves extensive client contact, individual will be involved in all activities that... more | |||
Sep 28 | Financial Advisor AAAAAA DE/PA Life/Health, FINRA | Volt Information Sciences | Williamsport, PA |
Financial Advisor - DIRECT HIRE - Williamsport, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR STRAIGHT... more | |||
Sep 28 | Compliance Examiner - Member Regulation | Finra | Chicago, IL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual forfuture Compliance Examiner opportunities in Chicago, IL . To be considered for this... more | |||
Sep 28 | IS Audit Project Leader II/Auditor III | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our IS Auditor III/Audit Project Leader II opening in Rockville, MD . Level offered... more | |||
Sep 24 | Director, Corporate Records | Finra | Gaithersburg, MD |
The Director of Corporate Records (DCR) is responsible for senior level oversight of FINRA's Records Management Program. With guidance from the FINRA Records Management Board, the... more | |||
Sep 24 | Financial Operations Examiner | Finra | New York, NY |
FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. Conducts on-site examinations and assesses Floor member and member... more |
Oct 07 | Stockbroker/Account Executive | DMG Securities | Washington, DC |
Job Description: This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of... more | |||
Oct 07 | Stockbroker Trainee | Commerce One Financial | Uniondale, NY |
applications for a limited number of stockbroker trainee positions. Whether consulting with their clients on how to best manage their funds or informing prospective clients on... more | |||
Oct 04 | Stockbroker Trainee | New Horizons | New York, NY |
We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more | |||
Sep 24 | Stockbroker Trainee | Manhattan, NY | |
We are undergoing an extensive expansion process at our company headquarters in Manhattan.We are a full service broker dealer firm and the fastest growing firm on theStreet.We are... more |
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