An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
Topic List for Citigroup (28 results)
- Exonerated Stockbroker Remains Victimized In Public Customer Arbitration
October 8, 2012 - Citigroup Wins FINRA Arbitration And Expungement As Public Customer Pulls A No-Show
July 9, 2012 - Employee Loses But Sort Of Wins Twilight Zone Promissory Note Arbitration Against Citigroup And Morgan Stanley
June 13, 2012 - A Double-Dip Costs Citigroup Customers Commissions And Fees
June 7, 2012 - Crumbling Marriage Collapses On Citigroup In Dispute Over Wife's Withdrawals
June 5, 2012 - Citigroup To Pay Over $2 Million ETF Fine and Restitution
May 2, 2012 - Judge Rakoff's Wall Street Zombies Arise In FINRA Citi Settlement
March 19, 2012 - The SEC Couldn’t Stop Madoff or Stanford But Jams Up Judge Rakoff Over Citigroup Settlement
March 16, 2012 - Bill Singer Comments on Second Circuit's Stay of Judge Rakoff's Denial of SEC v. Citigroup Settlement
March 15, 2012 - FINRA Arbitrators Grant Summary Judgment Against Claimant Employee in Citigroup Racial Discrimination Case
February 29, 2012 - In Citigroup Arbitration, A Falling Tide Stranded All Boats And Investments
December 27, 2011 - SEC Files Historic Appeal of Judge Rakoff's Citigroup Settlement Rejection
December 16, 2011 - Judge Rakoff Rejects SEC's Settlement With Citigroup. Bill Singer's In-Depth Analysis.
November 30, 2011 - Citigroup Stockbroker Wins Expungement Even Though Customer Was Paid a Settlement
November 9, 2011 - FINRA Fines and Suspends Broker For Role as Exhibitor at Dental Convention
September 9, 2011 - FINRA Arbitrators Sanction Citigroup for Delayed Currency Conversion of Loonie to US Dollar
August 30, 2011 - Citigroup Global Markets Hit With $500,000 Fine in FINRA Failure to Supervise Case
August 10, 2011 - Citigroup Says it Overpaid Former Managing Director -- he disagrees in FINRA Arbitration
July 8, 2011 - Individual Broker Wins FINRA Employment Arbitration Against Citigroup Global Markets
June 21, 2011 - Till Death Do Us Part: Did Citigroup / Smith Barney Fail Married Couple?
June 17, 2011 - FINRA Arbitration Claimants Can't Deliver UPS Case Against Citigroup
June 2, 2011 - Split FINRA Arbitration Panel Wrestles with Citigroup Arbitration Over Promissory Note
May 13, 2011 - Public Customers Take Citigroup to the MAT for $54 Million in FINRA Arbitration Damages
April 14, 2011 - The Father Proposed, the Daughter Disposed, Citigroup Cleared in FINRA Arbitration
April 12, 2011 - On the Precipice: Morgan Stanley, Citigroup, and an Unhappy Broker
April 7, 2011 - Major Anthony Nelson Rubs Lamp and Gets His Wish: Over $11 Million Arbitration Victory!
October 7, 2010 - One FINRA Arbitration.Three Respondents. Three Different Outcomes.
August 16, 2010 - Citigroup's MAT Five Headache Continues -- but not for the stockbroker here.
August 9, 2010