You ever have one of those days? Lately, it looks like the whole world is having one of those days. Tunisia. Egypt. Libya. Bahrain. Japan. Geez -- we ever gonna just wake up to some good news for a change?
I dunno know about you but I could really use some milk and cookies about now -- you know, Oreos that you can peel apart and try to get all the filling on one side and then dunk the plain cookies in the milk and then come back to the halves with the filling and lick off some of it and then dunk the rest in the glass.
And, of course, we absolutely have to be sitting on the floor with the old black-and-white television on, making sure we're set, just in time for:
A FINRA regulatory settlement presents the case of a CEO, CCO, and FINOP who was fined and suspended for classifying his personal expenses and busines... Read On
RIP Malcolm Young of AC/DCClever Stipulation In FINRA Expungement Arbitration http://www.brokeandbroker.com/3675/finra-expungement-arbitration/Be... Read On
Before you initiate a FINRA expungement arbitration based upon alleged defamation, carefully -- and I mean very, very carefully -- consider that you... Read On
In a recent FINRA Acceptance, Waiver & Consent ("AWC") regulatory settlement, a registered person is barred after voluntarily resigning . If you r... Read On
Many laws, rules, and regulations were apparently drafted by folks with a warped sense of humor and a penchant for irony. I say that because much of w... Read On
Here we go again. FINRA, that staunch protector of Wall Street's honor and integrity, has fined and suspended an individual for submitting multiple bo... Read On