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EMPLOYMENT TUESDAY at BrokeAndBroker.com
Written: November 12, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Nov 11Financial Advisor - PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Oct 24Financial Operations ExaminerFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY . To be considered for this... more

Oct 24Compliance Examiner - Market Regulation, Trading and Market MakiFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Rockville, MD . To be considered for this... more

Oct 23Senior Systems AnalystFinra - Financial Industry Regulatory AuthorityRockville, MD

FINRA is seeking a wellqualified individual for our Senior Systems Analyst opening in Rockville MD To be considered for this position please submit your resume through our career... more

Oct 23Compliance Examiner - Sales PracticeFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position,... more

Oct 18Financial Advisor - DE/PA Life/Health, FINRAVolt Information SciencesHollidaysburg, PA

Financial Advisor - DIRECT HIRE - Hollidaysburg, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR... more

Oct 17Financial Advisor AAA DE/PA Life/Health, FINRAVolt Information SciencesHollidaysburg, PA

Financial Advisor - DIRECT HIRE - Hollidaysburg, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR... more

Oct 16Regulatory Coordinator - Sales Practice, Member Regulation - NewFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY . To be considered for this... more

Nov 12StockbrokerDMG SecuritiesGreat Falls, VA

STOCKBROKER Recent College Graduates DMG SECURITIES, INC., member FINRA, SIPC. Full service broker. Personalized in-house training. Lucrative payout schedule. Entry Level/All... more

Nov 06Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more


 
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Previous Entries
April 25, 2015
FINRA Named As Defendant In Case Alleging Altered Electronic FilesToday's BrokeAndBroker.com Blog discusses a civil Complaint invo... Read On
April 24, 2015
Today's BrokeAndBroker.com Blog discusses a civil Complaint involving the somewhat esoteric legal issue of "spoliation," which involves the alleged ... Read On
April 22, 2015
On April 22, 2015, the Securities And Exchange Commission announced it was awarding to a compliance professional a whistleblower award of between $1.4... Read On
April 22, 2015
On April 21, 2015, Nvinder Singh Sarao, 36, Hounslow, United Kingdom was named as a Defendant in a criminal Complaint  alleging 1 count... Read On
April 22, 2015
Among the false perceptions that many have is the reliability of so-called official records. If it's something maintained by a regulator, we tend to b... Read On
April 21, 2015
Stockbroker, Compliance, Legal, and Regulatory JobsEmployment Page BrokeAndBroker.com Jobs#wallstreetjobs @brokeandbrokerNOTICE TO EMPLOYERS: Brok... Read On
April 20, 2015
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in March 2013, Claimant Marriott asserted breach of fiduci... Read On
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