Feb 16 | Financial Consultant /Stockbroker / Account Executive | Miami, FL | |
We are a new, well capitalized broker-dealer on Brickell Avenue in Miami seeking experienced retail and institutional Financial Consultants to sell all types of securities... more | |||
Feb 11 | Stockbrokers New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
Feb 07 | Stockbroker Trainee - Training provided | Financial Services Firm | New York, NY |
We are looking for driven individuals who have an interest in pursuing a career in Financial Services. We are one of the fastest growing firms on Wall Street and are in the... more |
Feb 18 | Undergraduate/Graduate Intern - Diversity/Training | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. 2013 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more | |||
Feb 18 | FINRA or SEC regulatory compliance (several positions) | Robert Walters | New York, NY |
Our client, a London-based management consulting firm, is seeking a number of Compliance Officers with FINRA or SEC regulatory expertise to join their New York office. They are... more | |||
Feb 17 | Relationship Banker - Crown Valley - Ladera Ranch, CA (FINRA Licenses Preferred - 6, 63, CA Life & H | Ladera Ranch, CA | |
Title: Relationship Banker - Crown Valley - Ladera Ranch, CA (FINRA Licenses Preferred - 6, 63, CA Life & Health) Location: US-CA-Ladera Ranch-WM6963 Ladera Ranch / 44552 Job... more | |||
Feb 15 | FINRA Legal Extern (unpaid) - Member Regulation | Finra | Los Angeles, CA |
The Financial Industry Regulatory Authority (FINRA) is currently seeking law students for our 2012 Fall Externship Program in Los Angeles, CA. The Department of Member Regulation... more | |||
Feb 13 | Chief Compliance Officer | Finra Member 'high-net Worth' Retail, Individual | New York, NY |
Summary The CCO is responsible for the overall regulatory oversight of the Company day to day operations, as well as the regulatory oversight of Sales, Trading, Investment Banking... more | |||
Feb 10 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required | Chase | Chicago, IL |
Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out... more | |||
Feb 10 | Chase Private Client Banker - Northeast 8th & 106th, - (FINRA Licenses Preferred | Chase | Bellevue, WA |
The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more | |||
Feb 08 | FINRA Series 55 Market Maker | Merriman Capital | San Francisco, CA |
The active market maker will make and mind markets for small and micro-cap securities related to the firms institutional and corporate client base. The market maker will be... more | |||
Feb 07 | SEC & FINRA Specialists (Associate & Director level) - Must be located in USA | Kinetic Partners | New York, NY |
Job Description *Direct applications only no agents* ***Please be advised that you MUST have SEC and/or FINRA experience to apply***. Please include your CV and cover letter... more | |||
Feb 06 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio | JPMorgan Chase | Texas |
Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX-130008431 Job Description Chase is a leader in the financial services industry,... more | |||
Feb 06 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required | JPMorgan Chase | Chicago, IL |
Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130008435... more | |||
Feb 06 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt | JPMorgan Chase | San Antonio, TX |
Title: Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX Location: US-TX-San Antonio-WM2198 Stone Oak Bldg A / 42808 Job Number:... more | |||
Feb 06 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required - Chicago | JPMorgan Chase | Illinois |
Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL-130008435 Job Description Chase is a leader in the financial services... more | |||
Feb 01 | Chase Private Client Banker - Broadway E. - Seattle, WA (FINRA L | Chase | Seattle, WA |
The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more |
Feb 19 | Stockbroker | Careers For Diverse Men & Women | Santa Barbara, CA |
StockbrokerLocation Santa BarbaraCAJob ID 9595Edward Jones provides exceptional opportunities for experienced financial advisorsbrokers or proven performers from other careers... more | |||
Feb 16 | Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor | Noci | Palm Beach, FL |
Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more | |||
Feb 16 | Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser | Noci | Hartford, CT |
Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more | |||
Feb 13 | Entry Level Stockbroker | Greenwich Point Wealth Management | Greenwich, CT |
Entry Level Stockbroker opportunity Considering a career in finance? We are currently hiring for our broker trainee program in the Greenwich, CT office. The Broker Trainee... more | |||
Feb 12 | Stockbrokers/Capital Raising | Pacific Pearl Group | West Palm Beach, FL |
Title: Stockbrokers/Financial Advisers/Capital Raising w Series 7/63/Trainee Location: Downtown West Palm Beach, FL Fast Growing Boutique FINRA Brokerage Firm is expanding and... more | |||
Feb 11 | Service CenterStockbroker - Financial Services | Web Recruiter Staffing Division | North Las Vegas, NV |
is seeking a full-time Service Center Stockbroker for the North Las Vegas, NV area. Web Recruiter seeks someone who can perform the following primary roles and responsibilities:... more | |||
Feb 11 | Sales Representative - Sales Professional - Insurance | Insphere Insurance Solutions | Manassas, VA |
ortunity, business development, sales representatives, building business, pharmaceutical sales, financial advisor, financial consultant, stockbroker, advertising sales,... more | |||
Feb 08 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EVEREST MERCHANT SERVICES is a leading provider of specialized yet affordable credit card processing solutions for a vast array of processing requirements. We facilitate secure,... more | |||
Jan 31 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more |
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We got a really, really busy day of news over at our companion publication the "Securities Industry Commentator." The content is free and fabulous. Wh... Read On