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An irreverent Wall Street Blog
by Bill Singer

Topic List for Morgan Stanely (6 results)

  • Morgan Stanley Female Rep Survives Former Advisor Program Arbitration
    March 11, 2019
  • The Stockbroker, The Barred Customer, And The Sister-In-Law's Company
    August 2, 2016
  • Morgan Stanley Goes After Former Emploiyee Who Joined LPL
    May 4, 2016
  • Morgan Stanley Hit With Punitive Damages In Customers Arbitration
    February 4, 2016
  • Former Morgan Stanley Smith Barney Brokers Win $5 Million Employment Dispute Arbitration Award
    June 20, 2012
  • Employee Loses But Sort Of Wins Twilight Zone Promissory Note Arbitration Against Citigroup And Morgan Stanley
    June 13, 2012

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  • [In]Securities Guest Blog: WeWork Works It Out by Aegis Frumento Esq
    December 5, 2019

    [In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellWeWork Works It OutWhen Lockheed's famed Skunk Works was sec... Read On

  • Fee Based Rep Seeks Expungement Over Commissions He Never Charged
    December 4, 2019

    Talk to enough stockbrokers, advisors -- even lawyers -- and you'll learn that there is an unease about taking on a so-called complaining client. If y... Read On

  • GROWING SCANDAL ALERT: Italian Cheese Flying the False-Flag of France
    December 3, 2019

    GROWING SCANDAL ALERT!!! as detected by the oenophiles and turophiles at the prestigious Securities Industry Commentator feed and the BrokeA... Read On

  • FINRA Arbitrator Saves Innocent Stockbroker Caught In the Middle By Settled Customer Complaint
    December 2, 2019

    A customer complains. The stockbroker prepares to defend his besmirched reputation. The brokerage firm does a cost-benefits analysis and pursuant to i... Read On

  • BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
    November 30, 2019

    Finding Your Way Home (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4932/finding-your-way-home/A little music for BrokeAndBroker.com readers ... Read On

  • Finding Your Way Home
    November 29, 2019

    A little music for BrokeAndBroker.com readers still trying to find their way home from the holiday. Stuck in traffic. Delayed at the airport. Waiting ... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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