Regulatory lawyer Bill Singer has analyzed and posted the latest crop of FINRA disciplinary cases. Frankly, it's not a pretty sight. As the Great Recession's shocks and aftershocks are felt, many Wall Streeters seem to be feeling a personal financial pinch -- and their means of self-help are often at the expense of others.
Consider some of these more troubling revelations:
ABOUT: BrokeAndBroker.com and RRBDLaw.com lambaste the ineffective regulation of Wall Street and advocate for the rights of defrauded investors, independent/regional firms, and individual registered persons. Provocative commentary by veteran regulatory lawyer Bill Singer.
See Bill's online resume at http://rrbdlaw.com/bios_singer.html
VISIT WALL STREET'S LEADING ONLINE COMMUNITY