An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
Bill Singer Forbes Street Sweeper Update
Written: February 17, 2013
Watch the three pilot episodes of "SIDE BAR WITH BILL SINGER,"
on Reuters Insider:
The Brave And Scary New World of HFT
Featuring Shah Gilani
The SEC's New Bounty Program For Whistleblowers
Featuring Aegis Frumento, Esq.
Dodd Frank And the CFTC's New Swap Regulations
Featuring Professor Ronald Filler, Esq.
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Previous Entries
May 22, 2013
You might not think it would be a big deal for a registered person to handle the brokerage account of a family member -- but, then again, not a lot of... Read On
May 21, 2013
EMPLOYMENT TUESDAY AT BROKEANDBROKER.COMVisit the BrokeAndBroker Employment Page BrokeAndBroker.com JobsIf you are an employer seeking job c... Read On
May 19, 2013
Standby Letters of Credit. Bank Guarantees. Trading Platforms. Oh the crap that gets pushed on the unsuspecting and the unasked questions that too man... Read On
May 17, 2013
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in March 2012, Claimants alleged causes of action includin... Read On
May 16, 2013
The $2.6 Million Question In Goldman Sachs Suitability ArbitrationFINRA arbitration Decisions tend to be unanimous, but, with increasing frequenc... Read On
May 16, 2013
FINRA arbitration Decisions tend to be unanimous, but, with increasing frequency, we are seeing decisions by two of three arbitrators -- and ther... Read On
May 16, 2013
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in November 2011, Claimant Process Engineering Services as... Read On
May 16, 2013
Time and time again I have admonished registered persons about the dangers of using the old blank form short-cut. And, time and time again, I report a... Read On
May 15, 2013
In recent years, more individuals have been disqualified from service as an officer or director of a public customer based upon judicial findings of "... Read On
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