An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

January 7, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Jan 07FINRA Extern (unpaid) Winter/Spring 2013 - Sales Practice - Member RegulationFinraChicago, IL

We Work to Protect Investors. Join our Team. 2013 Spring Extern Program The Department of Member Regulation - Sales Practice in Chicago invites interested students majoring in... more

Jan 05FINRA Graduate Extern - (unpaid) OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for the Spring 2013 semester. The purpose is to... more

Jan 02Branch Office Examiner - Broker-DealerLeading U.S. BasedFinra Broker-dealerNew York, NY

Responsibilities include: -Review Branch Office records, completing questionnaires and branch operating procedures to ascertain compliance with Firm policies and procedures,... more

Dec 23Fixed Income Sales & Private Client ServicesMutual Securities, Inc. Member Finra, SipcLos Angeles, CA

Institutional fixed income sales and private client advisory branch office seeks registered salespersons. High payout, very open national account coverage opportunities. Series... more

Dec 19Relationship Banker - Irvine Sand Canyon - (FINRA Licenses PreferredChaseIrvine, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,600 locations where our... more

Dec 19Relationship Banker - Crown Valley - (FINRALicenses PreferredChaseLadera Ranch, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,600 locations where our... more

Dec 19Relationship Banker - Barranca and Von Karman - (FINRA Licenses PreferredChaseIrvine, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,600 locations where our... more

Dec 17Advisor Services Relationship Manager - Series 6 FINRA LicenseVolt Workforce SolutionsPhoenix, AZ

Advisor Services Relationship Manager - Financial Services Industry Series 6 Securities (FINRA) License Required Our Client, a Financial Services firm in Phoenix, AZ, is seeking... more

Dec 10Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredChaseChicago, IL

Chase Investment Services - Customer Service Representative I The Chase Investment Service Centers have a strong reputation of superb customer service. We are a disciplined group... more

Dec 07Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San AntonioJPMorgan ChaseTexas

Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX-120079436 Job Description Customer Service Representative I The Investment... more

Dec 07Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth MgmtJPMorgan ChaseSan Antonio, TX

Title: Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX Location: US-TX-San Antonio-WM2198 Stone Oak Bldg A / 42808 Job... more

Dec 06Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredJPMorgan ChaseChicago, IL

Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number:_120079184... more

Dec 06Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required - ChicagoJPMorgan ChaseIllinois

Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL-120079184 Job Description Chase Investment Services - Customer Service... more

Jan 02Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Jan 02Stockbroker TraineeNew York, NY

We are undergoing an extensive expansion process at our company headquarters in Manhattan.We are a full service broker dealer firm and the fastest growing firm on theStreet.We are... more

Jan 06IT Application Support Analyst (Financial Services)Easy Web RecruitmentWells, MN

of low-cost, online investment platforms and stockbroker services in the UK, with assets under administration exceeding 17.5 billion and more than 70,000 clients. Position: IT... more

Jan 03Service Center Broker Trainee - St. Louis, MO JobScottradeSaint Louis, MO

is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more

Dec 28Equity Research Associate - Business/Computer ServicesMacquarieNew York, NY

Equity Research Associate Opportunity Macquarie Group is a global provider of banking, financial, advisory, investment and funds management services. At Macquarie we offer you the... more

Dec 23Wealth Management TraineeJohn Carris InvestmentsNew York, NY

Job Description: Our Wealth Management Trainee Program is seeking creative, entrepreneurial, individuals who are motivated to become successful stockbrokers. The mentorship... more

Dec 18Stock Broker TraineeAegis CapitalNew York, NY

advice, execution, and opportunities. Stockbroker Trainee Program is seeking creative, entrepreneurial, individuals who are motivated to become successful stockbrokers. The... more

Dec 13StockbrokerEdward JonesSan Francisco, CA

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

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