EMPLOYMENT TUESDAY at BrokeAndBroker.com

September 2, 2014

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Aug 30	Associate Director of Test Security for Professional Assessments, Rockville, MD or NYC	Financial Industry Regulatory Authority (finra)	Potomac, MD
	We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Associate Director, Test Security... more
Aug 30	Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR (00837156)	Finra	New York City, NY
	Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR * Salary: Competitive * Location: New York, NY, USA * Job Type: Permanent, Full time *... more
Aug 30	Associate Principal Specialist, Credit Regulation, New York, NY (00837166)	Finra	New York City, NY
	Associate Principal Specialist, Credit Regulation, New York, NY * Salary: Competitive * Location: New York, NY, USA * Job Type: Permanent, Full time * Company: FINRA * Posted on:... more
Aug 29	Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulation, ROOR	Financial Industry Regulatory Authority (finra)	New York City, NY
	We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Manager I opening in New York, NY, Rockville, MD, or Washington DC. To be... more
Aug 29	Lead Developer - Technology - Rockville	Financial Industry Regulatory Authority (finra)	Potomac, MD
	We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Lead Developer opening in Rockville, MD. To be considered for this position,... more
Aug 28	FINRA Legal Extern, Enforcement (UNPAID)	Finra	Jericho, NY
	We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY . To be considered for... more
Aug 25	Supervisory Analyst (FINRASeries 16)	Temporary Contract	Wichita, KS
	Edit, approve and publish Wall Street equity and fixed income research making certain it meets all regulatory requirements. Desired Skills: Research Economics Editorial Writing... more
Aug 23	FINRA Specialist	Scottrade	St Louis, MO
	FINRA Specialist- St. Louis, MO Job ID: 20140408-9453 Description: Scottrade, Inc. has a FINRA Specialistposition available inSt. Louis, MO. The main purpose of this position is... more
Aug 21	Corporate Controller FINRA	Appian Staffing	Tampa, FL
	Compensation $70K to 75K • Daily management of the books including accounts payable and accounts receivable • Responsible for maintaining compliance with the FINRA standards, and... more
Aug 21	Business Analyst - OATS /Finra Background	C&A Resources	New York City, NY
	A Senior Business Analyst position for an OATS project... meet with both the business and the technical team A hands-on person who can parse and interpret the data coming from the... more
Aug 19	Stockbrokers/Broker Trainees	New York Brokerage Firm	Westbury, NY
	We are currently searching for hardworking and self motivated individuals to join our newly expanded office. The role of trainee will allow the individual to work directly with... more
Aug 18	NYC Commercial/FINRAAssociate	Wilson Elser Moskowitz Edelman & Dicker	New York City, NY
	Wilson Elser's New York Midtown office currently seeks a Commercial/FINRA Associate who possesses the below. Qualifications • JD from an accredited Law School • Admitted to... more

Sep 01	Financial ServicesRepresentative- Aventura	TD Bank	Miami, FL
	communication skills * Customer Services Representative experience helpful * ... Equal Opportunity Employer *Financial Services Representative- Aventura*... more
Sep 01	Financial ServicesRepresentative	First Bank	San Rafael, CA
	RCSR Job Title Financial Services Representative San Rafael Area of Interest Retail ... In this role as a Financial Services Representative I your primary... more
Sep 01	Insurance Representative -Financial Services Sales	Western and Southern Life	Daytona Beach, FL
	line of financial products and services. · Serve as a dependable advisor who ...Financial Services, Inc.; Peppertree Partners LLC;1 Touchstone Advisors, Inc.;1 Touchstone... more
Aug 31	Customer ServiceRepresentative	Titlemax	Fort Mill, SC
	to questions or concerns about our services. The talented group of Customer Service ... service oriented position; retail or financial industries preferred Sales-oriented...more
Aug 29	Financial ServicesRepresentative I / Galloway	TD Bank	Absecon, NJ
	TD Securities Job Description The Financial Services Representative (FSR) acts ... with Disabilities *Financial Services Representative I /... more
Aug 29	Financial ServicesRepresentative	TD Bank	Hollywood, FL
	communication skills * Customer Services Representative experience helpful * ... Equal Opportunity Employer *Financial Services Representative* *Pembroke... more
Aug 29	Insurance Agency Owner - Insurance and FinancialServices - Sales/Management	Farmers Insurance-jon Robb	Schaumburg, IL
	services, financial planner, financial advisor, financial consultant, financial rep, ... Farm, Allstate, Country Financial, Sentry Insurance, American Family, AAA, Liberty...more
Aug 28	Licensed Financial ServiceRepresentative	Flagstar Bank	Michigan
	team as a financial service representative/Licensed banker. This individual is ... customer relationships relative to their financial needs, recommends products/services... more
Aug 27	Associate Financial ServiceRepresentative	ETRADE Financial*	Sandy, UT
	SUMMARY_**: As an Associate Financial Services Representative,*this ... and goals. An Associate Financial Services Representative will perform... more
Aug 27	Entry Level: FinancialServices Representative$60,000 - $100,000	New York Life Insurance Company	Melville, NY
	Valuable exposure to the exciting financial services industry A stimulating ... andFinancial Services Professional A licensed financial services professional is... more
Aug 26	Licensed Associate FinancialServices Representative	ETRADE Financial*	Sandy, UT
	**Licensed Associate Financial Services Representative,*this person will be ... EMPLOYER Job Title:* Licensed Associate Financial Services RepresentativeLocation:... more
Aug 24	Customer Service Rep - Investments	AIG	Minneapolis, MN
	customer service to Woodbury Financial Services registered representative and ... service experience preferrably in financial services * Expert business skills:... more
Aug 24	Licensed Financial ServicesRepresentative - state insurance license series 6 & 63	Allstate Financial Rep	Sacramento, CA
	As an Allstate Personal Financial Representative you'll soar to new heights ... more becoming an Allstate Personal Financial Representative.More About AllstateThe...more
Aug 24	Financial ServicesRepresentative II - Float Job	First Citizens Bank	Raleigh, NC
	Financial Services Representative II - FloatUse your LinkedIn Profile to help you apply ... involvement. The Financial Services Representative II is responsible for...more
Aug 23	Financial ServicesRepresentative	Regions Financial	Lancaster, TX
	## At Regions, The Financial Services Specialist is viewed internally as the subject ... to detail Preferences * Banking / Financial background Job: Branch/Consumer... more
Aug 21	Entry Level, FinancialServices	New York Life Insurance Company	West Des Moines, IA
	Financial advisor, financial planner, financial counselor, financial analyst, Insurance ... financial sales, agent, financial rep, financial representative, financial... more
Aug 16	Financial Services Manager-Entry Level Insurance/Finance/Recruiter	Modern Woodmen of America	Madison, MS
	to help us build a team of successful Financial Services Representatives. Your ... to consider looking into a career as a financial services representative. Modern... more
Aug 15	Financial ServicesRepresentative	Fireseeds	Birmingham, AL
	Industry: Financial Services/ Wealth Management Growth: Revenue Increase Ten Fold Since 20 ... We are currently looking for two Financial Services/ Wealth Management Sales... more

Aug 31	JPMorgan Securities VP Compliance - Brokerage	JPMorgan Chase	New York City, NY
	JPMorgan Securities VP Compliance - Brokerage-140087408 ## Job DescriptionJPMorgan Chase ... JP Morgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V * Advise... more
Aug 29	Chase Private Client - Private Client Advisor - San Jose, CA (Saratoga Ave)	Classifiedads.com	San Jose, CA
	Within Chase, Chase Wealth Management encompasses our Chase Private Client (CPC) and Chase ... to a broad range of Chase customers through Chase Investment Advisors. As a Chase... more
Aug 29	Chase Private Client - Private Client Advisor - Sunnyvale/Santa Clara	Classifiedads.com	Sunnyvale, CA
	Within Chase, Chase Wealth Management encompasses our Chase Private Client (CPC) and Chase ... to a broad range of Chase customers through Chase Investment Advisors. As a Chase... more
Aug 29	JPMorgan Securities \| Client Associate \|	JPMorgan Chase	White Plains, NY
	JPMorgan Securities \| Client Associate \| White Plains, NY-140088220 ## Job Description * ... user of Word, PowerPoint and Excel JPMorgan Chase is an Equal Opportunity and... more
Aug 27	Chief of Staff - Executive Director - JPMorgan ChaseInstitute	JPMorgan Chase	Washington, DC
	## Job Description The new JPMorgan Chase Institute will be a thought-leading ... of total relevant experience JPMorgan Chase is an equal opportunity and affirmative...more
Aug 23	Asset Management -JPMorgan Private Bank - Wealth Advisor	JPMorgan Chase	Dallas, TX
	Asset Management - JPMorgan Private Bank - Wealth Advisor - Dallas, Texas-140085255 ## Job ... Management _Wealth Advisor_ JP Morgan Chase** & Co. (NYSE: JPM) is a leading global... more
Aug 22	JPMorgan Securities \| Marketing Assistant \|	JPMorgan Chase	Boston, MA
	sales role. * Bachelor's degree required. JPMorgan Chase offers an exceptional benefits ... JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V... more
Aug 20	JPMorgan Securities \| Marketing Assistant \| Boston	JPMorgan Chase	Florence, KY
	role. Bachelor's degree required. JPMorgan Chase offers an exceptional benefits program ... JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V. more
Aug 19	Asset Management -JPMorgan Private Bank - Wealth Advisor - Dallas, Texas	JPMorgan Chase	Northborough, MA
	Wealth Management Wealth Advisor JP Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of more than $2 trillion and operations in more than 60... more
Aug 18	JPMorgan Chase Recruiter - Commercial Banking	Chase	Chicago, IL
	Agency environment highly desired JPMorgan Chase offers an exceptional benefits package ... competitive compensation package.JPMorgan Chase is an Equal Opportunity and Affirmative... more
Aug 17	Chase Wealth Management - Financial Advi	Department of Workforce Services	Salt Lake City, UT
	Within Chase,Chase Wealth Management encompasses our Chase Private Client (CPC) and Chase ... to a broad range of Chase customers through Chase Investment Advisors. As a Chase... more

Aug 31	Relationship Banker-Avocado and Chase	JPMorgan Chase	El Cajon, CA
	banking experience at Chase As part of JPMorgan Chase a leading global financial ... continued employment in this position with JPMorgan Chase is contingent upon compliance... more

Sep 01	Sales Representatve - Financial Planner	AXA	New York
	registrations or equivalent. About AXA AXA Advisors, LLC is a leading provider of ... consolidated subsidiaries. AXA Advisors and AXA Equitable are part of the AXAGroup, a... more
Sep 01	Financial Advisor	Net Worth Management Group	Morristown, NJ
	in PR as AXA Network of Puerto Rico, Inc. AXA Advisors, AXA Network, and Net Worth ... advisor and is not owned or operated by AXA Advisors or AXA Network. AGE-87174... more
Aug 31	Financial Services Representative	AXA Advisors	Baltimore, MD
	AXA Advisors, LLC, a leader in financial services, is seeking the right individual for the ... send your resume, in confidence. AXA Advisors, LLC (NY,NY, 212-314-4600) is a...more
Aug 30	Financial Consultant --Advisor	AXA Advisors	New York City, NY
	sales rep, apply to join our team at AXA Advisors! AXA Advisors, LLC is one of the ... as financial representatives. As an AXA Advisors' Financial Professional, you will...more
Aug 29	Financial Advisor - AXAAdvisors	AXA Advisors	Sacramento, CA
	WITH AXA ADVISORS, LLC WHY AXA ADVISORS? AXA Advisors LLC, a provider of investment ... AXA Advisors, LLC is a subsidiary of AXA Financial, Inc. whose other subsidiaries... more
Aug 25	Financial Advisor Intern	AXA Advisors	New York City, NY
	This involves preparing case work, managing schedules and overall administrative work to help the office run smoothlyWork closely with a Senior Financial Consultant: During the... more
Aug 25	Financial Advisor - Leader In Financial Services	AXA Advisors	New York City, NY
	You should be a self-starter, possess unequivocal honesty and integrity and be highly motivated in helping others achieve financial independence A background in law, accounting,... more
Aug 25	Financial Professional Intern	AXA Advisors	New York City, NY
	Execute administrative/ marketing duties which may include preparing reports, correspondence, phone calls, etcShadow the Financial Professional as she performs the following... more
Aug 22	Financial Advisor- Entry Level or Experienced		St Louis, MO
	5,000 financial professionals. AXA Advisors is an equal opportunity employer ... financial services firms. As an AXA Advisors financial professional, you'll be part...more
Aug 19	SALES EXECUTIVE	AXA Advisors	San Francisco, CA
	FINANCIAL PROFESSIONAL Leading financial services company seeks two top-quality candidates to enter sales training program. Candidate must have a four-year college degree and... more
Aug 19	SERIES 7 FINANCIALADVISOR / MANAGEMENT -	AXA Advisors	San Francisco, CA
	to a satisfying professional future. AXA Advisors, a dynamic and growing financial ... skills into a rewarding business. AXA Advisors, LLC (NY, NY 212-314-4600), member... more
Aug 18	Financial Sales Professional- Entry Level or Experienced	AXA Advisors	Columbia, MD
	now for immediate consideration.AXA Advisors, LLC (NY, NY 212-314-4600), ... AXAAdvisors, LLC is an Equal Opportunity Employer M/F/D/V.GE-80503(09/12)... more
Aug 15	Financial Advisor - Entry Level or Experienced	AXA Advisors	Raleigh, NC
	AXA Advisors, LLC, a respected leader in the financial services industry, has exciting ... and excellent professional choices. AXA Advisors' financial professionals are...more

Aug 27	International Data Consolidation Analyst - FP&A	AmericanInternational Group	New York City, NY
	AIG is seeking an Analyst - International Data Consolidation for the Financial Planning & ... environment. American International Group, Inc. (AIG) is a leadinginternational... more
Aug 26	Underwriting Group - Worksite Benefits	AmericanInternational Group	New Jersey
	* Evaluate financial data, demographics, group experience and information provided to ... Some travel required. American International Group, Inc. (AIG) is a leadinginternational... more
Aug 22	Director - Group Benefits Disability Pricing	AmericanInternational Group	Farmington, CT
	opportunity for a Director and Actuary, Group Employer and Affinity Disability ... UsAmerican International Group, Inc. (AIG) is a leading international insurance... more
Aug 22	Manager, InternationalPayroll Operations	AmericanInternational Group	Houston, TX
	• 5-10 years large scale Expatriate/International Payroll experience ... • Workday experience • FPC or CPP Certification #LI-KE1 About Us American International Gr...more
Aug 20	Risk Analyst Lead Fixed Annuities & GroupRetirement - Houston, ERM - CCAR	AmericanInternational Group	Houston, TX
	and reporting for the Fixed Annuities & Group Retirement business. Ongoing analytics ... Us American International Group, Inc. (AIG) is a leading international insurance...more
Aug 20	Associate Actuary-GroupMutual Fund Pricing	AmericanInternational Group	Houston, TX
	sales support and monitor group retirement business. Position Requirements • College ... American International Group, Inc. (AIG) is a leading internationalinsurance organization... more
Aug 20	VP Insurance Services Operations - Insured Solutions Group	AmericanInternational Group	Brentwood, TN
	overall operations the Insured Solutions Group, which includes strategic design and ... FLMI About Us American International Group, Inc. (AIG) is a leadinginternational... more
Aug 18	Claims Analyst II - Private Client Group	AmericanInternational Group	Schaumburg, IL
	desired. About Us American International Group, Inc. (AIG) is a leading internationalinsurance organization serving customers in more than 130 countries and jurisdictions. AIG... more

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