An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
Topic List for Bar (30 results)
- SEC Reversed On Imposition of Bar
June 12, 2013 - Small Fish Fry On Wall Street
April 12, 2013 - Barclays Wins Bonus And Severance Dispute In Split Decision
April 1, 2013 - Three Pilot Episodes of SIDE BAR with Bill SInger Now Online
February 11, 2013 - Are Human Beings Obsolete On HFT Wall Street?
February 7, 2013 - SEC Imposes Pennystock Bar And Spells It Out
January 2, 2013 - Sharing Commissions Gets Stockbroker Tossed From Industry
November 8, 2012 - Morgan Stanley Smith Barney Eviscerated In Fidelity Unfair Competition Case
September 25, 2012 - Barnes & Noble Nooks At Center Of National Federation of the Blind Discrimination Complaint
August 31, 2012 - Make Millions Leasing A Line Of Credit Or Go To Jail
August 14, 2012 - Morgan Stanley Broker Barred For Bogus Restaurant Expenses
July 13, 2012 - Barclays LIBOR EIBOR $160 Million Settlement
June 27, 2012 - SEC Sustains Another Black Eye With One-Year Suspension of Former Director Barasch
May 25, 2012 - Former Morgan Stanley Smith Barney Trader's $1 Billion Position Causes $15 Million Loss
March 6, 2012 - Barred Stockbroker Seeks Approval As a Mortgage Loan Originator
February 16, 2012 - The Desperate Stockbroker and Her Father's Korean War Medals
January 10, 2012 - UPDATE: Lawyer Barred From Practicing Before SEC Sues
December 20, 2011 - Citi Smith Barney Customer Sues Over 2008 Failure to Sell Lehman Shares
October 19, 2011 - Taking the Fifth At FINRA -- Not What You Might Think
August 2, 2011 - Till Death Do Us Part: Did Citigroup / Smith Barney Fail Married Couple?
June 17, 2011 - FINRA Arbitrators Award Morgan Stanley Smith Barney Brokers $4 Million Against Former Employees in Protocol Case
June 13, 2011 - Bratz End Barbie's Toying Around With $89 Million Verdict
April 25, 2011 - Mr. Magoo Goes to Washington
April 20, 2011 - On the Precipice: Morgan Stanley, Citigroup, and an Unhappy Broker
April 7, 2011 - Fidelity and Morgan Stanley Smith Barney Settle FINRA Arbitration
March 28, 2011 - BrokeAndBroker.com: A White-Collar Christmas
November 30, 2010 - Why Did He File The Case? vs. Why Didn't He File His Case Sooner?
November 5, 2010 - Not-so Friendly Friends on Social Media
October 27, 2010 - Barbie and Bratz Battle. Demure versus Urban, Multiethnic, and Trendy. Farting Fred.
July 22, 2010 - A Pro Se Respondent and a Lawyered-Up Respondent: Similar Cases -- How did they fare?
July 6, 2010