An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

May 28, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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May 26Branch Stock Broker Trainee - Oklahoma City, OK JobScottradeOklahoma City, OK

is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more

May 22Fronters Closers Loaders ComeWest Palm Beach, FL

I have a unique opportunity for individuals interested in enhancing their financial position........ Day Traders...Ex Stockbrokers...Forex Brokers...Commodities Brokers...Oil &... more

May 22Fronters Closers Loaders ComeCool Trader ProWest Palm Beach, FL

I have a unique opportunity for individuals interested in enhancing their financial position........ Day Traders...Ex Stockbrokers...Forex Brokers...Commodities Brokers...Oil &... more

May 22STOCKBROKERS / ACCOUNT OPENERSJoseph Stone CapitalGarden City, NY

NO EXPERIENCE NECESSARY Joseph Stone Capital, LLC Is A National Independent Broker Dealer Looking For Registered Representatives And Account Openers To Join Our Team In Garden... more

May 22Branch Stock BrokerSouth Dakota State GovernmentSioux Falls, SD

to facilitate a healthy path to success. Stockbroker Priorities * Use business development techniques to strengthen client relationships * Act as a total solutions provider... more

May 22StockbrokerEdward JonesMonroe, LA

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

May 18Financial Adviser /StockbrokerSolution StaffingConshohocken, PA

our resume. Please view all of our opportunities at www.solutionstaffing.net KEYWORDS: NASD, Series 6, Series 7, Series 66, Series 63, Stockbroker, Stock Broker, Financial... more

May 15VP of FinanceRivers EntertainmentRidgecrest, CA

your home with us.]]> Former or current stockbroker, financial advisor or other position relative to raising captial for private companies whom are in start-up mode. Must... more

May 13Service CenterStockbroker - Financial ServicesWeb Recruiter Staffing DivisionNorth Las Vegas, NV

is seeking a full-time Service Center Stockbroker for the North Las Vegas, NV area. Web Recruiter seeks someone who can perform the following primary roles and responsibilities:... more

May 09Sales ExecutiveAmerican Stimulus FundingNew York, NY

2-804-7639 TODAY to schedule an interview and/or send your resume today. Hiring Organization: www.stimulusfunding.com EXCELLENT COMPARISON: Stockbroker, Mortgage Broker,... more

May 09Sales Representative Inside SalesEverest Merchant Services USNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

May 20Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial AdvisorNociPalm Beach, FL

Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more

May 20Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth AdviserNociHartford, CT

Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more

May 19Branch StockbrokerScottradeCleveland, OH

Branch Stockbroker - Cleveland, OH Job ID: 20130105-7221 Description: Your Future: Our ... to facilitate a healthy path to success. Stockbroker Priorities: * Use business... more

May 14Branch Stockbroker - Cleveland, OH JobScottradeCleveland, OH

to facilitate a healthy path to success. Stockbroker Priorities: * Use business development techniques to strengthen client relationships * Act as a total solutions provider using... more

May 08Stockbroker / Account ExecutiveDMG SecuritiesWashington, DC

This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of the wide variety of... more

May 25FINRA Legal Extern, Enforcement (UNPAID)FinraJericho, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more

May 25Associate Director, Fixed Income - Member Regulation, Shared Services - Washington, DC orFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Director, Fixed Income opening in Washington, DC or New York, NY. To... more

May 23Attorney II - Member Regulation, Sales Practice PolicyFinra (financial Industry Regulatory Authority)New York, NY

Attorney II - Member Regulation, Sales Practice Policy - New York, NY (Job Number: 002499) Description We Work to Protect Investors. Join our Team. FINRA is seeking a... more

May 23Chase Private Client Banker - NE 8th & 106th - Bellevue, WA - (FINRALicenses Preferred - 6, 63, WA Life & Health)JPMorgan ChaseBellevue, WA

Title: Chase Private Client Banker - NE 8th & 106th - Bellevue, WA - (FINRA Licenses Preferred - 6, 63, WA Life & Health) Location: US-WA-Bellevue-WM1282 Northeast 8th and 106th /... more

May 16Private Client Group Relationship Manager (FINRA licensed) - Frederick (153398)PNCFrederick, MD

As a Relationship Manager for PNC's Private Client Group, you will be part of a successful and growing organization with a strong commitment to leadership in the affluent... more

May 13Chase Private Client Banker - (FINRA Licenses RequiredChaseMercer Island, WA

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 13Compliance Paralegal (Investment Industry)Special CounselChicago, IL

Compliance Paralegal needed for in-house legal department in the Loop. Candidate must be familiar with internal and external compliance practices. Experience with the Investment... more

May 10FINANCIAL REPRESENTATIVEGeorgia Department of LaborCanton, GA

Must have a High School diploma or GED equivalent. Must have an Insurance of Financial license and be at least 18 years of age. You will be responsible for learning the... more

May 10Central Supervision Principal (Life Insurance)Bank of AmericaCharlotte, NC

This is a FINRA regulatory supervisory principal position with the Central Business Review Unit (CBRU). The CBRU assists with the regulatory oversight for the Advisory Division... more

May 25Chase Private Client Banker - NE 8th & 106th - Bellevue, WA - (FINRALicenses Preferred - 6, 63JPMorgan ChaseBellevue, WA

Title: Chase Private Client Banker - NE 8th & 106th - Bellevue, WA - (FINRA Licenses Preferred - 6, 63, WA Life & Health) Location: US-WA-Bellevue-WM1282 Northeast 8th and 106th /... more

May 23Financial Operations Examiner - Member Regulation, ROORFinraChicago, IL

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in Chicago, IL . To be considered for this... more

May 21Compliance Coordinator (FINRA 7 and 24 required)MetLifeFort Lauderdale, FL

MetLife, a leading provider of insurance and other financial services to individual and institutional customers, is seeking a Compliance Coordinator (FINRA 7 and 24 required) in... more

May 21Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & HealthChaseMercer Island, WA

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 20Senior Director, Corporate CommunicationsFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Director opening in Washington, DC . To be considered for this position,... more

May 20Compliance Examiner - Member RegulationFinraChicago, IL

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for future Compliance Examiner opportunities in Chicago, IL . To be considered for this... more

May 20FINRA Compliance OfficerSicor SecuritiesDayton, OH

Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more

May 15BA / PMO with Series 99 Certification(This is related to FINRA)Sunit TechNew York, NY

Hello Professional, Please find the below direct client requirement and let me know your thoughts. Share updated profile to Position: BA / PMO with Series 99 Certification(This is... more

May 12Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & HealthJPMorgan ChaseMercer Island, WA

Title: Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health REQUIRED) Location: US-WA-Mercer Island-WM1151 Mercer Island / 42115... more

May 11Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health REQUIRED)ChaseMercer Island, WA

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 10Attorney II - Member Regulation, Sales Practice PolicyFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Attorney II opening in New York, NY . To be considered for this position, please... more

May 09Chase Private Client Banker - Lake Forest Park - Seattle, WA (FINRALicenses Required - 6, 63, WA Life & Health REQUIRED)ChaseSeattle, WA

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 08Chase Private Client Banker - Lake Forest Park - (FINRA Licenses RequiredChaseWashington

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 08Chase Private Client Banker - NE 8th, - (FINRALicenses RequiredChaseWashington

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 08Regulatory Coordinator, Member RegulationFinraSmithville, MO

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Kansas City, MO office. To be considered... more

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