An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
Written: February 17, 2013
EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
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the three pilot episodes of
"SIDE BAR WITH BILL SINGER,"
hosted by veteran Wall Street regulatory lawyer Bill Singer.
"SIDE BAR WITH BILL SINGER,"
hosted by veteran Wall Street regulatory lawyer Bill Singer.
The Brave And Scary New World of HFT
Featuring Shah Gilani
The SEC's New Bounty Program For Whistleblowers
Featuring Aegis Frumento, Esq.
Is the U.S. the Only Sheriff in Town?
Dodd Frank And the CFTC's New Swap Regulations
Featuring Professor Ronald Filler, Esq.
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Previous Entries
May 24, 2013
According to a federal Indictment in the Southern District of Texas returned one May 8, 2013 and unsealed on May 23, 2013, Samuel Ray Palasota, ... Read On
May 24, 2013
The line in the song goes: Stop in the name of love before you break my heart. Apparently that refrain became the basis for a customer arbitration. &n... Read On
May 23, 2013
You got your folks who dream. You got your folks who dream big. And then you got a guy like Saquib Khan, 51, Staten Island, NY, who, well, to be frank... Read On
May 23, 2013
For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority (“FINRA”), without admitting or de... Read On
May 22, 2013
You might not think it would be a big deal for a registered person to handle the brokerage account of a family member -- but, then again, not a lot of... Read On
May 21, 2013
EMPLOYMENT TUESDAY AT BROKEANDBROKER.COMVisit the BrokeAndBroker Employment Page BrokeAndBroker.com JobsIf you are an employer seeking job c... Read On
May 19, 2013
Standby Letters of Credit. Bank Guarantees. Trading Platforms. Oh the crap that gets pushed on the unsuspecting and the unasked questions that too man... Read On
May 17, 2013
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in March 2012, Claimants alleged causes of action includin... Read On
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