The Federal Bureau of Investigation ("FBI") recently advised the public of the online availability of The Vault, which is described as "our new electronic reading room, containing more than 3,000 documents that have been scanned from paper into digital copies . . ." You won't believe what Bill Singer has uncovered.
PERSONAL STATEMENT by BILL SINGER, Publisher of the BrokeAndBroker.com Blog and Securities Industry Commentator:FINRA Small Member Firm Peti... Read On
After many years of employment at Wells Fargo, two reps decided to join another firm. Hey, it happens. The new employer offered a substantial upfront ... Read On
FINRA Small Firm Board of Governors Election Ends August 19th. VOTE for LINDE MURPHY (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4753/linde... Read On
FINRA Small Firm Member Board of Governors ElectionVoting Ends August 19, 2019VOTE for LINDE MURPHYThe FINRA Small Firm community is once again up in ... Read On
In today's blog we consider two nearly identical FINRA public-customer arbitrations. In both cases, the FINRA member firms were left holding the bag w... Read On
Day after day, FINRA rolls out bull-shit notices to members about initiatives, about seminars, about retrospective rule reviews. Absent from that spew... Read On
Some litigants jump the gun in an effort to improve the so-called "optics" of litigation. In situations where two parties each have claims against the... Read On