There are times when you truly have to ask yourself about the state of so-called journalism. It's bad enough when the once venerable Sunday New York Times "Magazine Section's" featured article is about the clash of not-ready-for-prime-time titans Ann Curry and Matt Lauer. Then there is the ongoing degradation of too many once reputable print newspapers and magazines, as their online digital editions swell with the swill of stories about Lindsay Lohan (in a candid bikini pic) as she dishes about the Five Top Errors on resumes amid a pictorial display of the Ten Most Hot beach spots for the Under-30 Underemployed.
There are times when FINRA gets it right. The self-regulatory-organization conducts a diligent investigation and finds a violation of its rules. There... Read On
With surprising regularity, we have reported about families with a stockbroker, and how such a relationship proves fertile ground for over-reaching or... Read On
Insult Added to Injury in Puerto Rico Bond Dispute (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5808/puerto-rico-bond-finra/A public custome... Read On
A public customer filed a FINRA arbitration claim citing nearly $6 million in losses in Puerto Rico municipal bonds. The Claimant took his place on a ... Read On
Another day and another dispute about whether an employment dispute is arbitrable before FINRA. In today's iteration, we got two former employees of a... Read On
On April 12, 2021, the New York Stock Exchange ("NYSE") announced that it would be minting its first Non-Fungible Tokens ("NFTs") in order to memorial... Read On