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An irreverent Wall Street Blog
by Bill Singer

Topic List for Commodities (9 results)

  • 7th Circuit Affirms Spoofing Conviction
    August 16, 2017
  • SEC Sends Second Valentine Message Not Filled With Love
    October 28, 2016
  • Coscia Sentenced to 3 Years In First Spoofing Case
    July 13, 2016
  • The Goose And Gander Of Forex Fraud Hypocrisy
    July 2, 2015
  • FULL TEXT Criminal Complaint in USA v. Sarao Flash Crash Case at BrokeAndBroker
    April 22, 2015
  • Commodities Biz Turns Into Outside Business Nightmare For FINRA Broker
    March 19, 2013
  • Commodities Trader Falls Into Pit Of Art Fraud
    October 31, 2012
  • One Russian Commodities Fraudster Turns Out To Be Twin Brothers
    October 22, 2012
  • UPDATE: The Flying Ponzi Commodities Pool Circus: Securities Fraud, Bank Fraud, and Tax Evasion
    June 18, 2012

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Previous Entries

  • As Time Goes By At FINRA And TradeStation
    March 4, 2021

    In recent weeks, the press has been awash with stories about payment for order flow. You've seen it pop up in all its sordid glory via revelations abo... Read On

  • Vanguard Compliance Manager Submits Altered and Fabricated Documents to FINRA
    March 3, 2021

    Whatever you do, don't lie to FINRA. I can't even begin to recount the number of times that I have given that admonition to a client. You wouldn't thi... Read On

  • FINRA Censures and Fines Securities America Over Outsourced Onboarding
    March 2, 2021

    BrokeAndBroker.com Blog publisher, Bill Singer, is no fan of Wall Street's version of self regulation, as spearheaded by the Financial Industry Regula... Read On

  • The Saga of FINRA Versus Kimberly Springsteen-Abbott
    March 1, 2021

    The Saga of FINRA Versus Kimberly Springsteen-Abbott(2015 - 2021 -- and maybe not done yet)FINRA placed Kimberly Springsteen-Abbott squarely in its re... Read On

  • BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
    February 27, 2021

    GUEST BLOG: COVID-19's Impact on Financial Advisors / How the Pandemic is Changing the Way Advisors Work by Michael King of Michael King Associates (B... Read On

  • GUEST BLOG: COVID-19's Impact on Financial Advisors / How the Pandemic is Changing the Way Advisors Work by Michael King of Michael King Associates
    February 26, 2021

    If there's one thing that's certain about the COVID-19 pandemic, it's that it has changed the way we work and interact with one another. From virtual ... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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