An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
Topic List for Nasd (18 results)
- SEC Fines NASDAQ $10 Million In Facebook IPO Settlement
May 29, 2013 - Ghosts Of Christmas Past Visit NYSE And ICE
December 20, 2012 - NASDAQ QQQ Stop Loss Strategy Earns Stockbroker Fine And Suspension
December 12, 2012 - Knight Unhorsed And NASDAQ's Greifeld May Be Smiling
August 1, 2012 - SEC Schapiro Was Grounded While NASDAQ Greifeld Flew In The Cone Of Silence
June 11, 2012 - Tepid Honeymoon of Facebook and NASDAQ Does Not Deliver The Big Bang
May 20, 2012 - Barred Stockbroker Seeks Approval As a Mortgage Loan Originator
February 16, 2012 - The NASDAQ Insider-Trading Case: Was Johnson's Computer Monitored?
May 28, 2011 - Bill Singer Replies to SEC Commissioner Aguilar's Call For Boardroom Diversity
May 6, 2011 - The Damnable Politics of Regulation
April 27, 2011 - The Antitrust Division's Dangerous Bluff with LIBOR
April 25, 2011 - Elusive FINRA Reform
August 28, 2010 - GUEST BLOG: FINRA Should Use the Benefits of Selling NASDAQ and Merging with the NYSE (Chepucavage and Broy)
February 20, 2009 - Richard Ketchum and FINRA: Time to Answer for his Past?
February 19, 2009 - The New Word for an Old Problem: NONFEASANCE
February 6, 2009 - Driving a Point Home: Stockbroker Registration
February 3, 2009 - Did You Hear the One About the Dancer and the Broker?
July 29, 2008 - The One-Year Suspension that is a lifetime Bar
July 9, 2008