EMPLOYMENT TUESDAY at BrokeAndBroker.com

June 3, 2014

Stockbroker, Compliance, Legal, and Regulatory Jobs

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May 30	BRANCH FINANCIALADVISOR (185754)	PNC	Philadelphia, PA
	in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more
May 30	BRANCH FINANCIALADVISOR (185752)	PNC	Lancaster, PA
	in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more
May 30	BRANCH FINANCIALADVISOR (185711)	PNC	Philadelphia, PA
	in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more
May 30	BRANCH FINANCIALADVISOR (138846)	PNC	East Lansing, MI
	affluent marketplace. As a Branch Financial Advisor, you immediately become an important ... As a Branch Financial Advisor, your challenge is to cultivate and growfinancial planning... more
May 30	Branch Financial Advisor(149303)	PNC	Bloomfield Hills, MI
	affluent marketplace. As a Branch Financial Advisor, you immediately become an important ... As a Branch Financial Advisor, your challenge is to cultivate and growfinancial planning... more
May 30	Financial Advisor - UGA, Athens	AIG	Atlanta, GA
	Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more
May 30	Merrill Lynch FinancialAdvisor Program (Business Developer) -	Bank of America	Fredericksburg, VA
	will be compensated in accordance with the Financial Advisor Incentive Compensation ... follow their passion of becoming a Financial Advisor. Qualifications Candidate... more
May 29	Financial Advisor - Oak Ridge/Lenoir City	AIG	Knoxville, TN
	Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more
May 29	Financial Advisor - Durham	AIG	Raleigh, NC
	investment and income solutions needed for financial and retirement security. United Guaranty Corporation is the marketplace leader in mortgage insurance in the U.S. Additional... more
May 29	Financial Advisor (Outbound Call Center)	USAA	San Antonio, TX
	other. We are currently seeking talented Financial Advisor (Outbound Call Center) for ... TX facility. PURPOSE OF JOB The Financial Advisor helps to ensure thefinancial... more
May 28	Financial Advisor	USAA	San Antonio, TX
	currently has multiple positions for Financial Solutions Advisors for our San ... TX location. As a Financial Solutions Advisor (FSA) for USAA, you will proactively... more
May 27	Sr Financial Advisor Ubis - Warner Center	Union Bank	Woodland Hills, CA
	Union Bank, N.A., provides an array of financial services to individuals, small ... NYSE:MTU), one of the world's largest financial organizations. In July 2013, American... more
May 23	Financial Advisor - Insurance & Finance / Banking Sales Consultant	Modern Woodmen of America	Indianapolis, IN
	Additional responsibilities for the Financial Advisor include: Participating in ... Additional requirements of the Financial Advisor include: College graduate... more
May 23	Merrill Lynch FinancialAdvisor Program (Business Developer) - Cincinnati, OH & Surrounding Area	Bank of America	Miamisburg, OH
	will be compensated in accordance with the Financial Advisor Incentive Compensation ... follow their passion of becoming a Financial Advisor. Qualifications Candidate... more
May 23	Entry Level Financial Advisor/ Sales Consultant	Chrysalis Careers	Annapolis, MD
	don't miss out! Apply now! Financial Advisor / Sales Consultantrequirements: ... Today! Sales Entry Level Consultant Financial Advisor Sales Consultant Advisor...more
May 23	Financial Advisor - Naperville	AIG	Chicago, IL
	Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more
May 22	Financial Advisor Unionbanc Investment Services (Carlsbad, Oceanside, El Camino Real And San Luis Rey)	Union Bank	Carlsbad, CA
	include: Profiles clients by obtaining financial information and suitability ... Requires extensive financial analysis review of the client's financial statements and asse...more
May 21	Financial Advisor III	USAA	Phoenix, AZ
	has multiple positions for Financial Advisor for our Phoenix, AZ ... as how we treat each other. As a Financial Advisor for USAA, you will proactively... more
May 21	Sr Financial AdvisorUnionbanc Investment Services	Union Bank	San Francisco, CA
	include: Profiles clients by obtaining financial information and suitability ... Requires extensive financial analysis review of the client's financial statements and asse...more

Jun 02	Insurance and FinancialServices Representative	Farmers Insurance Group	Collinsville, IL
	in sales with Farmers Insurance and Financial Solutions.Farmers Insurance is also ... excellent subsidy program. This program is financial assistance in addition to your...more
Jun 02	Consumer Finance Customer Service Representative	Excel Finance Company	Baton Rouge, LA
	is currently seeking a Customer Service Representative in our fast paced Baton Rouge ... function in the branch. The Customer Service Representative is an entry level position... more
Jun 02	Financial Services Rep - Madison, WI Job	U.S. Cellular	Madison, WI
	Financial Services Rep - Madison, WI-FIN000282 Position Profile Enthusiasm should be ... including Saturdays. Job : Financial Services Location(s) : Wisconsin-MADISON_WI... more
Jun 02	Financial Services Rep I (Teller)	Simmons First National	Rogers, AR
	and charitable organizations General Summary Financial Services Rep duties may include but ... FSRs will be responsible for providing services at all times in an efficient and... more
Jun 02	Amazon Web ServicesEnterprise SalesRepresentative (FinancialServices, New York)	Amazon	New York City, NY
	strategic accounts within the Financial Services industry Do you have the business ... experience Experience selling into large financial services organizations BA BS degree... more
Jun 02	Financial ServicesRepresentative II (Alvernon)	Arizona State Credit Union	Tucson, AZ
	opportunity for a full-time Financial Services Representative II at our� Alvernon ... and explains available financial services such as savings and checking accounts,...more
Jun 02	Financial Representative -Financial Services Sales	Western and Southern Life	Bloomington, IN
	Financial RepresentativeTitle: Insurance Representative - Financial Services ... a comprehensive and top-notch line of financial products and services.� Serve as a...more
Jun 02	Financial ServicesRepresentative I (Cinnaminson)	TD Bank	Riverton, NJ
	Job Description The Financial Services Representative FSR acts as an Insurance licensed ... Retail Banking Auto req ID BR Job Title Financial Services RepresentativeI... more
Jun 01	Financial ServicesRepresentative	Mass Mutual	Los Angeles, CA
	within the community? As a Financial Services Representative, you will work ... www.massmutualcareers.com/dreams Financial Services Representatives are...more
Jun 01	Financial ServicesRepresentative II (Monroe)	Arizona State Credit Union	Phoenix, AZ
	opportunity for a full-time Financial Services Representative II at our� Alvernon ... and explains available financial services such as savings and checking accounts,...more
Jun 01	INSIDE SALESREPRESENTATIVE -Financial Services	Monaco Financial	Newport Beach, CA
	into a Very Successful Career at Monaco Financial Monaco Financial is a trusted ... www.MonacoRareCoins.com Monaco Financial, LLC Newport Beach, CA About Monaco Rare Coins:... more
Jun 01	Member Support ServicesFinancial SalesRepresentative	Sky Federal Credit Union	Belgrade, MT
	SKY FEDERAL CREDIT UNION Financial Services Representative - Full Time - ... Category: Sales, Keywords: finance, financial services, Full Time, Location:... more
May 31	Financial ServicesRepresentative- Lake Grove	Bank of the West	Lake Oswego, OR
	a European leader in global banking and financial services and one of the 6 strongest ... Working knowledge of Bank''s products andservices.Administrative/Technical Skills*... more
May 31	Financial ServicesRepresentative	First Citizens Bank	Greensboro, NC
	involvement. The Financial Services Representative I is responsible for ... aFinancial Services Representative I or a Financial Services Representative II based on... more
May 31	Financial ServicesRepresentative I (Lake Pine)	TD Bank	Medford, NJ
	Job DescriptionThe Financial Services Representative (FSR) acts as an Insurance licensed ... req ID:* 45761BRJob Title: Financial Services Representative I (Lake...more
May 30	Financial ServicesRepresentative	Insight	Tempe, AZ
	The requirements listed below are representative of the knowledge, skill, and/or ability r ... characteristics described here are representative of those an employee...more
May 28	Patient Rep, FinancialServices - Children's Hospital	Vanderbilt University	Nashville, TN
	within acceptable guidelines, request a financial disclosure statement. Upon receipt, evaluate patient/guarantor assets and liabilities to determine ability to pay. c. Evaluate... more
May 27	Part Time Financial ServiceRepresentative	Suffolk Bank	Sayville, NY
	needs. Refers customers for Merchant Services, alternative investments and lending ... Bank products and services.Perform basic Financial Service Representativeduties;... more
May 26	Financial Service Rep - Acquisition	Fifth Third Bank	Orlando, FL
	responsibilities, working with the Customer Services Manager, to maintain the efficient ... of more specialized bank products and services to customers, so thatpersonal and... more
May 22	In-Store Financial ServicesRepresentative 1, 2 or 3 (20 hours)- Briggs Chaney	SunTrust Banks	Silver Spring, MD
	In-Store Financial Services Representative 1, 2 or 3 (20 hours)- Briggs Chaney-262824 ... Client Service Specialist, or In-Store Financial Services Representative at SunTrust,... more
May 22	In-Store Financial ServicesRepresentative 2, 3 or 4- Cloverly Safeway	SunTrust Banks	Silver Spring, MD
	In-Store Financial Services Representative 2, 3 or 4- Cloverly Safeway-262766 Description ... Service Specialist, In-Store Financial Services Representative, or Personal Banker at... more
May 22	In-Store Financial ServicesRepresentative 1, 2 or 3-Palm Bay Wal-Mart	SunTrust Banks	Palm Bay, FL
	In-Store Financial Services Representative 1, 2 or 3-Palm Bay Wal-Mart-262806 Description ... Client Service Specialist, or In-Store Financial Services Representativeat SunTrust,... more
May 21	Financial Services RepBilingual - Spanish/English - Madison, WI Job	U.S. Cellular	Madison, WI
	Financial Services Rep Bilingual - Spanish/English - Madison, WI-FIN000304 Responsible for ... customer inquiries and issues related to Financial Services or general service... more

Jun 02	Compliance Examiner - Member Regulation, Sales Practice	Financial Industry Regulatory Authority (finra)	Woodbridge, NJ
	We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ. To be considered for this... more
Jun 02	Senior Application Database Administrator - Rockville	Financial Industry Regulatory Authority (finra)	Potomac, MD
	We Work to Protect Investors. Join our Team. Financial Industry Regulatory Authority, Inc. ('FINRA') is filing an Application for Alien Employment Certification for the below...more
May 31	Regulatory Analyst- Member Trading, Market Regulation	Financial Industry Regulatory Authority (finra)	New York City, NY
	We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position,... more
May 31	Consolidated Supervised Entity Examiner - Member Regulation, ROOR	Finra	New York
	We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Consolidated Supervised Entity (CSE) Examiner opening in New York, NY . To be... more
May 31	Lead Developer - Technology - Rockville, MD - Contractor Conversion	Finra	Rockville, MD
	We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Lead Developer opening in Rockville, MD. To be considered for this position,... more
May 31	Enforcement Investigator	Finra	Rockville, MD
	We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Enforcement Investigator opening in... more
May 31	Customer Service Coordinator III - Rockville	Financial Industry Regulatory Authority (finra)	Potomac, MD
	We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Customer Service Coordinator I opening in Rockville, MD. To be considered for... more
May 31	Regulatory Coordinator - Member Regulation, Sales Practice - Chicago	Financial Industry Regulatory Authority (finra)	Riverdale, IL
	We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Chicago, IL, District office. To be... more
May 31	Paralegal I, Market Regulation, Legal	Financial Industry Regulatory Authority (finra)	New York City, NY
	We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Paralegal I opening in New York, NY. To be considered for this position, please... more
May 31	Regulatory Coordinator - Member Regulation, Sales Practice	Finra	Chicago, IL
	We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Chicago, IL, District office. To be... more
May 30	Administrative Assistant, Enforcement	Finra	Rockville, MD
	We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Administrative Assistant opening in... more
May 30	Compliance Examiner - Member Regulation, Sales Practice	Finra	New York
	We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position,... more
May 30	Senior Surveillance Developer - Technology - Rockville, MD	Finra	New York
	We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Senior Surveillance Developer opening in New York, NY. To be considered for this... more
May 30	Regulatory Coordinator - Member Regulation, ROOR	Financial Industry Regulatory Authority (finra)	New York City, NY
	We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this... more
May 30	Stockbrokers - New Industry	Everest Merchant Services	New York
	EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more
May 29	Sr. Data Science Specialist	Finra	New York
	We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Sr. Data Science Specialist opening... more
May 27	FINRA Brokerage Principal	Capital One	Louisiana
	Summary:Participate in the approval process for brokerage, annuity and life insurance trades. Apply consistency in decision making, thorough review of account paperwork and... more
May 23	Corporate Controller FINRA	Appian Staffing	Tampa, FL
	Compensation $70K to 75K� Daily management of the books including accounts payable and accounts receivable� Responsible for maintaining compliance with the FINRA standards, and... more
May 21	Stockbrokers/Broker Trainees	New York Brokerage Firm	Westbury, NY
	We are currently searching for hardworking and self motivated individuals to join our newly expanded office. The role of trainee will allow the individual to work directly with... more
May 17	FINRA Legal Extern, Enforcement (UNPAID)	Finra	New York
	We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Legal Extern - Department of Enforcement opening in New York, NY . To be... more

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