Deutsche Bank And MORTGAGEIT
Settle Federal Fraud Charges For $202 Million
US Attorney Preet Bharara racks up a major settlement with Deutsche Bank involving HUD fraud -- maybe SEC Enforcement Director Khuzami could learn some lessons (as in Citigroup)? Read Bill Singer's in-depth analysis and blistering commentary.
IMAGiNE The Little Kicks of Seinfeld
Imitates Life On An iPad Near You
How good is your Seinfeld trivia? For starters, you remember Brody? See that storyline come to life in a criminal case.
Arbitrators Award $150,000 Punitive Damages
In Variable Annuities Case
Here we go again. Another VA case ends badly -- this time with punies.
It would have been an easy bit of adjudication by a FINRA arbitrator to find that a now-barred rep was the bad guy, that he victimized his clients and... Read On
The FINRA Regulatory Mule Kicks Defrauded Customers In the Head (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6852/finra-anderson-hard... Read On
In today's Blog we got a FINRA regulatory decision, a state court judgment, a bankruptcy, and a federal court action. As the legal matters now stand, ... Read On
When considering an appeal questioning FINRA's denial of an expungement request, the SEC seems to have approached its deliberation as a cat toying wit... Read On