An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
Topic List for Tax (19 results)
- Tax Liens And Judgments Snare Stockbroker
February 12, 2013 - Ponzi Fraudster Gets 12 Years In Prison
January 23, 2013 - IRA Customers Sue Morgan Stanley Over KFN Tax Bill
January 14, 2013 - Feds Indict Breathtaking Tax Cheat
January 8, 2013 - LPL Broker Tripped Up By Undisclosed IRS Tax Lien
January 3, 2013 - Tax Exchange Ponzi Ends With $25 Million Hole And Criminal Pleas
November 19, 2012 - Undisclosed Tax Liens And State Regulatory Action Trip Up Stockbroker
November 15, 2012 - Undisclosed Bankruptcies,Tax Liens and Judgments Derail Stockbroker
November 13, 2012 - Federal Inmate Indicted For Filing False Tax Returns From Prison
May 3, 2012 - Alibi Witness In HSBC Tax Fraud Case Convicted Of 13 Felonies
March 29, 2012 - Statutory Disqualification for Undisclosed Tax Liens Sustained by FINRA, SEC, and Federal Court
February 21, 2012 - Undisclosed IRS Liens on Form U4 Result in FINRA Fine and Suspension
September 28, 2011 - Antitrust Division Gets Tax Lien Bid Rigging Pleas
August 25, 2011 - Feds Bust Up Tax Refund Fraud with Belarusian Phish Fry
June 23, 2011 - Software Pirate Sells Counterfeit Quicken and Turbo Tax Programs Through eBay
June 8, 2011 - Operation Brass Tax: IRS Cheats Nailed
January 21, 2011 - Ya Win Some, Ya Lose Some: Customers Sue Brokers Over Tax Bills.
November 8, 2010 - FINRA Arbitration Panel Rejects Duty to Advise on Tax Consequences by Broker
October 6, 2010 - UBS: You and Us (keep it quiet...we're in this jam together)
February 18, 2009