An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
Topic List for Rbc (7 results)
- Failure To Report Email Customer Complaints About Unauthorized Trades Gets Broker Fined and Suspended
June 22, 2012 - FINRA Arbitrators Award Over $5 Million To Former RBC Employee
November 18, 2011 - Fired RBC Customer Files Angry FINRA Arbitration
September 6, 2011 - $2 Million RBC FINRA Employment Arbitrations: Did Everyone Lose?
June 28, 2011 - Claimant Sues RBC for $37 Million -- BUT FINRA Arbitration Panel Whacks Him for $1.8 Million
February 23, 2011 - You Snooze, You Lose -- FINRA Arbitration Deemed Too Old to Proceed
August 2, 2010 - An Inexplicable FINRA Customer Arbitration. RRBDlaw.com Cases of Note Now Online!
May 19, 2010