An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
Written: February 17, 2013
EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
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On Reuters Insider
the three pilot episodes of
"SIDE BAR WITH BILL SINGER,"
hosted by veteran Wall Street regulatory lawyer Bill Singer.
"SIDE BAR WITH BILL SINGER,"
hosted by veteran Wall Street regulatory lawyer Bill Singer.
The Brave And Scary New World of HFT
Featuring Shah Gilani
The SEC's New Bounty Program For Whistleblowers
Featuring Aegis Frumento, Esq.
Is the U.S. the Only Sheriff in Town?
Dodd Frank And the CFTC's New Swap Regulations
Featuring Professor Ronald Filler, Esq.
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Previous Entries
March 5, 2015
In the fiery afterglow of a nasty post-employment split, former employees and former employers are apt to do battle over underpaid or unpaid bonuses, ... Read On
March 4, 2015
I frequently criticize FINRA for trying to land the knock-out punch on the industry's small fry when there isn't the same blood-lust displayed with so... Read On
March 3, 2015
A potential graveyard for whistleblower claimants under Dodd Frank is 17 CFR 240.21F-4(b)(4). As set forth in the Rule, officers, directors, trus... Read On
March 3, 2015
Stockbroker, Compliance, Legal, and Regulatory JobsEmployment Page BrokeAndBroker.com Jobs#wallstreetjobs @brokeandbrokerNOTICE TO EMPLOYERS... Read On
March 2, 2015
Few queries get my blood more agitated than those in which a client asks my thoughts about the potential acquisition of a so-called Shell Company as p... Read On
March 2, 2015
An opportunity presents itself for you to get involved in some business deal outside of your broker-dealer. The way you see it, your role won't ... Read On
February 28, 2015
After Credit Card Expense Suspension, Stockbroker Barred By Liens And JudgmentsIf you were lucky to dodge a regulatory bullet, don't count on your def... Read On
February 27, 2015
If you were lucky to dodge a regulatory bullet, don't count on your deft footwork to bail you out a second time. In a recent FINRA regulatory se... Read On
February 26, 2015
Sometimes a cigar is a cigar. Sometimes a fish is a fish -- or a grouper. Sometimes, however, federal prosecutors would have you believe that a fish i... Read On
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