An irreverent Wall Street Blog
by Bill Singer
by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
April 3, 2012
EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
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| Apr 02 | Personal Banker - Cupertino,CA (FINRALicenses Series 6,63, Life and Health Preferred) | JPMorgan Chase | California |
Personal Banker - Cupertino,CA (FINRA Licenses Series 6,63, Life and Health Preferred)-120015797 Job Description Play a vital role in the customer banking experience at Chase! As... more | |||
| Apr 02 | Compliance Analyst, Financial Brokerage Compliance Analyst with FINRA exp. | Michael Wasserman & Associates | Camarillo, CA |
Premier brokerage firm offering general securities services to institutional and individual investors seeks an experienced Compliance Analyst with FINRA compliance experience. more | |||
| Mar 30 | FINRA Extern - Dispute Resolution, Mediation and Business Strategy | Financial Industry Regulatory Authority | New York, NY |
Title: FINRA Extern - Dispute Resolution, Mediation and Business Strategy - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is... more | |||
| Mar 30 | FINRA Extern - Dispute Resolution, Mediation and Business Strategy | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Extern - Dispute Resolution, Mediation, Business Strategy and Arbitration opening... more | |||
| Mar 29 | FINRA ATTORNEY | Response Company | New York, NY |
Our client is seeking a FINRA attorney with 3-5 years of experience in FINRA compliance and broker-dealer regulations. This is an excitiing opportunity to join a company, already... more | |||
| Mar 27 | Associate Director - HR Relationship Management -FINRA | Staffing Advisors | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Director - HR Relationship Management opening in Rockville, Maryland. more | |||
| Mar 20 | FINRA Legal Extern (Unpaid) | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Legal Extern (Unpaid) - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual... more | |||
| Mar 20 | FINRA Extern - Sales Practice, Member Regulation | Financial Industry Regulatory Authority | Jericho, NY |
Title: FINRA Extern - Sales Practice, Member Regulation - Jericho, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well... more | |||
| Mar 20 | FINRA Investigative Extern (Unpaid) | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Investigative Extern (Unpaid) - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking a well-qualified... more | |||
| Mar 16 | Financial Industry Regulatory Authority (FINRA) | Binghamton University | New York |
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to... more | |||
| Mar 15 | FINRA Legal Extern (Unpaid) | Finra | Atlanta, GA |
We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for a Graduate Legal Externship in our Enforcement Department in Atlanta, GA. This position... more | |||
| Mar 13 | Firm Integration Consultant -FINRA 7 REQUIRED | Nfp - Insurance Services, Inc. - Austin, Tx Office | Austin, TX |
SUMMARY: Responsible for the successful transition of new financial advisors to NFP Advisory Services Group ESSENTIAL DUTIES AND RESPONSIBILITIES: To perform this job... more | |||
| Mar 13 | FINRA Registered Representative & Front Desk Coordinator | American Century Investments | Mountain View, CA |
Registered Representative/Front Desk CoordinatorSummary: The Registered Represetative/ Front Desk Coordinator is responsible for delivering a positive investor experience, which... more | |||
| Mar 09 | FINRA Investigative Extern (Unpaid) | Finra | Boca Raton, FL |
We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for an Undergraduate Investigative Externship in our Enforcement Department in Boca Raton,... more | |||
| Mar 06 | Customer (Investment) Service Rep I or II - Wealth Mgmt - Sourcing Req - Broker Service Center - FINRASeries 7 Required - Chicago | JPMorgan Chase | Chicago, IL |
Chase Investment Services - Customer Service Representative I or II The Chase Investment Service Centers have a strong reputation of superb customer service. We are a disciplined... more | |||
| Mar 06 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San Antonio | JPMorgan Chase | San Antonio, TX |
Customer Service Representative I The Investment service centers have a strong reputation of superb customer service. We are a disciplined group devoted to customer service and... more | |||
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