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by Bill Singer

EMPLOYMENT TUESDAY @ BrokeAndBroker.com

July 9, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
Stockbroker, Compliance, Legal, and Regulatory Jobs

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Jul 06Regulatory Analyst - OFDMI - Insider TradingFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst - Insider Trading opening in Rockville, MD. To be... more

Jul 04Finra Specialist Job Id: 20130207ScottradeSt Louis, MO

FINRA Specialist Job ID: 20130207-7503 Description: The main purpose of this position is to process associate data changes related to licensing and FINRA and to administer the... more

Jul 03Chief Counsel, EnforcementFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Chief Counsel opening in New York, NY . To be considered for this position,... more

Jul 03Risk Analyst, Member Regulation, Shared ServicesFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Risk Analyst opening in New York, NY . To be considered for this position, please... more

Jul 03Regulatory Analyst - Market Regulation, Trading AnalysisFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, Md. To be considered for this position,... more

Jul 03FINRA Specialist JobScottradeSt Louis, MO

Job ID: 20130207-7503 Description: The main purpose of this position is to process associate data changes related to licensing and FINRA and to administer the FINRA registration... more

Jul 03Compliance Examiner - Sales PracticeFinraJericho, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Jericho, NY . To be considered for this position,... more

Jul 02Senior Vice President & Regional Director, Member Regulation, Sales PracticeFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Vice President and Regional Director opening in Boca Raton, FL . To be... more

Jul 05Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Jul 05StockbrokerEdward JonesVisalia, CA

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more




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