Topic List for Lpl (8 results)
- Penny Stock Sales Mismarked As Unsolicited
May 31, 2013 - LPL Broker Tripped Up By Undisclosed IRS Tax Lien
January 3, 2013 - Former LPL Broker Fined and Suspended For Widow's Variable Annuity and Mortgage Activities
June 20, 2012 - Former LPL Broker Fined And Suspended For Outside Brokerage Accounts
June 4, 2012 - LPL Sued for $8 Million In Real Estate Investment Dispute
February 15, 2012 - Habla Espanol and No Finding of Misconduct in Chase / LPL Arbitration
December 2, 2011 - Farsi, Spanish, and English Cause Problems for Brokerage Firms
August 19, 2011 - FINRA Arbitration Win for LPL in Promissory Note and Rep Agreement Case
May 28, 2011

