May 10 | Stock Broker Trainee-Free Series 7 and 63 Sponsorship | Hfp Capital Markets | New York, NY |
seeking qualified candidate for a full time Stockbroker Trainee Position. Full sponsorship for Series 7 &63 Exams. You will work alongside seasoned veterans in the industry.Retail... more | |||
May 08 | Equity Research Associate -REITs | Macquarie | New York, NY |
An opportunity now exists for a Research Associate to join our REITs research team in New York. Macquarie Group is a global provider of banking, financial, advisory, investment... more | |||
May 08 | Quantitative Research Associate, North American Quantitative Research | Macquarie | New York, NY |
We are currently seeking an associate to join our Research team in New York, focusing on North American sell-side equity research. Macquarie Group is a global provider of banking,... more | |||
May 07 | Stock Broker Trainee | Hfp Capital Markets | New York, NY |
seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more | |||
May 03 | Telemarketing Pro, Ex-Stockbroker Preferred | New York, NY | |
We are considered by many of our peers to be the leading executive search firm in the world for the placement of attorneys. We currently have an opening in our recruiting... more | |||
Apr 30 | External Life Insurance Wholesaler | Human Capital Resources | Pittsburgh, PA |
financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more | |||
Apr 30 | Stockbroker | Edward Jones | San Diego, CA |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
Apr 30 | Life Insurance External Wholesaler | Human Capital Resources | Pittsburgh, PA |
financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more | |||
Apr 20 | FINRA Legal Extern (Unpaid) | Finra | Dallas, TX |
We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for a Graduate Legal Externship in our Enforcement Department in Dallas, TX. This position... more | |||
Apr 20 | INSIDE SALES FULL TIME | Long Island, KS | |
INSIDE SALES F/T Social Media company looking for sales professionals with at least 2 yrs exp to sell services to execs and prof'ls. Stockbrokers pref'd but not nec. Plush... more | |||
Apr 20 | STOCKBROKERS & TRAINEES | Clark Dodge & Co | Garden City, NY |
STOCKBROKER AND TRAINEES CLARK DODGE & COMPANY Member FINRA/SIPC Seeking highly motivated & dynamic individuals for immediate entry into series 7 program. - Sponsorship for Series... more | |||
Apr 20 | FINRA Legal Extern (Unpaid) | Financial Industry Regulatory Authority | Dallas, TX |
Title: FINRA Legal Extern (Unpaid) - Dallas, TX Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for... more | |||
Apr 17 | Sales | New Horizons | New York, NY |
Stockbroker Trainee - New York This is an entry level position. We are undergoing an ... the opportunity you have been looking for. Stockbroker Qualifications: Candidates must... more | |||
May 12 | Life Insurance Distribution - FINRA / SEC Attorney | Vintage Legal | New York |
Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for numerous... more | |||
May 08 | Sr. Broker Dealer Customer Service Rep. (FINRA Series 6 Required) | MetLife | Somerset, NJ |
MetLife, a leading provider of insurance and other financial services to individual and institutional customers, is seeking a Sr. Broker Dealer Customer Service Representative in... more | |||
May 05 | Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) | MetLife | Somerset, NJ |
Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more | |||
May 05 | Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) | MetLife | Somerset, NJ |
Job Title: Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: 69506 Location: New Jersey Full/Part Time: Full-Time Regular/Temporary: Regular... more | |||
May 04 | FINRA Extern - Office of the Ombudsman | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. � FINRA is seeking a well-qualified individual for our� Summer Extern �opening in Rockville, MD . To be considered for this... more | |||
May 01 | Personal Banker - Manhattan Branch Village - Manhattan Branch, CA (FINRA Licenses Series 6,63, Life and Health Preferred) | JPMorgan Chase | California |
Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more | |||
Apr 30 | Advertising Compliance Analyst | ING North America Insurance | Windsor, CT |
Responsibilities include reviewing and approving advertising and sales literature created by field RR/IARs as well as home office created materials within published turnaround... more | |||
Apr 27 | Compliance Assistant -FINRA's Central Registration Depository | Lakeshore | Dallas, TX |
Our client,located in Downtown Dallas, TX is one of the country's largest diversified investment banks, delivering expertise and insight to clients across varied industry...more | |||
Apr 27 | NYC: FINRA Arbitrations Partner Needed | New York, NY | |
Our client is a growing national full-service law firm looking to add partners with FINRA Arbitration experience for their NYC office. Groups are encouraged to apply. Books of... more |
Three Respondents Cited In 539 Plan FINRA Settlement For the purpose of proposing a settlement of rule violations alleged by the Financial Industry R... Read On