An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
Written: February 17, 2013
EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
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the three pilot episodes of
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"SIDE BAR WITH BILL SINGER,"
hosted by veteran Wall Street regulatory lawyer Bill Singer.
The Brave And Scary New World of HFT
Featuring Shah Gilani
The SEC's New Bounty Program For Whistleblowers
Featuring Aegis Frumento, Esq.
Is the U.S. the Only Sheriff in Town?
Dodd Frank And the CFTC's New Swap Regulations
Featuring Professor Ronald Filler, Esq.
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Previous Entries
December 11, 2013
On December 10, 2013, final rules were issued to implement Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Volcker ... Read On
December 11, 2013
According to an Information filed on November 14, 2013, in USA v. Kimberly D. Fontenot, the defendant owned and controlled Stellar Grants, Inc, which ... Read On
December 10, 2013
Congress, the SEC, the CFTC, Wall Street, and consumer advocates are preparing to implement the so-called Volcker Rule. As with many reform efforts, t... Read On
December 10, 2013
EMPLOYMENT TUESDAY AT BROKEANDBROKER.COMStockbroker, Compliance, Legal, and Regulatory JobsVisit the BrokeAndBroker Employment Page BrokeAnd... Read On
December 9, 2013
Recently, the Securities and Exchange Commission's Office of Investor Education and Advocacy posted a helpful "Investor Bulletin: Delinquent Filings,"... Read On
December 6, 2013
There is little left to say about the tragedy of 9/11. Few moments in our lives have left such an indelible mark. For me, having been near Groun... Read On
December 6, 2013
Another day, another FINRA regulatory settlement involving equity indexed annuities -- the old EIAs just keep giving and giving. In today's case... Read On
December 5, 2013
In Matthew Collins v. Securities And Exchange Commission (United States Court of Appeals, Sixth Circuit, District of Columbia, 2-1241, November 26, 20... Read On
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