There are times when you truly have to ask yourself about the state of so-called journalism. It's bad enough when the once venerable Sunday New York Times "Magazine Section's" featured article is about the clash of not-ready-for-prime-time titans Ann Curry and Matt Lauer. Then there is the ongoing degradation of too many once reputable print newspapers and magazines, as their online digital editions swell with the swill of stories about Lindsay Lohan (in a candid bikini pic) as she dishes about the Five Top Errors on resumes amid a pictorial display of the Ten Most Hot beach spots for the Under-30 Underemployed.
UBS Stockbroker Seeks Expungement of ARS Claim That Firm Says Wasn't Made (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4641/finra-expungemen... Read On
In a recent FINRA arbitration expungement case involving UBS, we come across an example of nonsensical regulation. To give you a sense of how stupid s... Read On
Hero Takes a Fallby Aegis J. Frumento, Partner, Stern Tannenbaum & BellOne of the more interesting questions raised by our increasing reliance on ... Read On
In a recent FINRA customer arbitration, the public customer Claimants were looking for millions in damages as a result of alleged losses from their in... Read On
Two public customers complained about the conduct of their stockbroker. He denied the charges. A FINRA Arbitration Panel of three public arbitrators d... Read On
If a tree falls in the woods but no one hears it, does it make a sound? If a customer sends an order to buy mutual funds via email but the stockbroker... Read On