An irreverent Wall Street Blog
by Bill Singer

Premiere Episode of SIDE BAR WITH BILL SINGER on Reuters Insider

February 6, 2013

Watch on Reuters Insider the pilot episodes of "SIDE BAR WITH BILL SINGER." Veteran Wall Street regulatory lawyer Bill Singer hosts three episodes of this new program.

SIDE BAR WITH BILL SINGER

The Brave And Scary New World of HFT
Featuring Shah Gilani

The SEC's New Bounty Program For Whistleblowers
Featuring Aegis Frumento, Esq.

Is the U.S. the Only Sheriff in Town?
Dodd Frank And the CFTC's New Swap Regulations
Featuring Professor Ronald Filler, Esq.

The Bounty Hunter Comes To Wall Street

In August 2012, the Securities and Exchange Commission made its first whistleblower bounty payment and individuals are lining up with their tips, hoping for a pay day. How does this modern day bounty hunting on Wall Street work? Veteran Wall Street lawyers Bill Singer and Aegis J. Frumento discuss this new regulatory initiative.

Formerly a Managing Director of Morgan Stanley Smith Barney, a partner and the co-head of the Financial Markets and Securities Litigation Groups of Duane Morris, LLP, and the managing partner of Singer Frumento LLP, Aegis J. Frumento joined Stern Tannenbaum & Bell in 2012, and serves as the Co-Head of the firm's Financial Markets practice. Frumento represents senior executives of public companies, private companies planning for initial public offerings, and SEC-regulated entities and persons.


Also READ:
Watch on Reuters Insider the pilot episodes of "SIDE BAR WITH BILL SINGER." Veteran Wall Street regulatory lawyer Bill Singer hosts three episodes of this new program.

SIDE BAR WITH BILL SINGER

The Brave And Scary New World of HFT
Featuring Shah Gilani

The SEC's New Bounty Program For Whistleblowers
Featuring Aegis Frumento, Esq.

Is the U.S. the Only Sheriff in Town?
Dodd Frank And the CFTC's New Swap Regulations
Featuring Professor Ronald Filler, Esq.

Permalink

Search BrokeAndBroker

Related Topics

Previous Entries

Tag Cloud

Bill Singer BrokeAndBroker FINRA Arbitration AWC SEC BrokeAndBroker.com Expungement Employment Street Sweeper Bill SInger Jobs Wells Fargo OBA Fraud Promissory Note Email U5 U4 Wire Fraud Forbes FBI UBS Merrill Lynch Elderly EFL Statutory Disqualification Morgan Stanley PST Citigroup ALJ Defamation Borrowing Suitability Ponzi Rule 3270 Outside Business Activity OIP BrokerCheck Whistleblower IRS Supervision Form U4 Wachovia CRD Felony Bank Willful Wrongful Termination DOJ Mail Fraud Supreme Court NAC SDNY BrokerAndBroker Insider Trading Expenses Employment Tuesday Form U5 CCO Madoff Raymond James Pro Se Ameriprise Conversion Bankruptcy Discretion Credit Card Checks WSP Rule 3240 NASD OHO Rule 3040 Punitive Damages Forgery Private Securities Transaction IRA Willfulness Rule 8210 Dodd Frank RIA Rule 2010 Real Estate JP Morgan Outside Business Activities Rule 1122 Discovery Indictment Settlement Street Legal Exam Wall Street LPL Guest Blog Commissions Tax Wife NYSE Rule 2080 Husband Impersonation Power of Attorney Facebook Tax Lien Business Expenses Estate ATM Bar Antitrust 2Cir Case In Point Corrective Action Statement Stephen Kohn Edward Jones SRO Schapiro Test Appeal Wire Bank of America Small Firm Mortgage Tax Liens Rule 2510 Margin Rule 3280 Trust Goldman Sachs Schwab Employee Forgivable Loan Offer of Settlement Annuities Misdemeanor NASAA Securities Fraud HFT Signatures ARS Conspiracy Promissory Notes Spouse Complaint ETF NSF Trustee Signature Cease And Desist Beneficiary Lien Chase Fidelity Flash Crash Injunction Loan T&P Initial Decision Annuity Credit Cards PCAOB Money Laundering NASDAQ Away Account Barclays LOA Huffington Post Due Diligence BrokeAndBroker VA CFTC Hacker DCCir POA Gallagher MSSB RRBDLAW.com Unfair Competition Deutsche Bank RBC OTR Lehman Brothers email Remand Liens Continuing Education Identity Theft Unauthorized Discretion Failure to Supervise Bonus Registered Rep Magazine Bharara Variable Annuity Compliance Stay Solicitation FINRA Arbitration Guest Blogger Burris Letter of Authorization Wedbush Forex Eligibility Rule Spouses Rule 3010 Annual Compliance Questionnaire Malware Mandatory Arbitration E*Trade employment Stockbrokers Wey Away Accounts Hacking 2nd Circuit Second Circuit Solicited Undisclosed Settlement jobs Prison Rule 3050 Net Capital Registration Rule 12805 LIBOR Audit Website Options Insurance Fiduciary Scottrade arbitration Rule 12206 Social Media JPMorgan Retirement Trading Platform FOREX Time And Price FINOP Reg SP Plea IC3 Private Securities Transactions BOP Broker Protocol Private Placement Customer Complaint RRBDlaw.com Judgments Bureau of Prisons Brummer Rule 4530 Telephone Rule 4511 Internet Will BrokeAndBroker Bill Singer Great Recession 10Cir brokeandbroker Unsolicited TRO Newman Examination Check Kiting Cheating Confidential Information Self Regulation OWB Dissent RMBS ADA Knight Rule 2111 DOL Hedge Fund Sanctions Divorce Piwowar Unauthorized Trading Willfully Motion to Dismiss Disclosure Obstruction of Justice MetLife China Rakoff Auction Rate Securities Reimbursement NYAG REIT Protocol BrokeandBroker Apple Spoofing Explained Decision Stifel Affiliate WSPs Passcode Article V Vacatur 9Cir MF Global Wine Rule 2081 Board Khuzami Variable Annuities Aleynikov Disgorgement Morgan Keegan Shah Gilani Regulation SP Woody Allen Raiding Hurry Sexist Phishing Class Action Joshua Brown Ketchum Arbitraiton MC-400 Commission Retaliation Executor EIA Waiver bill singer PN Bandimere SAC Wire Transfer Rule 2150 Confidential Dakota Securities Gold Affinity Fraud Discrimination Sanction Guidelines Debit Card Deceased Crowdfunding PNC Reg D IPO Charge Zipper Due Process Botkin Postponement OSHA Unsuitability Lehman High Frequency Trading Customer Banc of America Medicare Smith Barney Statute of Limitations Disability Guitron Stifel Nicolaus Loans ING Sexism Finder\'s Fee Yesenia Guitron Statement of Corrective Action Poteroba Corruption Compensation Day Trading Deferred Compensation AML Check Personal Expenses Testimony Vault Johnny Burris Government Accountability Project Indemnification Suspension Aguilar Pennystocks Charles Schwab CE 401k Parking Laptop 6th Circuit Bloomberg Bid Rigging Morgan Stanely Consent Order Small Firm Governor OIG Teleconference Widow Hearing Penson Unregistered Bear Stearns JOBS Act Rule 3030 Termination Whitman Marijuana Bank Fraud Jurisdiction Rule 12200 Pennystock ACQ Vietnam Charity Lawyer White Emails Conflict USERRA Eligibility Employment Agreement Customer Information Self Regulatory Organization Series 7 Embezzlement Commodities Fraud Confirm Unjust Enrichment Marines Casino Marine Corps Morgan Stanley Smith Barney Fees Rosenthal Recruiting Private Placements Chief Compliance Officer Information Testing HSBC Mutual Fund Oppenheimer Marketplace Ride the Thunder McDuff Failure To Supervise Whistleblowing NPR CEO Reg S-P Rule 13805 Appointments Clause Rule 3110 Kon Sales Assistant Stanford Corzine Side Bar Lucia Online Written Supervisory Procedures Elles Circuit Court Moon Fifth Amendment Statutory Disqualification Committee Severance Investor Alert TD Ameritrade 11th Circuit Argentina Rule 2210 Membership Continuance Inmate Chiasson Department of Justice Rule 1031 Research WaMu Probate Rule 2370 Schneiderman CGMI Inside Information Stipulated Award Chase Investment Services Dementia BATS BrokerAndBroker.com Unauthorized Practice of Law Hospital Medical Condition expungement Frumento Guest Bloggers BD Fine Tax Fraud TheBlot Inability to Pay FOCUS Sharemaster Feigenbaum ACH IAR Scholander Dell Mutual Funds 401(k) FCI Beaumont Red Flags Taft Correctional Institution Do Not Call Credit Suisse Leveraged ETF Outside Account 40 Act SP Reverse Life Insurance Christian Stanley Outside Accounts Backstage Wall Street Scottsdale Timban Layering FCI Counterclaim 4Cir FINRA AWC Trade Secrets Tortious Interference Female Administrative Remedies TSSB Hilton Weiner Third Party Vendor Fowler Accounting Equity Indexed Annuities RRBDlaw OWWP Florida Non-Solicitation Churning Restaurant TIC Negligence FNMA CNBC Thain Rule 9216 Commodities Judgment Client Information Bonds Lincoln Financial Moore Form ADV Imposter CPA Arrest Elder Abuse Broke And Broker Verbal Discretion Investment Adviser Netschi Stockbroker Margin Call Sexual Harassment Oral Discretion David Sobel OCIE Costa Rica Cellphone Johnson BitTorrent FTC GAP Reverse Merger Nasdaq US Airways Personal Information LLC Dinner FINRA Small Firm Varney iPhone Supervisor Bill Singer BrokeAndBroker Impersonator Board of Governors JPM Immunity Wells Fargo Advisors 8210 Kennedy Short Sale Compromise EDNY Motion Constructive Discharge CDO Trading Subpoena Gabelli Cannabis Promoter FNI Media NYG Capital NRSRO Bartko Municipal Advisor Collateral Bar Retroactive Retroactive Bar Currency Proctor Elder Fraud FCPA Relevant Sharing Agreement In House Counsel Falsification Motion to Vacate Prime Bank Mother Euro Joint Account Commissioner Stein Subway Fourth Amendment God Cherry Picking Regulation S-P Death Reuters Compliance Officer Mary Jo White Kent Oilpro Trader AXA Merger Public Interest Summary Judgment Over Concentration Test Center Aegis Frumento Non-Prosecution Agreement Pacifico Undertaking Eric Stein Star Wars Branch Manager FMLA S&P Salman Exhaustion Doctrine Liquidation Motion To Dismiss Lek Outside Counsel false statements SEC Rules of Practice Pension Evidence Disciplinary History Anderson BBVA Lee Stop Loss Pruco Enforcement Stephen A. Kohn Reason for Termination Apartment Theft Attorneys\' Fees Merrill NML Resignation AWC. FINRA Hugh Hewitt Manifest Disregard SunTrust Silver Bank Guarantee Advisor Placement Group Stock Promotion Nationwide Credit Repair Martin Unsuitable Google Counterfeit Preet Bharara Texting Checking Customer Files Kiting Blank Forms Books and Records Annual Audit 17a-5 Texas State Securities Board Chevron Obstruction SD Jon Corzine 1Cir BrokeAndBroke Fiero David Lerner Expense Flash Drive Disparate Treatment Fines DWI PAQ Martoma Initials FDA Taxes Scam FINRA Board Attorneys Fees Wanger BrokeandBroker.com Cybercrime Selling Away Obamacare Wages Leveraged ETFs Non Solicitation Ethics Brokeandbroker.com Permanent Bar Laser Settling Away Spam Tran Money Market Compliance Questionnaire CRS Lawyers Sex Congress Hertz Books And Records NFA Galleon Dow Concentration Mary Schapiro Schumer PIABA Sexual Discrimination TOD Standing Lewis Carroll Diabetes Criminal Trainee Fee Broy Walter Collateral 9th Circuit Altered Records House Financial Services Tennis Court Executrix Retired Woman With Cane Securities and Exchange Commission Federal Reserve Fee Tippee Bribe Spoliation Rule 13200 Murray SIPC Tipper Mattera Regulation Mistake 1099 Undercover Rules of Practice Electronic Communications Office of Special Counsel Boyland RRBDLAW Grievance Quasi Governmental signature Countrywide Kenneth Starr Withdrawals Skimming Rule 4513 VXX Springsteen Escrow AIG Password Reform Turbeville Privilege Payroll Koval Solomon Customers Data Fiduciary Duty Rule 9552 Excel Goble VIX Rule 420 Practice Sale Naskovets McCartney