An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY At BrokeAndBroker.com

May 14, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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STOCKBROKER OPENINGS

May 10Stock Broker Trainee-Free Series 7 and 63 SponsorshipHfp Capital MarketsNew York, NY

seeking qualified candidate for a full time Stockbroker Trainee Position. Full sponsorship for Series 7 &63 Exams. You will work alongside seasoned veterans in the industry.Retail... more

May 08Equity Research Associate -REITsMacquarieNew York, NY

An opportunity now exists for a Research Associate to join our REITs research team in New York. Macquarie Group is a global provider of banking, financial, advisory, investment... more

May 08Quantitative Research Associate, North American Quantitative ResearchMacquarieNew York, NY

We are currently seeking an associate to join our Research team in New York, focusing on North American sell-side equity research. Macquarie Group is a global provider of banking,... more

May 07Stock Broker TraineeHfp Capital MarketsNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more

May 03Telemarketing Pro, Ex-Stockbroker PreferredNew York, NY

We are considered by many of our peers to be the leading executive search firm in the world for the placement of attorneys. We currently have an opening in our recruiting... more

Apr 30External Life Insurance WholesalerHuman Capital ResourcesPittsburgh, PA

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Apr 30StockbrokerEdward JonesSan Diego, CA

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Apr 30Life Insurance External WholesalerHuman Capital ResourcesPittsburgh, PA

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Apr 20FINRA Legal Extern (Unpaid)FinraDallas, TX

We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for a Graduate Legal Externship in our Enforcement Department in Dallas, TX. This position... more

Apr 20INSIDE SALES FULL TIMELong Island, KS

INSIDE SALES F/T Social Media company looking for sales professionals with at least 2 yrs exp to sell services to execs and prof'ls. Stockbrokers pref'd but not nec. Plush... more

Apr 20STOCKBROKERS & TRAINEESClark Dodge & CoGarden City, NY

STOCKBROKER AND TRAINEES CLARK DODGE & COMPANY Member FINRA/SIPC Seeking highly motivated & dynamic individuals for immediate entry into series 7 program. - Sponsorship for Series... more

Apr 20FINRA Legal Extern (Unpaid)Financial Industry Regulatory AuthorityDallas, TX

Title: FINRA Legal Extern (Unpaid) - Dallas, TX Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for... more

Apr 17SalesNew HorizonsNew York, NY

Stockbroker Trainee - New York This is an entry level position. We are undergoing an ... the opportunity you have been looking for. Stockbroker Qualifications: Candidates must... more






May 12Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for numerous... more


May 08Sr. Broker Dealer Customer Service Rep. (FINRA Series 6 Required)MetLifeSomerset, NJ

MetLife, a leading provider of insurance and other financial services to individual and institutional customers, is seeking a Sr. Broker Dealer Customer Service Representative in... more

May 05Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

May 05Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Title: Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: 69506 Location: New Jersey Full/Part Time: Full-Time Regular/Temporary: Regular... more

May 04FINRA Extern - Office of the OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. � FINRA is seeking a well-qualified individual for our� Summer Extern �opening in Rockville, MD . To be considered for this... more

May 01Personal Banker - Manhattan Branch Village - Manhattan Branch, CA (FINRA Licenses Series 6,63, Life and Health Preferred)JPMorgan ChaseCalifornia

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Apr 30Advertising Compliance AnalystING North America InsuranceWindsor, CT

Responsibilities include reviewing and approving advertising and sales literature created by field RR/IARs as well as home office created materials within published turnaround... more

Apr 27Compliance Assistant -FINRA's Central Registration DepositoryLakeshoreDallas, TX

Our client,located in Downtown Dallas, TX is one of the country's largest diversified investment banks, delivering expertise and insight to clients across varied industry...more

Apr 27NYC: FINRA Arbitrations Partner NeededNew York, NY

Our client is a growing national full-service law firm looking to add partners with FINRA Arbitration experience for their NYC office. Groups are encouraged to apply. Books of... more

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