An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

June 18, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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un 08stockbrokerDallas, TX

MUST BE ABLE TO make 4 hours of phone calls daily.MUST be able to go out and set 10 face to face meetings weekly.MUST have great people skills.MUST be driven to be successful.MUST... more

Jun 08Stock AdministratorMindlanceMilpitas, CA

Responsibilities: We are looking for a highly detail-oriented Stock Plan Administrator to process stock options, stock option grants, RSUs, exercises, and cancellations as well as... more

Jun 07Equity Research Associate -Solar Energy & IndustrialsMacquarieNew York, NY

An opportunity now exists for a Research Associate to join our Solar Energy & Industrials team in New York. Macquarie Group is a global provider of banking, financial, advisory,... more

Jun 07Telemarketing Pro, Ex-Stockbroker PreferredNew York, NY

We are considered by many of our peers to be the leading executive search firm in the world for the placement of attorneys. We currently have an opening in our recruiting... more

Jun 06Stock Administration with Equity EdgeInsync StaffingMilpitas, CA

Responsibilities:We are looking for a highly detail-oriented Stock Plan Administrator to process stock options, stock option grants, RSUs, exercises, and cancellations as well as... more

Jun 06Stock Plan AdministratorSuperior GroupMilpitas, CA

Superior Technical Resources is looking to hire a Stock Plan Administrator for 6 month contract with a client in Milpitas, CA. Duties: We are looking for a highly detail-oriented... more

Jun 06Stock Plan AdministratorSuperior Technical ResourcesMilpitas, CA

Superior Technical Resources is looking to hire a Stock Plan Administrator for 6 month contract with a client in Milpitas, CA. Duties: We are looking for a highly detail-oriented... more

Jun 05Life Insurance Case ManagerProtective Life InsuranceCincinnati, OH

Life Insurance Case Manager Job Title: Life Insurance Case Manager Job Type: Full-Time Location: Cincinnati, OH Job Description: Case Manager / New Business Representative... more

May 31Midwest Regional Director - New Business DevelopmentHuman Capital ResourcesOmaha, NE

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

May 31Stockbroker Trainee PositionNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full sponsorship for Series 7 & 63 exams. You will be working alongside seasoned industry veterans. more

May 28StockbrokerEdward JonesAlbuquerque, NM

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

May 23Stock AdministratorIconmaMilpitas, CA

Duration: 6 months - Manager is not looking for stock traders. - Manager is looking for Stock Administration with Equity Edge . - Backup would be strong payroll or financial... more

May 22Stock Broker TraineeHfp Capital MarketsManhattan, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more



Jun 18Compliance & LegalConsultantsMission-critical ServicesNew York, NY

of 1940, Investment Company Act of 1940, and FINRA rules, to join our Business Consulting ... Securities and Exchange Commission (SEC), FINRA and states. Research regulatory rules... more

Jun 15Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

on legal issues under the SEC regulations, FINRA rules, as well as other state and federal insurance laws. Attorney will negotiate, draft and review documents and agreements and... more

Jun 15FINRA Legal Extern (Unpaid) Full/Part TimeFinancial Industry Regulatory AuthorityRockville, MD

earned is determined by your law school. FINRA requires at least one credit. ... directly to the FINRA Careers site, enterwww.finra.org/careers into your browser to reach... more

Jun 15FINRA Legal Extern (Unpaid) Full/Part TimeFinraRockville, MD

earned is determined by your law school. FINRA requires at least one ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more

Jun 13CFS: 06-08 EXCLUSIVE, SEC, broker dealer, FINRA, regulatory exp reqMla GlobalWashington, DC

associate with law firm, SEC, broker-dealer, FINRA, or comparable securities regulatory experience to handle broker-dealer regulatory issues. Applicants should have experience... more

Jun 13CFS: 06-08 EXCLUSIVE, SEC, broker dealer, FINRA, regulatory exp reqMajor, Lindsey & AfricaWashington, DC

associate with law firm, SEC, broker-dealer, FINRA, or comparable securities regulatory experience to handle broker-dealer regulatory issues. Applicants should have experience... more

Jun 05Legal Secretary ( White Plains)White Plains, NY

Major law firm in White Plains seeks a litigation secretary to support Partners and ... jurisdictions, including but not limited to FINRA Effectively compose legal documentation... more

Jun 05Senior Legal CounselFidelity InvestmentsDenver, CO

materials with applicable SEC and FINRA standards for investment advisers and ... Colorado. * 5 - 8 years of experience at a law firm, asset management firm, or...more

May 22FINRA licensed Client OutreachSpecialistGuidestone Financial ResourcesDallas, TX

The Client Outreach Specialist will advise clients, sell GuideStone's investment products, and retain assets. This is accomplished via outbound phone calls. Must meet and maintain... more

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