There are times when you truly have to ask yourself about the state of so-called journalism. It's bad enough when the once venerable Sunday New York Times "Magazine Section's" featured article is about the clash of not-ready-for-prime-time titans Ann Curry and Matt Lauer. Then there is the ongoing degradation of too many once reputable print newspapers and magazines, as their online digital editions swell with the swill of stories about Lindsay Lohan (in a candid bikini pic) as she dishes about the Five Top Errors on resumes amid a pictorial display of the Ten Most Hot beach spots for the Under-30 Underemployed.
9Cir Tames Sharemaster After Epic Battles With FINRA and SEC (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5318/sharemaster-feigenbaum-f... Read On
Come with me as we journey back in time some eleven years to December 2009, when FINRA member firm Sharemaster submitted its 2009 annual audit... Read On
[In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellGood, Bad and Ugly"Alas, poor Yorick!" says Hamlet. "I knew ... Read On
A recent FINRA regulatory settlement shines a harsh light on problems involving the delicate interplay between investment banking and research. As mos... Read On
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/531... Read On
You work directly for a subsidiary but enter into an Employment/Non-Solicit Agreement with the parent. Things are fine until they're not. You leave. T... Read On