An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

September 3, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
Stockbroker, Compliance, Legal, and Regulatory Jobs

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Sep 02Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Aug 28Branch StockbrokerTraineeScottradeBoynton Beach, FL

Branch Stockbroker Trainee - Boynton Beach, FL Job ID: 20130908-7681 Description: Scottrade, Inc.has a Investment Consultant Traineeposition available inBoynton Beach.The main... more

Aug 23Stockbroker Trainee PositionMidtown Manhattan Brokerage FirmNew York, NY

seeks qualified candidate for a full time Stockbroker Trainee Position. Full training ... with an immediate start date -Retail sales training to become a Fully Licensed...more

Aug 21Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth AdviserNociHartford, CT

Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more

Aug 21Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial AdvisorNociPalm Beach, FL

Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more

Sep 02Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Aug 30Surveillance Analyst (Excel & FINRA Series 7 required)ChartisinsuranceAtlanta, GA

Position Description The Surveillance Analyst of the Advisor Group will be responsible for completing Field Advisor and product reviews. This position reports to the... more

Aug 30HR Associate, StrategyFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our HR Associate, Strategy opening in Rockville, MD . To be considered for this... more

Aug 28Branch StockbrokerTraineeScottradeBoynton Beach, FL

Branch Stockbroker Trainee - Boynton Beach, FL Job ID: 20130908-7681 Description: Scottrade, Inc.has a Investment Consultant Traineeposition available inBoynton Beach.The main... more

Aug 28Surveillance Analyst (Excel and FINRA Series 7 required)American International GroupAtlanta, GA

Surveillance Analyst (Excel & FINRA Series 7 required) Job ID #: 87401 Employment Type: Full Time - Permanent Location: GA-Atlanta Education Preferred: Bachelors Degree (or... more

Aug 27FINRA Specialist Job ID: 20130207ScottradeSt Louis, MO

FINRA Specialist Job ID: 20130207-7503 Description: The main purpose of this position is to process associate data changes related to licensing and FINRA and to administer the... more

Aug 26Legal Assistant with FINRAExperienceKelly ServicesNew York, NY

Broker-dealer seeks a Legal Assistant for an immediate part time temporary position in its Manhattan offices. Qualified candidates will have strong experience with the FINRA... more

Aug 26Legal Assistant - FINRAexperienceKelly ServicesNew York, NY

Qualified Legal Assistants must have strong experience with the FINRA Gateway system and be able to submit filings, run reports and work in that system independent of additional... more

Aug 25FINRA Legal Extern, Enforcement (UNPAID)Financial Industry Regulatory AuthorityJericho, NY

Title: FINRA Legal Extern, Enforcement (UNPAID) - Jericho, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more

Aug 24FINRA Extern (Unpaid)Financial Industry Regulatory AuthorityWoodbridge, NJ

Title: FINRA Extern (Unpaid) - Woodbridge, NJ Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our... more

Aug 23Stockbroker Trainee PositionMidtown Manhattan Brokerage FirmNew York, NY

Lower Midtown Manhattan boutique brokerage firm seeks qualified candidate for a full time Stockbroker Trainee Position. Full training and sponsorship for Series 7 & 63 exams. You... more

Aug 21Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth AdviserNociHartford, CT

Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more

Aug 21Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial AdvisorNociPalm Beach, FL

Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more

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