What's this column about? Not sure but I thought that I'd just go with it. It's a Friday afternoon and the Labor Day holiday is behind us and summer is about over. Nothing here about Wall Street or law. Just two music videos. Consider it a weekend gift.
It is always disconcerting when elderly customers change their wills in order to leave eye-opening bequests to their stockbrokers or financial advisor... Read On
A Bankruptcy, a Voluntary Dismissal, and a Death (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/6244/finra-arbitration-death/As Woody Allen so... Read On
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/625... Read On
In a sign of the times, a recent FINRA dispute between two former associated persons prompted a Stipulated Award. In furtherance of the parties' settl... Read On