Jun 08 | Stockbroker Trainee | New Horizons | New York, NY |
Get Fast Track Sponsorship for the Series 7 and 63 Licenses Receive paid in house training by seasoned Wall St Experts Work in the heart of the Financial Capital of the World on a... more | |||
May 31 | Stockbroker Trainee Position | New York, NY | |
seeking qualified candidate for full time Stockbroker Trainee Position. Full sponsorship for Series 7 & 63 exams. You will be working alongside seasoned industry veterans. more |
Jun 07 | Equity Research Associate -Solar Energy & Industrials | Macquarie | New York, NY |
An opportunity now exists for a Research Associate to join our Solar Energy & Industrials team in New York. Macquarie Group is a global provider of banking, financial, advisory,... more | |||
Jun 06 | Stock Plan Administrator | Superior Technical Resources | Milpitas, CA |
Superior Technical Resources is looking to hire a Stock Plan Administrator for 6 month contract with a client in Milpitas, CA. Duties: We are looking for a highly detail-oriented... more | |||
Jun 06 | Stock Plan Administrator | Superior Group | Milpitas, CA |
Superior Technical Resources is looking to hire a Stock Plan Administrator for 6 month contract with a client in Milpitas, CA. Duties: We are looking for a highly detail-oriented... more | |||
Jun 06 | Stock Administration with Equity Edge | Insync Staffing | Milpitas, CA |
Responsibilities:We are looking for a highly detail-oriented Stock Plan Administrator to process stock options, stock option grants, RSUs, exercises, and cancellations as well as... more | |||
Jun 05 | Life Insurance Case Manager | Protective Life Insurance | Cincinnati, OH |
Life Insurance Case Manager Job Title: Life Insurance Case Manager Job Type: Full-Time Location: Cincinnati, OH Job Description: Case Manager / New Business Representative... more | |||
Jun 01 | FINRA Extern (Unpaid) | Finra | Woodbridge, NJ |
We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Extern - Department of Enforcement opening in Woodbridge, NJ. To be... more | |||
May 31 | Midwest Regional Director - New Business Development | Human Capital Resources | Omaha, NE |
financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more | |||
May 28 | Stockbroker | Edward Jones | Albuquerque, NM |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
May 25 | Stock Broker Trainee | John Carris Investments | New York, NY |
and opportunities. John Carris Investment's Stockbroker Trainee Program is seeking creative, entrepreneurial individuals who are motivated to become successful stockbrokers. The... more | |||
May 23 | Stock Administrator | Iconma | Milpitas, CA |
Duration: 6 months - Manager is not looking for stock traders. - Manager is looking for Stock Administration with Equity Edge . - Backup would be strong payroll or financial... more | |||
May 22 | Stock Broker Trainee | Hfp Capital Markets | Manhattan, NY |
seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more | |||
May 20 | Chief Underwriter officer | Js Cruiseline | Tampa, FL |
This officer plays a major role in the company's operations and health. This officer daily tasks is to invest in the company's full operations budget and improve cash flow and... more |
Jun 11 | SEC/ FINRA attorney | New York, NY | |
Employer: Confidential Type: - Staff Attorney Dynamic asset-management firm in Manhattan is seeking to hire a mid-level attorney. Really exciting opportunity for the right person. more | |||
Jun 11 | Life Insurance Distribution - FINRA / SEC Attorney | Vintage Legal | New York |
on legal issues under the SEC regulations, FINRA rules, as well as other state and federal insurance laws. Attorney will negotiate, draft and review documents and agreements and... more | |||
Jun 02 | FINRA Arbitration attorney | La Jolla, CA | |
Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more | |||
Jun 01 | FINRA Extern (Unpaid) | Finra | Woodbridge, NJ |
to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a...more | |||
May 30 | FINRA Extern (Unpaid) | Financial Industry Regulatory Authority | Woodbridge, NJ |
directly to the FINRA Careers site, enterwww.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more | |||
May 28 | Partner - Join a Larger Team and Build value as an attorney #2 | Law Firm | New York, NY |
and Commercial and Securities Litigation (Finra Arbitration etc...) if you are also a rainmaker you will only benefit from working in our national and international firm. Equity... more | |||
May 18 | Derivatives Attorney | U.S. Bancorp | Chicago, IL |
and trading practices as well as FINRA/CFTC/SEC finance and operations rules is preferred. Qualifications This new position will be based in U.S. Banks Chicago or Minneapolis... more | |||
May 18 | FINRA ArbitraitonAttorney needed for long-term project | Robert Half Legal | St Louis, MO |
a minimum of 1 year of experience trying FINRA Sales Practice Arbitrations. ... a minimum of 1 year of experience trying FINRA Sales Practice Arbitrations. It's...more | |||
May 16 | Discovery Attorney | Wilmerhale | Dayton, OH |
initiated by the SEC, Department of Justice, FINRA, Congress, state regulators and ... firms in the United States by the American Lawyer. We have successfully represented... more |
Three Respondents Cited In 539 Plan FINRA Settlement For the purpose of proposing a settlement of rule violations alleged by the Financial Industry R... Read On