EMPLOYMENT TUESDAY at BrokeAndBroker.com Blog

July 1, 2014

Stockbroker, Compliance, Legal, and Regulatory Jobs

NOTICE TO EMPLOYERS: BrokeAndBroker offers the perfect Wall Street demographic of industry professionals: stockbrokers, advisors, lawyers, regulators, compliance officers, and 
back-office staff.
  

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Jun 30Financial ServicesRepresentativeFirst BankSanta Maria, CA

RCSM Job Title Financial Services Representative Santa Maria Area of Interest Retail ... In this role as a Financial Services Representative II your primary... more

Jun 30Financial ServicesRepresentative I (Cinnaminson)TD BankRiverton, NJ

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurancelicensed ... req ID:* 57089BR*Job Title:* Financial Services Representative I... more

Jun 30Financial ServicesRepresentative, Highlands Ranch EastBank of the WestLittleton, CO

a European leader in global banking and financial services and one of the 6 strongest ... Working knowledge of Bank''s products andservices.**Administrative/Technical Skills***... more

Jun 30Customer Sales and ServiceRepresentative-Consumer LendingUSAAPhoenix, AZ

Join our mission. As a Fortune 200 financial services organization, USAA is on a mission - ... worldwide by providing a full range of financial services and products.more

Jun 30Collections Manager, Patient and FinancialServices(244532)Kaiser PermanentePortland, OR

Collections Manager, Patient and Financial Services( Job Number: 244532) At Kaiser ... Department Name: Patient Financial Services Travel : No Job Eligible for Benefits:... more

Jun 29Associate Financial ServiceRepresentativeE*TRADE FinancialSandy, UT

develop your career.**SUMMARYAs an Associate Financial Services Representative, this ... Objectives and goals. An Associate Financial Services Representative will perform... more

Jun 29Financial ServicesRepresentativeScott Dunning State FarmGrand Rapids, MI

Financial Services Position - State Farm Agent Team MemberAre you outgoing and ...financial productsKnowledge of financial services productsKnowledge of life... more

Jun 29Service Center FinancialService RepresentativeTraineeScottradeSt Louis, MO

Service Center Financial Service Representative Trainee - St. Louis, MOJob ID: ... to become a licensed Financial Services Representative.Responsibilities:* Provide...more

Jun 28Insurance Representative -Financial Services SalesWestern and Southern LifeOrange Park, FL

line of financial products and services.· Serve as a dependable advisor who helps ...Financial Services, Inc.; Peppertree Partners LLC;1 Touchstone Advisors, Inc.;1 Touchstone... more

Jun 28Customer ServiceRepresentative - InstaLoanTitlemaxSaint Petersburg, FL

to questions or concerns about our services. The talented group of Customer Service ... service oriented position; retail or financial industries preferred Sales-oriented...more

Jun 27Financial ServicesRepresentativeTD BankWilmington, NC

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurancelicensed ... req ID:* 59520BR*Job Title:* Financial ServicesRepresentative*Location:* Wilmington... more

Jun 27Financial ServicesRepresentative - CountrysideTD BankClearwater, FL

Customer Service Representative - Financial Service Representative In-Training ... req ID:* 50964BR*Job Title:* Financial Services Representative -... more

Jun 26Financial ServiceRepresentative I - DeptfordTD BankWoodbury, NJ

Job DescriptionThe Financial Service Representative (FSR) acts as an Insurancelicensed ... Excellent communication skills* Customer Services Representativeexperience helpful*... more

Jun 26Financial ServicesRepresentativesKey AdvisorsHarrisburg, PA

FINANCIAL SERVICES REPRESENTATIVES/Advisor: Are responsible for sellingfinancial products ... plans and fee based financial planning. Financial ServicesRepresentatives provide... more

Jun 25Customer Sales and ServiceRepresentative-Insurance & BankingUSAASan Antonio, TX

Preferred Bachelor's degree. 2+ years financial services sales experience. ... worldwide by providing a full range of financial services and products. more

Jun 25Customer Sales and ServiceRepresentative-Flood InsuranceUSAATampa, FL

customer contact experience in a Financial Services Call Center. 6+ months experience ... worldwide by providing a full range of financial services and products.more

Jun 24Customer ServiceRepresentativeTitlemaxMoncks Corner, SC

Finance LLC and Affiliates Customer Service Representative Earn up to $25K! Moncks ... to questions or concerns about our services. The talented group of Customer Service... more

Jun 23Licensed Personal Banker (Financial ServiceRepresentative)ESL Federal Credit UnionRochester, NY

14-0107Title Licensed Personal Banker (Financial Service Representative)Location Mt. ... or minimum three years sales experience in financial services or comparable...more

Jun 23Entry Level Customer Service Representative (Automotive ServiceAdvisor)Group 1 AutomotiveEdmond, OK

contracts; provides maintenance and repair services; and sells replacement parts. ... Inspect vehicles prior to each customer delivery to ensure vehicles services and/or repair... more

Jun 23Financial Service Rep - Southlake (Merrillville)Fifth Third BankMerrillville, IN

responsibilities, working with the Customer Services Manager, to maintain the efficient ... of more specialized bank products and services to customers, so thatpersonal and... more

Jun 20Financial ServicesRepresentativeAXANew York City, NY

address their financial goals through financial strategies, investment services and risk ... services to help clients meet their financial objectives. Provide information/education... more

Jul 01Sales / Business Consultant-Austin (36492BR)First DataDripping Springs, TX

relationship management and cross sales. Your sales efforts will be complemented ... FROM HOME (99CNT) Job Function Sales Worker Type Regular Employee Full/Part Time... more

Jul 01Sales / Business Consultant- Knoxville, TN (34864BR)First DataKarns, TN

relationship management and cross sales. Your sales efforts will be complemented ... FROM HOME (99EST) Job Function Sales Worker Type Regular Employee Full/Part Time... more

Jul 01Sales / Business ConsultantMemphis, TN (35463BR)First DataArkansas

relationship management and cross sales. Your sales efforts will be complemented ... FROM HOME (99EST) Job Function Sales Worker Type Regular Employee Full/Part Time... more

Jun 30Sales Consultant(14838)Arthur J. Gallagher Risk Management ServicesSan Francisco, CA

technologies to new sales, additional sales to existing clients and account ... degree, participation in Gallagher's Sales Internship Program (GSIP), and... more

Jun 30Life and Financial SalesSpecialistFarmers Insurance GroupSpringfield, IL

and Area Sales Manager to develop sales promotions, product and sales training ... and cross-sell techniques, joint sales calls). • Works with Head of Sales, Area Sales...more

Jun 30Branch Financial SalesConsultant II - Milwaukee, WI - Lisbon Ave (188372)PNCMilwaukee, WI

As a PNC Branch Financial Sales Consultant II, you'll join a successful retail banking ... sales and customer service experience in a financial services, sales or retail...more

Jun 29Senior Financial Advice Regional Sales ConsultantAmeriprise FinancialMinneapolis, MN

Senior Financial Advice Regional Sales Consultant provides subject matter ... work with the Regional Consultants to drive Financial Planning results.Required... more

Jun 29Financial Advice RegionalSales ConsultantAmeriprise FinancialMinneapolis, MN

Financial Advice Regional Sales Consultant provides subject matter expertise ... andsales.ResponsibilitiesThe Regional Sales Consultant will be responsible for... more

Jun 28Branch Financial SalesConsultant - Churchill Branch, Youngstown Ohio (188455)PNCYoungstown, OH

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

Jun 28Branch Financial SalesConsultant - Full-time - Maple Lawn (184137)PNCMaryland

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

Jun 28Branch Financial SalesConsultant I - Hamilton, NJ (188515)PNCHamilton Square, NJ

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

Jun 28Branch Financial SalesConsultant I -Fayetteville (185547)PNCFayetteville, GA

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

Jun 27Financial Advisor SalesConsultantT. Rowe PriceOwings Mills, MD

Title: Financial Advisor Sales ConsultantLocation: Maryland-Owings MillsOther Locations: ... RPS sales. Supports the regional investment consultant with information about territory... more

Jun 26Financial Sales ConsultantEba FinancialAlbuquerque, NM

EBA Financial is a private firm that offers Customer/Patient Financing programs, as well a ... you've been looking for! Experienced sales professionals first year earnings... more

Jun 21Entry Level Financial Analyst / Sales ConsultantChrysalis CareersBaltimore, MD

EntryLevel Financial Advisor / Sales Consultant Job Description PaidTraining - High ... Today! Sales Entry Level Consultant Financial Advisor Sales Consultant Advisor...more

Jun 21Entry Level Sales ConsultantFinanceChrysalis CareersLaurel, MD

EntryLevel Financial Advisor / Sales Consultant Job Description PaidTraining - High ... Today! Sales Entry Level Consultant Financial Advisor Sales Consultant Advisor...more

Jun 21Entry Level Financial Advisor / Sales ConsultantChrysalis CareersAnnapolis, MD

EntryLevel Financial Advisor / Sales Consultant Job Description PaidTraining - High ... Today! Sales Entry Level Consultant Financial Advisor Sales Consultant Advisor...more

Jun 28BRANCH FINANCIALADVISOR (187934)PNCColumbus, OH

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Jun 26Financial Advisor EnrollerAIGOrlando, FL

retirement. Whether you're an experienced Financial Advisor or new to the business, you ... Structure: This position reports to a Financial Advisor and District Manager that... more

Jun 25Associate Financial AdvisorAIGJohnson City, TN

retirement. Whether you're an experienced Financial Advisor or new to the business, you ... This position reports to a Financial Advisor and District Manager that will... more

Jun 25Associate Financial Advisor - GatlinburgAIGKnoxville, TN

retirement. Whether you're an experienced Financial Advisor or new to the business, you ... This position reports to a Financial Advisor and District Manager that will... more

Jun 24Financial AdvisorAIGMacon, GA

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more

Jun 22BRANCH FINANCIALADVISOR - Sylvania, OH (187545)PNCSylvania, OH

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Jun 21Entry Level Financial Advisor/ Sales ConsultantChrysalis CareersSilver Spring, MD

don't miss out! Apply now! Financial Advisor / Sales Consultantrequirements: ... Today! Sales Entry Level Consultant Financial Advisor Sales Consultant Advisor...more

Jun 20Financial Advisor - Entry Level or ExperiencedAXA AdvisorsRaleigh, NC

AXA Advisors, LLC, a respected leader in the financial services industry, has exciting ... professional choices. AXA Advisors' financial professionals are relationship... more

Jun 19Patient FinancialAdvisor(1400009481)St Marys Medical CenterSan Francisco, CA

and his/her family while protecting the financial interest of St. Mary's Medical ... philosophy of Catholic Healthcare West, the (Financial Advisor) at St. Mary's Medical... more

Jun 18Financial Advisor - DallasAIGAddison, TX

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more

Jun 18Financial Advisor - AthensAIGAtlanta, GA

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more

Jun 18Financial Advisor - Cedar Rapids, IowaAIGIndiana

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more

Jun 18BRANCH FINANCIALADVISOR (186432)PNCChesterfield, MI

affluent marketplace. As a Branch Financial Advisor, you immediately become an important ... As a Branch Financial Advisor, your challenge is to cultivate and growfinancial planning... more

Jun 16BRANCH FINANCIALADVISOR - Franklin / Oil City, PA (187301)PNCOil City, PA

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Jun 14BRANCH FINANCIALADVISOR (186559)PNCHarrisburg, PA

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Jun 14BRANCH FINANCIALADVISOR (186560)PNCHanover, PA

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Jun 30Compliance Examiner - Member Regulation, Sales PracticeFinancial Industry Regulatory Authority (finra)San Francisco, CA

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in San Francisco, CA. To be considered for this... more

Jun 30Administrative Assistant II - Market Regulation, Legal - RockvilleFinancial Industry Regulatory Authority (finra)Potomac, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Administrative Assistant II opening in Rockville, MD. To be considered for this... more

Jun 29Regulatory Coordinator - Member Regulation, Sales Practice - ChicagoFinancial Industry Regulatory Authority (finra)Riverdale, IL

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Chicago, IL, District office. To be... more

Jun 29Regulatory Coordinator - Member Regulation, Sales PracticeFinancial Industry Regulatory Authority (finra)San Francisco, CA

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our San Franciso, CA District office. To be... more

Jun 28HR Associate, HR Relationship Management - ChicagoFinancial Industry Regulatory Authority (finra)Riverdale, IL

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our HR Associate opening in Chicago, IL. To be considered for this position, please... more

Jun 27Regulatory Analyst, Options RegulationFinancial Industry Regulatory Authority (finra)New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position,... more

Jun 27Regulatory Analyst - Market Regulation, Fixed Income - RockvilleFinancial Industry Regulatory Authority (finra)Potomac, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position,... more

Jun 27Regulatory Analyst - OFDMI-Fraud - RockvilleFinancial Industry Regulatory Authority (finra)Potomac, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst - Fraud opening in Rockville, MD. To be considered for this... more

Jun 26Stockbrokers - New IndustryEverest Merchant ServicesNew York City, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Jun 22Corporate Controller FINRAAppian StaffingTampa, FL

Compensation $70K to 75K• Daily management of the books including accounts payable and accounts receivable• Responsible for maintaining compliance with the FINRA standards, and... more

Jun 20Stockbrokers/Broker TraineesNew York Brokerage FirmWestbury, NY

We are currently searching for hardworking and self motivated individuals to join our newly expanded office. The role of trainee will allow the individual to work directly with... more

Jun 18Stockbroker TraineeNational SecuritiesMelville, NY

Publicly traded full service brokerage firm that has been in business since 1947 seeks qualified candidate for a full time Stockbroker Trainee Position. Full training and...more