An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
Registered Rep Magazine
Written: October 25, 2010
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Special Event this Thursday! |
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Street Legal: The Message And The Medium 
The Securities and Exchange Commission recently tackled some thorny issues involving independent contractors, their use of electronic business communications, and their broker-dealers' responsibility to archive and subsequently produce such communications.
READ BILL SINGER'S ANALYSIS OF THIS IMPORTANT CASE AT
http://registeredrep.com/advisorland/compliance/finance_message_medium/index.html/============================================Don't Forget to Visit:
Wall Street's Leading Online Community:
http://BrokeAndBroker.com/index.php
The Comprehensive Online Wall Street Regulatory and Legal Website:
Special Event this Thursday!
(No, not a commemoration of 1929's "Black Monday" )
Mark your calendar for October 28, 2010.
Bill Singer unleashes an unusual BrokeAndBroker.com Blog
upon an unsuspecting world.
You'll laugh.
You'll cry.
Don't Miss It.
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