BrokeAndBroker.com Blog By Bill Singer WEEKLY REVIEW

October 25, 2014

October 24, 2014
Voices were raised, a waitress was upset, and large man with hotel bar intervened. Now if that doesn't pique your interest, I might as well get m... Read On
October 23, 2014
What would you think if I told you that the BrokeAndBroker.com Blog was a live performance or that an email was a theatrical correspondence event? Sou... Read On
October 22, 2014
FINRA has this thing about registered representatives engaging in so-called "Outside Business Activities" ("OBA"). Frankly, I don't agree with certain... Read On
October 21, 2014
Stockbroker, Compliance, Legal, and Regulatory JobsEmployment Page BrokeAndBroker.com. Jobs #wallstreetjobs @brokeandbroker... Read On
October 20, 2014
Once upon a time, Wall Street's regulators seemed to view so-called "Failure To Supervise" matters as a last resort -- the final arrow in a quiver.... Read On