An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

June 4, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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May 31Stockbroker Trainee PositionNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full sponsorship for Series 7 & 63 exams. You will be working alongside seasoned industry veterans. more

May 31Regional Director - New Business DevelopmentHuman Capital ResourcesOmaha, NE

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

May 31Equity Research Associate, North American Economic & Quantitative ResearchMacquarieNew York, NY

We are currently seeking an Associate to join our Quantitative Research team in New York, focusing on Economic and Quantitative sell-side equity resea Macquarie Group is a global... more

May 30FINRA Extern (Unpaid)Financial Industry Regulatory AuthorityWoodbridge, NJ

Title: FINRA Extern (Unpaid) - Woodbridge, NJ Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our... more

May 28StockbrokerEdward JonesAlbuquerque, NM

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

May 25Stock Broker TraineeJohn Carris InvestmentNew York, NY

and opportunities. John Carris Investment's Stockbroker Trainee Program is seeking creative, entrepreneurial individuals who are motivated to become successful stockbrokers. The... more

May 25Financial AdvisorHuman Capital ResourcesNashville, TN

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

May 22Stock Broker TraineeHfp Capital MarketsManhattan, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more

May 20Chief Underwriter officerJs CruiselineTampa, FL

This officer plays a major role in the company's operations and health. This officer daily tasks is to invest in the company's full operations budget and improve cash flow and... more

May 17Stock Broker TraineeNew York, NY

and opportunities. John Carris Investments Stockbroker Trainee Program is seeking creative, entrepreneurial individuals who are motivated to become successful stockbrokers. The... more

May 08Equity Research Associate -REITsMacquarieNew York, NY

An opportunity now exists for a Research Associate to join our REITs research team in New York. Macquarie Group is a global provider of banking, financial, advisory, investment... more

May 07Stock Broker Trainee-Free Series 7 and 63 SponsorshipHfp Capital MarketsNew York, NY

seeking qualified candidate for a full time Stockbroker Trainee Position. Full sponsorship for Series 7 &63 Exams. You will work alongside seasoned veterans in the industry. more 

May 30Senior Risk Specialist, Office of Risk - New York, NY or Washington, DCFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in our New York, NY or Washington, DC office. To... more

May 30Counsel - Market Regulation, Legal - RockvilleFinraMaryland

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Counsel opening in Rockville, MD. To be considered for this position, please... more

May 30Regulatory Analyst - Market Regulation, Fixed Income - RockvilleFinraMaryland

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. To be considered for this position,... more

May 29Enterprise ArchitectFinraNew York, NY

FINRA is seeking a well qualified individual for our Enterprise Architect opening in New York, NY or Rockville, MD. Job Summary: The Enterprise Architect (EA) is part of a team of... more

May 29Analyst,Public OfferingFinraGaithersburg, MD

The analyst is responsible for reviewing and analyzing registration statements, underwriting documents, and complex transactions often under severe time pressure. This is a... more

May 18Corporate FINRA and Securities Litigation attorney (partner)Law FirmNew York, NY

If you are a corporate securities litigator (commercial/contract FINRA etc..) this opportunity is for you Candidate must be able to interact with clients and demonstrate trust and... more

Jun 02Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for numerous... more

Jun 02FINRA Arbitration attorneyLa Jolla, CA

Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more

Jun 01FINRA Extern (Unpaid)FinraWoodbridge, NJ

We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Extern - Department of Enforcement opening in Woodbridge, NJ. To be... more

May 30FINRA Extern (Unpaid)Financial Industry Regulatory AuthorityWoodbridge, NJ

Title: FINRA Extern (Unpaid) - Woodbridge, NJ Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our... more

May 29Personal Banker - Los Alamitos, CA (FINRALicenses 6, 63, Life & Health Preferred)JPMorgan ChaseCalifornia

Personal Banker - Los Alamitos, CA *(FINRA Licenses 6, 63, Life & Health Preferred)*-120036184 Job Description Play a vital role in the customer banking experience at Chase! As... more

May 18FINRA Arbitraiton Attorney needed for long-term projectRobert Half LegalSt Louis, MO

Licensed in any state and posses a minimum of 1 year of experience trying FINRA Sales Practice Arbitrations. Description : Our client, a large financial services company, is... more

May 17Investment Services Customer Service Rep (FINRA Series 7 & 63) -ChaseSan Antonio, TX

Customer Service Representative I The Investment service centers have a strong reputation of superb customer service. We are a disciplined group devoted to customer service and... more

May 17Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San AnChaseSan Antonio, TX

Customer Service Representative I The Investment service centers have a strong reputation of superb customer service. We are a disciplined group devoted to customer service and... more

May 08Sr. Broker Dealer Customer Service Rep. (FINRA Series 6 Required)MetLifeSomerset, NJ

MetLife, a leading provider of insurance and other financial services to individual and institutional customers, is seeking a Sr. Broker Dealer Customer Service Representative in... more

May 05Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Title: Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: 69506 Location: New Jersey Full/Part Time: Full-Time Regular/Temporary: Regular... more

May 05Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

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