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An irreverent Wall Street Blog
by Bill Singer

Topic List for Ny Life (3 results)

  • Federal Court Denies FINRA Arbitration of NY Life Racism Case
    November 18, 2019
  • Psst . . . Here's a $10,000 Settlement Check But Don't Cash It
    October 19, 2018
  • NY Life Rep Crosses Arbitration Rubicon With Expungement Case
    September 28, 2016

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Previous Entries

  • [In]Securities Guest Blog: Lawyers, Guns and Money by Aegis Frumento Esq
    December 12, 2019

    [In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellLawyers, Guns and Money... Read On

  • Customer Carries 31 Year Old Grudge Into Broker Expungement Case
    December 11, 2019

    Some folks carry grudges. Some folks will get a wheelbarrow or pick-up truck to carry a grudge. No matter the time. No matter the weight. In a recent ... Read On

  • Synapse Financial Technologies Sued For Harassment, Discrimination and Retaliation
    December 10, 2019

    If you visit the homepage of Synapse Financial Technologies, Inc. https://synapsefi.com/, you learn that, in part, the company's mission appears ... Read On

  • Appellate Court Sustains Criminal Conviction in Schwab Restraining Order Dispute
    December 9, 2019

    A California Superior Court jury found investment advisor Michael Patrick Kelly guilty of false personation of another, unauthorized use of perso... Read On

  • BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
    December 7, 2019

    [In]Securities Guest Blog: WeWork Works It Out by Aegis Frumento Esq (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4944/aegis-frumento-insecu... Read On

  • In Today's Securities Industry Commentator
    December 6, 2019

    Maybe it's the upcoming Christmas and New Year holidays. Maybe a lot of prosecutors and regulators buckled down yesterday and cleared their desks. May... Read On

  • [In]Securities Guest Blog: WeWork Works It Out by Aegis Frumento Esq
    December 5, 2019

    [In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellWeWork Works It OutWhen Lockheed's famed Skunk Works was sec... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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