An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

March 27, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Mar 22Stockbroker - LicensedFmsiGarden City, NY

We are a Financial Services Firm actively seeking Energetic individuals with Determination To Succeed!!! Let us show you how to take control of your own destiny! You will learn... more

Mar 22StockbrokersFmsiGarden City, NY

seeking qualified candidates for full time Stockbroker Position.You will be working alongside seasoned industry veterans. Requirements: Clear communication skills Must be a... more

Mar 22LOOKING FOR EXPERIENCEDSTOCKBROKERS AND INEXPERIENCED INDIVIDUALSFmsiGarden City, NY

that can lead to a successful career as a stockbroker. You will be given support by Successful Industry Professionals to learn all aspects of our business. You must be hard... more

Mar 15StockbrokerNew HorizonsNew York, NY

In our current market environment, many of the firms historically known for their exceptional training programs have since all but eliminated them. Our Client, a well-known... more

Mar 09Stock Broker Training ProgramSpartan Capital SecuritiesNew York, NY

is now accepting applications for our new stockbroker training program. The Spartan training program is very challenging and very effective. In only one year we will have you... more

Mar 14FINRA ATTORNEYResponse CompanyNew York, NY

Our client is seeking a FINRA attorney with 3-5 years of experience in FINRA compliance and broker-dealer regulations. This is an excitiing opportunity to join a company, already... more

Feb 26FINRA AttorneyAccess StaffingNew York, NY

One of New Yorks most prestigious high powered law firms seeks entrepreneur (JD, State Bar Membership; NY and relevant Book of Business preferred) to join expanding team for... more

Mar 20FINRA Investigative Extern (Unpaid)Financial Industry Regulatory AuthorityBoca Raton, FL

Title: FINRA Investigative Extern (Unpaid) - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking a well-qualified... more

Mar 20FINRA Legal Extern (unpaid)Financial Industry Regulatory AuthorityNew York, NY

Title: FINRA Legal Extern (unpaid) - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for... more

Mar 20FINRA Extern - Sales Practice, Member RegulationFinancial Industry Regulatory AuthorityJericho, NY

Title: FINRA Extern - Sales Practice, Member Regulation - Jericho, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well... more

Mar 19Investment Banking VP - Regulatory Risk & ControlInvestment BankingNew York, NY

Support the firms initiative to mitigate regulatory risk by overseeing a centralized regulatory reporting team within the operations division. Bachelors degree. 5+ years FINRA ,... more

Mar 16Financial Industry Regulatory Authority (FINRA)Binghamton UniversityNew York

The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to... more

Mar 15FINRA Legal Extern (Unpaid)FinraAtlanta, GA

We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for a Graduate Legal Externship in our Enforcement Department in Atlanta, GA. This position... more

Mar 13FINRA Registered Representative & Front Desk CoordinatorAmerican Century InvestmentsMountain View, CA

Registered Representative/Front Desk CoordinatorSummary: The Registered Represetative/ Front Desk Coordinator is responsible for delivering a positive investor experience, which... more

Mar 13Firm Integration Consultant -FINRA 7 REQUIREDNfp - Insurance Services, Inc. - Austin, Tx OfficeAustin, TX

SUMMARY: Responsible for the successful transition of new financial advisors to NFP Advisory Services Group ESSENTIAL DUTIES AND RESPONSIBILITIES: To perform this job... more

Mar 09FINRA Investigative Extern (Unpaid)FinraBoca Raton, FL

We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for an Undergraduate Investigative Externship in our Enforcement Department in Boca Raton,... more

Mar 08Personal Banker - Cupertino,CA (FINRALicenses Series 6,63, Life and Health Preferred)JPMorgan ChaseSunnyvale, CA

Title: Personal Banker - Cupertino,CA (FINRA Licenses Series 6,63, Life and Health Preferred) Location: US-CA-Sunnyvale Other Locations: US-CA-Los Gatos, US-CA-Cupertino,... more

Mar 05NYC: FINRA Arbitrations Partner NeededNew York, NY

Our client is a growing national full-service law firm looking to add partners with FINRA Arbitration experience for their NYC office. Groups are encouraged to apply. Books of...more

Mar 02Customer (Investment) Service Rep I or II - Wealth Mgmt - Sourcing Req - Broker Service Center - FINRASeries 7 RequiredJPMorgan ChaseChicago, IL

Customer (Investment) Service Rep I or II - Wealth Mgmt - Sourcing Req - Broker Service Center - FINRA Series 7 Required - Chicago, IL-120015061 Job Description Chase Investment... more

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