An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

October 22, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Oct 18Financial Advisor - DE/PA Life/Health, FINRAVolt Information SciencesScranton, PA

Financial Advisor - DIRECT HIRE - Scranton, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR STRAIGHT... more

Oct 17FINRA Contract AttorneyLumen LegalSan Antonio, TX

(San Antonio, TX) Lumen Legal is currently working with a Fortune 500 corporate client with an immediate need for a FINRA Attorney to assist the Broker-Dealer Compliance team in... more

Oct 16Regulatory Coordinator - Sales Practice, Member Regulation - NewFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY . To be considered for this... more

Oct 16Lead Security EngineerFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Lead Security Engineer opening in Rockville, MD . To be considered for this... more

Oct 16Regulatory Coordinator - Sales Practice, Member RegulationFinraNew York, NY

Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition of member firms through continuous communication with member firm... more

Oct 16Compliance Examiner - Sales PracticeFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position,... more

Oct 15Regulatory Coordinator - Member RegulationFinraDallas, TX

Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition of member firms through continuous communication with member firm... more

Oct 13Compliance Examiner, Member RegulationFinraAtlanta, GA

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Atlanta, GA . To be considered for this position,... more

Oct 12Deputy Regional Chief Counsel - EnforcementFinraDallas, TX

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Deputy Regional Chief Counsel opening in Dallas, Texas . To be considered for... more

Oct 12Risk Analyst, Office of Risk - Washington, DC or New York, NYFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Risk Analyst openings in Washington, DC or New York, NY . To be considered for... more

Oct 12Governance Analyst, Office of the Corporate Secretary - WashingtFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Governance Analyst opening in Washington, DC . To be considered for this... more

Oct 12Advertising AnalystFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Advertising Analyst opening in Rockville, MD . To be considered for this... more

Oct 12Manager III, Communications & Information Management - WashingtoFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Manager of Communications& Information Management opening in Washington, DC . To... more

Oct 12Senior Risk Specialist, Office of Risk - New York, NY or WashingFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in our New York, NY or Washington, DC office. To... more

Oct 12Regulatory Analyst - Market Regulation, Special Reviews - New YoFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY . To be considered for this position,... more

Oct 12Regulatory Analyst - Market Regulation, Short Sales - Rockville,FinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more

Oct 09FINRA Licensed Sales AssistantArjentNew York, NY

Job Description : FINRA Licensed Sales Assistant MUST HAVE SERIES 7 and 63 Licenses Position involves extensive client contact, individual will be involved in all activities that... more

Sep 28Financial Advisor AAAAAA DE/PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR STRAIGHT... more

Sep 28Compliance Examiner - Member RegulationFinraChicago, IL

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual forfuture Compliance Examiner opportunities in Chicago, IL . To be considered for this... more

Sep 28IS Audit Project Leader II/Auditor IIIFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our IS Auditor III/Audit Project Leader II opening in Rockville, MD . Level offered... more

Sep 24Director, Corporate RecordsFinraGaithersburg, MD

The Director of Corporate Records (DCR) is responsible for senior level oversight of FINRA's Records Management Program. With guidance from the FINRA Records Management Board, the... more

Sep 24Financial Operations ExaminerFinraNew York, NY

FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. Conducts on-site examinations and assesses Floor member and member... more

Oct 07Stockbroker/Account ExecutiveDMG SecuritiesWashington, DC

Job Description: This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of... more

Oct 07Stockbroker TraineeCommerce One FinancialUniondale, NY

applications for a limited number of stockbroker trainee positions. Whether consulting with their clients on how to best manage their funds or informing prospective clients on... more

Oct 04Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Sep 24Stockbroker TraineeManhattan, NY

We are undergoing an extensive expansion process at our company headquarters in Manhattan.We are a full service broker dealer firm and the fastest growing firm on theStreet.We are... more

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