High Standards In Low Places on Wall Street (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5724/finra-awc-expenses/Low standards in high place... Read On
Low standards in high places. High standards in low places. Sort of sounds like lyrics from a country song, no? In today's blog, publisher Bill Singer... Read On
In recent weeks, the press has been awash with stories about payment for order flow. You've seen it pop up in all its sordid glory via revelations abo... Read On
Whatever you do, don't lie to FINRA. I can't even begin to recount the number of times that I have given that admonition to a client. You wouldn't thi... Read On
BrokeAndBroker.com Blog publisher, Bill Singer, is no fan of Wall Street's version of self regulation, as spearheaded by the Financial Industry Regula... Read On
The Saga of FINRA Versus Kimberly Springsteen-Abbott(2015 - 2021 -- and maybe not done yet)FINRA placed Kimberly Springsteen-Abbott squarely in its re... Read On