by Bill Singer
Year End Employment Spectacular At BrokeAndBroker.com
December 27, 2013
back-office staff.
| Dec 23 | Financial AdvisorStockbroker | Edwardjones | Pascagoula, MS |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
| Dec 23 | Service CenterStockbroker | Recruit Gaap Staffing | Savannah, GA |
Job Title: Service Center Stockbroker. Recruit GAAP Staffing is searching for a full time Service Center Stockbroker for a company located in Savannah, GA. Industry Environment:... more | |||
| Dec 21 | Entry level Stock Broker | Greenwich Point Wealth Management | Greenwich, CT |
Entry Level Stockbroker opportunity Considering a career in finance? We are currently hiring for our broker trainee program in the Greenwich, CT office. The Broker Trainee Program... more | |||
| Dec 20 | Portfolio / Stock Administrator | Insync Staffing | San Jose, CA |
Responsibilities: We are looking for a highly detail-oriented Stock Plan Administrator to process stock options, stock option grants, RSUs, exercises, and cancellations as well... more | |||
| Dec 20 | Stockbroker/Account Executive | DMG Securities | Great Falls, VA |
DMG Securities, Inc. is a full-service investment banking and securities brokerage firm. We are an experienced group of highly motivated professionals dedicated to providing the... more | |||
| Dec 19 | Financial Consultant | Bcm Global Equity Group | Melville, NY |
Consultant Financial Consultant (Long Island)Stockbroker -- Entry Level TraineeBCM Global Equity Group is looking for individuals with impressive work ethic and a strong desire to... more | |||
| Dec 18 | Claims Specialist - Insurance Agents and Securities Broker/Dealer Professional Liability | CNA | New York, NY |
and property & casualty insurance agents and stockbroker liability. These claims include litigated and non-litigated matters and can range to from small errors to million dollar... more | |||
| Dec 17 | Equity Research Associate - Oil Field Se... | Ef6982 | Houston, TX |
Job Description Opportunities exist for Research Associates to join our team in Houston. Macquarie Group is a global provider of banking, financial, advisory, investment and... more | |||
| Dec 17 | Equity Research Associate - Oil Field Services | Macquarie | Houston, TX |
EQUITY RESEARCH ASSOCIATE - OIL FIELD SERVICES Job number: MSG-915600 Group: Macquarie Securities Group Division: Cash - Research Recruiter: Lacey Lane Work type: Full time... more | |||
| Dec 12 | Financial Adviser - Wealth Management | ING Financial Partners - Tampa | Saint Petersburg, FL |
Inc. Key words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset Management, Wealth Planner, Investment Sales, Registered Representative, Investment... more | |||
| Dec 03 | Stock Broker / Stock Broker Trainee | Vfinance Investments | Miami, FL |
recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more | |||
| Dec 20 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Dec 19 | Stockbroker | Scottsdale Capital Advisors | Scottsdale, AZ |
Job Description: Stockbroker (Scottsdale) Scottsdale Capital Advisors is a well established and growing broker-dealer located in Scottsdale, AZ. We are seeking an outgoing,... more | |||
| Dec 07 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Dec 02 | Stockbroker | Pendulum Capital Markets | Hackensack, NJ |
Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more | |||
| Dec 26 | FINRA Undergraduate Intern, OGC Code of Conduct - Washington | Financial Industry Regulatory Authority | Washington D.c., DC |
Title: FINRA Undergraduate Intern, OGC Code of Conduct - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer Internship... more | |||
| Dec 25 | Administrative Assistant | Recruitarrow | Huntington, NY |
Job Responsibilities and Requirements: Responsibilities? Provide administrative support for the assigned Region and associated branch to include support for facility and... more | |||
| Dec 23 | Financial AdvisorStockbroker | Edwardjones | Milwaukee, WI |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
| Dec 22 | FINRAUndergraduate/Graduate Intern, Enforcement | Financial Industry Regulatory Authority | Rockville, MD |
Title: FINRA Undergraduate/Graduate Intern, Enforcement - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer Internship... more | |||
| Dec 20 | FINRAUndergraduate/Graduate Intern, Enforcement | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience... more | |||
| Dec 20 | Stockbroker/Account Executive | DMG Securities | Great Falls, VA |
DMG Securities, Inc. is a full-service investment banking and securities brokerage firm. We are an experienced group of highly motivated professionals dedicated to providing the... more | |||
| Dec 19 | Licensing/Registration Coord | ING North America Insurance | Des Moines, IA |
Responsible for processing applications, renewals and cancellations for registered representatives/agent registrations/licenses in specific states and registering for...more | |||
| Dec 19 | FINRAUndergraduate/Graduate Intern, Regulatory Programs - Washington | Financial Industry Regulatory Authority | Washington D.c., DC |
Title: FINRA Undergraduate/Graduate Intern, Regulatory Programs - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more | |||
| Dec 19 | FINRAUndergraduate/Graduate Intern, Member Regulation | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Undergraduate/Graduate Intern, Member Regulation - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more | |||
| Dec 19 | FINRA Undergraduate Intern, Emerging Regulatory Issues - Washington | Financial Industry Regulatory Authority | Washington D.c., DC |
Title: FINRA Undergraduate Intern, Emerging Regulatory Issues - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more | |||
| Dec 17 | FINRAUndergraduate/Graduate Intern, Member Regulation | Finra | Boca Raton, FL |
We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more | |||
| Dec 17 | FINRA Undergraduate Intern, OGC Code of Conduct - Washington | Finra | Washington D.c., DC |
We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more | |||
| Dec 17 | FINRAUndergraduate/Graduate Intern, Regulatory Programs - Washington | Finra | Washington D.c., DC |
We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more | |||
| Dec 16 | Policy Change Technician | South Dakota State Government | Sioux Falls, SD |
File knowledge helpful • Prior insurance background helpful • Calculator and PC skills with high degree of accuracy important • FINRA regulations may require fingerprinting for... more | |||
| Dec 11 | Director of Audit | Finra Member Broker-dealer | Jersey City, NJ |
Responsibilities include the development of the overall audit strategy to help meet organizational objectives. Perform annual and ongoing entity wide risk assessment. Develop... more | |||
| Dec 06 | FINANCIAL SERVICES MANAGER | Parker + Lynch | Charlotte, NC |
Management role located in Charlotte North Carolina with a dynamic company working in Financial Services. Candidate must posses FINRA series 6, 63 and 26 or 7 and 24. Ideal... more | |||
| Dec 05 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required - Chicago | JPMorgan Chase | Illinois |
Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL-130100083 Job Description Chase is the U.S. consumer and commercial banking... more | |||
| Dec 04 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services | JPMorgan Chase | San Antonio, TX |
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and... more | |||
| Dec 03 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services - San Antonio | JPMorgan Chase | Texas |
Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services - San Antonio, TX-130107831 Job Description Chase is the U.S. consumer and commercial banking... more | |||
| Dec 24 | Graduate/Undergraduate Intern - Corporate Communications, Government Relations (The Largest Independent Regulator For All Securities Firms) | Finra | Washington D.c., DC |
Required experience: 0 - 2 years Minimum required education: Bachelor's Degree Job category: Business & Strategic Management The position also requires coverage of Capitol Hill... more | |||
| Dec 21 | Regulatory Analyst | Finra | Rockville, MD |
Grade 43 - Working knowledge of relevant rules and regulations enforced by the Company and ability to conduct telephone interviews Grade 45 - A minimum of three years of directly... more | |||
| Dec 20 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Dec 20 | Compliance/Regulatory Audits & Inquiries/SEC,FINRA | Jersey City, NJ | |
Leading Fortune 500 Global Financial Services and Investment firm is seeking a talented Compliance - Regulatory Audits & Inquiries - Consultant to join their team. Work for an... more | |||
| Dec 19 | Stockbroker | Scottsdale Capital Advisors | Scottsdale, AZ |
Job Description: Stockbroker (Scottsdale) Scottsdale Capital Advisors is a well established and growing broker-dealer located in Scottsdale, AZ. We are seeking an outgoing,... more | |||
| Dec 13 | Manager Market Regulation, MMI/Trading Analysis | Finance & Investment | Finra | Rockville, MD |
Essential Job Functions: Takes leadership role by providing input to senior managers in identifying and anticipating regulatory issues that impact the role and responsibilities of... more | |||
| Dec 07 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Dec 05 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required | Chase | Chicago, IL |
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and operations... more | |||
| Dec 02 | Stockbroker | Pendulum Capital Markets | Hackensack, NJ |
Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more | |||
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