by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
May 28, 2013
| May 26 | Branch Stock Broker Trainee - Oklahoma City, OK Job | Scottrade | Oklahoma City, OK |
is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more | |||
| May 22 | Fronters Closers Loaders Come | West Palm Beach, FL | |
I have a unique opportunity for individuals interested in enhancing their financial position........ Day Traders...Ex Stockbrokers...Forex Brokers...Commodities Brokers...Oil &... more | |||
| May 22 | Fronters Closers Loaders Come | Cool Trader Pro | West Palm Beach, FL |
I have a unique opportunity for individuals interested in enhancing their financial position........ Day Traders...Ex Stockbrokers...Forex Brokers...Commodities Brokers...Oil &... more | |||
| May 22 | STOCKBROKERS / ACCOUNT OPENERS | Joseph Stone Capital | Garden City, NY |
NO EXPERIENCE NECESSARY Joseph Stone Capital, LLC Is A National Independent Broker Dealer Looking For Registered Representatives And Account Openers To Join Our Team In Garden... more | |||
| May 22 | Branch Stock Broker | South Dakota State Government | Sioux Falls, SD |
to facilitate a healthy path to success. Stockbroker Priorities * Use business development techniques to strengthen client relationships * Act as a total solutions provider... more | |||
| May 22 | Stockbroker | Edward Jones | Monroe, LA |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
| May 18 | Financial Adviser /Stockbroker | Solution Staffing | Conshohocken, PA |
our resume. Please view all of our opportunities at www.solutionstaffing.net KEYWORDS: NASD, Series 6, Series 7, Series 66, Series 63, Stockbroker, Stock Broker, Financial... more | |||
| May 15 | VP of Finance | Rivers Entertainment | Ridgecrest, CA |
your home with us.]]> Former or current stockbroker, financial advisor or other position relative to raising captial for private companies whom are in start-up mode. Must... more | |||
| May 13 | Service CenterStockbroker - Financial Services | Web Recruiter Staffing Division | North Las Vegas, NV |
is seeking a full-time Service Center Stockbroker for the North Las Vegas, NV area. Web Recruiter seeks someone who can perform the following primary roles and responsibilities:... more | |||
| May 09 | Sales Executive | American Stimulus Funding | New York, NY |
2-804-7639 TODAY to schedule an interview and/or send your resume today. Hiring Organization: www.stimulusfunding.com EXCELLENT COMPARISON: Stockbroker, Mortgage Broker,... more | |||
| May 09 | Sales Representative Inside Sales | Everest Merchant Services US | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| May 20 | Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor | Noci | Palm Beach, FL |
Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more | |||
| May 20 | Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser | Noci | Hartford, CT |
Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more | |||
| May 19 | Branch Stockbroker | Scottrade | Cleveland, OH |
Branch Stockbroker - Cleveland, OH Job ID: 20130105-7221 Description: Your Future: Our ... to facilitate a healthy path to success. Stockbroker Priorities: * Use business... more | |||
| May 14 | Branch Stockbroker - Cleveland, OH Job | Scottrade | Cleveland, OH |
to facilitate a healthy path to success. Stockbroker Priorities: * Use business development techniques to strengthen client relationships * Act as a total solutions provider using... more | |||
| May 08 | Stockbroker / Account Executive | DMG Securities | Washington, DC |
This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of the wide variety of... more | |||
| May 25 | FINRA Legal Extern, Enforcement (UNPAID) | Finra | Jericho, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more | |||
| May 25 | Associate Director, Fixed Income - Member Regulation, Shared Services - Washington, DC or | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Director, Fixed Income opening in Washington, DC or New York, NY. To... more | |||
| May 23 | Attorney II - Member Regulation, Sales Practice Policy | Finra (financial Industry Regulatory Authority) | New York, NY |
Attorney II - Member Regulation, Sales Practice Policy - New York, NY (Job Number: 002499) Description We Work to Protect Investors. Join our Team. FINRA is seeking a... more | |||
| May 23 | Chase Private Client Banker - NE 8th & 106th - Bellevue, WA - (FINRALicenses Preferred - 6, 63, WA Life & Health) | JPMorgan Chase | Bellevue, WA |
Title: Chase Private Client Banker - NE 8th & 106th - Bellevue, WA - (FINRA Licenses Preferred - 6, 63, WA Life & Health) Location: US-WA-Bellevue-WM1282 Northeast 8th and 106th /... more | |||
| May 16 | Private Client Group Relationship Manager (FINRA licensed) - Frederick (153398) | PNC | Frederick, MD |
As a Relationship Manager for PNC's Private Client Group, you will be part of a successful and growing organization with a strong commitment to leadership in the affluent... more | |||
| May 13 | Chase Private Client Banker - (FINRA Licenses Required | Chase | Mercer Island, WA |
The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more | |||
| May 13 | Compliance Paralegal (Investment Industry) | Special Counsel | Chicago, IL |
Compliance Paralegal needed for in-house legal department in the Loop. Candidate must be familiar with internal and external compliance practices. Experience with the Investment... more | |||
| May 10 | FINANCIAL REPRESENTATIVE | Georgia Department of Labor | Canton, GA |
Must have a High School diploma or GED equivalent. Must have an Insurance of Financial license and be at least 18 years of age. You will be responsible for learning the... more | |||
| May 10 | Central Supervision Principal (Life Insurance) | Bank of America | Charlotte, NC |
This is a FINRA regulatory supervisory principal position with the Central Business Review Unit (CBRU). The CBRU assists with the regulatory oversight for the Advisory Division... more | |||
| May 25 | Chase Private Client Banker - NE 8th & 106th - Bellevue, WA - (FINRALicenses Preferred - 6, 63 | JPMorgan Chase | Bellevue, WA |
Title: Chase Private Client Banker - NE 8th & 106th - Bellevue, WA - (FINRA Licenses Preferred - 6, 63, WA Life & Health) Location: US-WA-Bellevue-WM1282 Northeast 8th and 106th /... more | |||
| May 23 | Financial Operations Examiner - Member Regulation, ROOR | Finra | Chicago, IL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in Chicago, IL . To be considered for this... more | |||
| May 21 | Compliance Coordinator (FINRA 7 and 24 required) | MetLife | Fort Lauderdale, FL |
MetLife, a leading provider of insurance and other financial services to individual and institutional customers, is seeking a Compliance Coordinator (FINRA 7 and 24 required) in... more | |||
| May 21 | Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health | Chase | Mercer Island, WA |
The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more | |||
| May 20 | Senior Director, Corporate Communications | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Director opening in Washington, DC . To be considered for this position,... more | |||
| May 20 | Compliance Examiner - Member Regulation | Finra | Chicago, IL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for future Compliance Examiner opportunities in Chicago, IL . To be considered for this... more | |||
| May 20 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
| May 15 | BA / PMO with Series 99 Certification(This is related to FINRA) | Sunit Tech | New York, NY |
Hello Professional, Please find the below direct client requirement and let me know your thoughts. Share updated profile to Position: BA / PMO with Series 99 Certification(This is... more | |||
| May 12 | Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health | JPMorgan Chase | Mercer Island, WA |
Title: Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health REQUIRED) Location: US-WA-Mercer Island-WM1151 Mercer Island / 42115... more | |||
| May 11 | Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health REQUIRED) | Chase | Mercer Island, WA |
The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more | |||
| May 10 | Attorney II - Member Regulation, Sales Practice Policy | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Attorney II opening in New York, NY . To be considered for this position, please... more | |||
| May 09 | Chase Private Client Banker - Lake Forest Park - Seattle, WA (FINRALicenses Required - 6, 63, WA Life & Health REQUIRED) | Chase | Seattle, WA |
The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more | |||
| May 08 | Chase Private Client Banker - Lake Forest Park - (FINRA Licenses Required | Chase | Washington |
The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more | |||
| May 08 | Chase Private Client Banker - NE 8th, - (FINRALicenses Required | Chase | Washington |
The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more | |||
| May 08 | Regulatory Coordinator, Member Regulation | Finra | Smithville, MO |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Kansas City, MO office. To be considered... more | |||
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