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An irreverent Wall Street Blog
by Bill Singer

Topic List for Ots (6 results)

  • GUEST BLOG [In]Securities: Missing a Crowded Table By Aegis Frumento Esq
    November 25, 2020
  • [In]Securities Guest Blog: Manicula's Gopher by Aegis Frumento Esq
    June 25, 2020
  • GUEST BLOG: Hero Takes a Fall by Aegis Frumento Esq
    June 13, 2019
  • SEC Splits Over CPA Bars For PCAOB Audit
    August 15, 2016
  • SEC Settlement Shows Shameful State of Wall Street Research
    February 18, 2016
  • Stockbroker Selfies Are Regulatory Negatives
    February 12, 2015

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Previous Entries

  • BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
    January 16, 2021

    FINRA Margin Arbitration Proves All That Glitters Is Not Goldman Sachs(BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5642/finra-arbitration-ma... Read On

  • FINRA Margin Arbitration Proves All That Glitters Is Not Goldman Sachs
    January 15, 2021

    The nature of a so-called "demand" loan is that you're not entitled to notice. It's a pay up when we demand repayment. Wall Street's margin loans are ... Read On

  • Wells Fargo Collects Underpants and Makes Profit But Can't Prove Phase 2 Arbitration Agreement
    January 14, 2021

    The South Park Gnomes had Phase 1: Collect Underpants. The Gnomes had Phase 3: Profit. What the Gnomes never had -- could never quite figure out -- wa... Read On

  • Securities Industry Commentator by Bill Singer Esq
    January 13, 2021

    Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/563... Read On

  • Voya Racial Discrimination Case Sheds Harsh Light On Wall Street Mandatory Arbitration
    January 11, 2021

    In theory, arbitration has its merits. In practice, arbitration is rarely the byproduct of free negotiation but too often the result of a default, tak... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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