An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
Topic List for Commodities (7 results)
- Coscia Sentenced to 3 Years In First Spoofing Case
July 13, 2016 - The Goose And Gander Of Forex Fraud Hypocrisy
July 2, 2015 - FULL TEXT Criminal Complaint in USA v. Sarao Flash Crash Case at BrokeAndBroker
April 22, 2015 - Commodities Biz Turns Into Outside Business Nightmare For FINRA Broker
March 19, 2013 - Commodities Trader Falls Into Pit Of Art Fraud
October 31, 2012 - One Russian Commodities Fraudster Turns Out To Be Twin Brothers
October 22, 2012 - UPDATE: The Flying Ponzi Commodities Pool Circus: Securities Fraud, Bank Fraud, and Tax Evasion
June 18, 2012
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BrokeAndBroker.com by Bill Singer WEEK IN REVIEW
September 24, 2016
SEC Says Independence Compromised By Auditor And Client FriendshipWhen does a relationship between an auditor and the audit client become too close so... Read On
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SEC Says Independence Compromised By Auditor And Client Friendship
September 23, 2016
When does a relationship between an auditor and the audit client become too close so as to cross over the line from merely a "close personal relations... Read On
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Stockbroker Slips Off Plymouth Rock Movie Studio Deal
September 22, 2016
In today's BrokeAndBroker.com Blog, publisher Bill Singer, Esq. makes it clear that FINRA got its man dead to rights. FINRA's Private Securities Tra... Read On
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Wells Fargo's Stumpf Stumbles And FINRA Fumbles
September 21, 2016
September 20, 2016, was not a good day for Wells Fargo or for its Chief Executive Officer John Stumpf, who testified before the Senate Banking Committ... Read On
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Defamed PNC Employee Wins Dramatic Expungement
September 20, 2016
For many men and women employed on Wall Street, getting fired is more than the mere loss of a job. Depending upon how the firing is memorialized in va... Read On
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PNC and Wells Fargo Stockbroker Wins Customer Complaints Expungement
September 19, 2016
Let's face it, these days there just ain't a lot of folks all that sympathetic to the plight of a stockbroker. And while we're on that topic, let's al... Read On
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OPEN CALL For BrokeAndBroker.Com Blog Guest Contributors
September 19, 2016
OPEN CALL For BrokeAndBroker.Com Blog Guest ContributorsIf you would like to pitch a Guest Blog for the BrokeAndBroker.com Blog, please... Read On
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