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An irreverent Wall Street Blog
by Bill Singer

Topic List for Do Not Call (4 results)

  • No-Call Customer Policy Cited In Fidelity Employment Dispute
    December 8, 2014
  • Bah Humbug As Sweepstakes Telephone Con Artist Gets Prison
    November 27, 2012
  • The FTC's Do Not Call List -- What's the point?
    August 10, 2011
  • Consumer Outrage With Diabetes Telemarketer Tactics and the Federal Do Not Call Registry
    March 23, 2011

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Previous Entries

  • You Hear The One About The FINRA Arbitration Involving The Stockbroker With 36 BrokerCheck Disclosures?
    April 26, 2018

    You're an angry public customer. You think that your stockbroker stole $50,000 of your retirement funds. No . . . that jerk didn't lose it in the mark... Read On

  • Former Ameriprise Rep Wins Split Decision In FINRA Arbitration
    April 25, 2018

    You ever start reading a decision in a lawsuit and once you get past the introduction, you're pretty sure that you know how the matter will be decided... Read On

  • FINRA Arbitrators Dissolve RIA / BD Lacking Operating Agreement
    April 24, 2018

    I often urge clients contemplating a new business to first consider what I call the "Dreaded Ds," which are Death, Disability, Disqualification a... Read On

  • FINRA Death Cab for an Un-Fare Email Cutie
    April 23, 2018

    Much of life is unfair. Sometimes life can also be un-fare -- as when you stiff the cab driver. Then again, sometimes those drivers are over-charging ... Read On

  • BrokeAndBroker.com Blog by Bill Singer WEEK IN REVIEW
    April 21, 2018

    FINRA Bogarts the Weed In Medical Marijuana SettlementApril 20, 2018Another day and another idiotic Outside Business Activities Rule regulat... Read On

  • FINRA Bogarts the Weed In Medical Marijuana Settlement
    April 20, 2018

    Another day and another idiotic Outside Business Activities Rule regulatory settlement between the Financial Industry Regulatory Authority a... Read On

  • Pyrrhus, Battle of Asculum, a Stockbroker, FINRA, and a Pyrrhic Expungement Victory
    April 19, 2018

    Not being particularly fond of the times that I live in, I am a student of Ancient Greek and Ancient Roman history. In presenting today's BrokeAndBrok... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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