Monday Set-Up from BrokeAndBroker

May 23, 2011

Litigation After Death: Merrill Lynch Loses Case to an Estate

As Baby Boomers enter their senior years, Wall Street increasingly faces lawsuits by customers who were born between 1946 and 1964. ...

Forbes (blog)

50 Cent, Ten Ent, and the Sorry Morgan Stanley Client

‎In a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in July 2010, the Claimants (who appeared pro se) ...

Forbes (blog)

The Hand from the Grave: Estate Sues Edward Jones Over Suitability

‎In a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in July 2010, the Estate of Orpheus Meranda ...

Forbes (blog)

Estate Sues Over Lawyer's Designation of Ex-Wife as IRA Beneficiary

Newman Trowbridge, Jr. was a customer of Capital One Investment Services, LLC, which is a broker-dealer and a member of the Financial ...

Forbes (blog)

Merrill Lynch Sued by Mother Over Daughter's Guardianship

‎In a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in March 2010, Claimant Alexandra Germano ...

Citigroup Sues Former Broker to Recover on Promissory Note

‎In a Financial Industry Regulatory Authority ("FINRA") ... Bill Singer's Comment: It is difficult for me to unequivocally argue that the ...